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Research Frontiers

38 hedge funds and large institutions have $25.5M invested in Research Frontiers in 2015 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 14 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

21% more capital invested

Capital invested by funds: $21M → $25.5M (+$4.5M)

6% more funds holding

Funds holding: 3638 (+2)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

35% less call options, than puts

Call options by funds: $231K | Put options by funds: $358K

50% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 14

Holders
38
Holders Change
+2
Holders Change %
+5.56%
% of All Funds
1.01%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
7
Reduced
14
Closed
3
Calls
$231K
Puts
$358K
Net Calls
-$127K
Net Calls Change
-$215K
Name Holding Trade Value Shares
Change
Change in
Stake
GCM
1
Goldman Capital Management
New York
$9.63M -$192K -37,000 -2%
BIT
2
BlackRock Institutional Trust
California
$4.12M +$14.3K +2,750 +0.4%
Vanguard Group
3
Vanguard Group
Pennsylvania
$3.3M +$20.8K +4,000 +0.7%
ICM
4
Invicta Capital Management
New York
$1.63M +$1.39M +267,100 New
Fidelity Investments
5
Fidelity Investments
Massachusetts
$1.33M -$221K -42,520 -16%
SRC
6
Shufro Rose & Co
New York
$1.29M -$5.2K -1,000 -0.5%
Geode Capital Management
7
Geode Capital Management
Massachusetts
$542K +$16.3K +3,127 +4%
BFA
8
BlackRock Fund Advisors
California
$458K -$26.5K -5,088 -6%
California Public Employees Retirement System
9
California Public Employees Retirement System
California
$320K
UBS Group
10
UBS Group
Switzerland
$246K -$49.2K -9,465 -19%
Northern Trust
11
Northern Trust
Illinois
$225K -$16.5K -3,173 -8%
OA
12
Outfitter Advisors
Virginia
$220K
T. Rowe Price Associates
13
T. Rowe Price Associates
Maryland
$193K -$7.8K -1,500 -5%
UCFA
14
United Capital Financial Advisors
Texas
$188K
Bank of New York Mellon
15
Bank of New York Mellon
New York
$175K +$9.88K +1,899 +7%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$170K -$74.4K -14,300 -34%
Dimensional Fund Advisors
17
Dimensional Fund Advisors
Texas
$155K -$10.9K -2,090 -8%
Bank of America
18
Bank of America
North Carolina
$126K +$46.8K +9,000 +77%
SI
19
Stephens Inc
Arkansas
$122K
Wells Fargo
20
Wells Fargo
California
$116K
Morgan Stanley
21
Morgan Stanley
New York
$99K -$2.96K -568 -3%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$95K -$76.8K -14,757 -49%
PG
23
PEAK6 Group
Illinois
$87K +$13K +2,506 +21%
AQR Capital Management
24
AQR Capital Management
Connecticut
$84K -$7.28K -1,400 -9%
Citadel Advisors
25
Citadel Advisors
Florida
$78K +$17.7K +3,411 +37%

REFR Hedge Fund Activity: Q1 2015 in Review

38 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Research Frontiers (REFR) for Q1 2015, worth a combined $25.5M — up 21% from $21M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new REFR positions and 3 closed out — a net gain of 2 holders — while 7 added to existing stakes and 14 trimmed.

The largest buyer was Invicta Capital Management, opening a new position worth an estimated $1.39M. The largest seller was Sophrosyne Capital, exiting entirely with an estimated $418K sold.

  • 38 institutional investors held Research Frontiers (REFR) as of Q1 2015, up from 36 in Q4 2014.
  • Funds reported $25.5M of Research Frontiers stock for Q1 2015, up 21% quarter-over-quarter.
  • 5 funds opened new Research Frontiers positions in Q1 2015 and 3 closed out, a net change of +2 holders.
  • The largest Research Frontiers buyer in Q1 2015 was Invicta Capital Management, an estimated $1.39M added.
  • The largest Research Frontiers seller in Q1 2015 was Sophrosyne Capital, an estimated $418K sold.

Based on aggregated 13F filings for Q1 2015.