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Research Frontiers

54 hedge funds and large institutions have $15.8M invested in Research Frontiers in 2020 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 21 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

2,280% more call options, than puts

Call options by funds: $119K | Put options by funds: $5K

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

40% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 15

9% more capital invested

Capital invested by funds: $14.4M → $15.8M (+$1.33M)

6% more funds holding

Funds holding: 5154 (+3)

0.89% more ownership

Funds ownership: 16.94%17.82% (+0.89%)

Holders
54
Holders Change
+3
Holders Change %
+5.88%
% of All Funds
0.96%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
21
Reduced
15
Closed
4
Calls
$119K
Puts
$5K
Net Calls
+$114K
Net Calls Change
-$109K
Name Holding Trade Value Shares
Change
Change in
Stake
BlackRock
1
BlackRock
New York
$5.64M +$257K +90,942 +5%
Vanguard Group
2
Vanguard Group
Pennsylvania
$3.59M +$57.1K +20,219 +2%
State Street
3
State Street
Massachusetts
$1.12M +$201K +71,174 +22%
Geode Capital Management
4
Geode Capital Management
Massachusetts
$1.01M +$27.5K +9,740 +3%
Northern Trust
5
Northern Trust
Illinois
$875K +$5.34K +1,893 +0.6%
SRC
6
Shufro Rose & Co
New York
$457K +$8.46K +3,000 +2%
N
7
Nuveen
North Carolina
$302K -$1.49K -527 -0.5%
Bank of New York Mellon
8
Bank of New York Mellon
New York
$214K -$9.38K -3,324 -4%
Charles Schwab
9
Charles Schwab
California
$202K
JP Morgan Chase
10
JP Morgan Chase
New York
$200K +$173K +61,137 +618%
GCP
11
GSA Capital Partners
United Kingdom
$179K -$8.89K -3,150 -5%
Wells Fargo
12
Wells Fargo
California
$156K +$81.6K +28,918 +108%
California Public Employees Retirement System
13
California Public Employees Retirement System
California
$150K
California State Teachers Retirement System (CalSTRS)
14
California State Teachers Retirement System (CalSTRS)
California
$112K
VF
15
Virtu Financial
New York
$94K +$94.4K +33,449 New
KWM
16
Kingsview Wealth Management
Oregon
$92K -$25.4K -9,000 -22%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$92K -$22.6K -8,000 -20%
SSA
18
Schonfeld Strategic Advisors
New York
$84K -$47.1K -16,700 -36%
NP
19
NorthRock Partners
Minnesota
$84K +$84.7K +30,000 New
Morgan Stanley
20
Morgan Stanley
New York
$76K +$48.4K +17,162 +172%
Citadel Advisors
21
Citadel Advisors
Florida
$72K +$12.3K +4,363 +21%
New York State Common Retirement Fund
22
New York State Common Retirement Fund
New York
$68K
Invesco
23
Invesco
Georgia
$62K +$62.4K +22,118 New
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$61K -$176K -62,381 -74%
Deutsche Bank
25
Deutsche Bank
Germany
$57K +$15.1K +5,349 +36%

REFR Hedge Fund Activity: Q4 2020 in Review

54 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in Research Frontiers (REFR) for Q4 2020, worth a combined $15.8M — up 9.2% from $14.4M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new REFR positions and 4 closed out — a net gain of 3 holders — while 21 added to existing stakes and 15 trimmed.

The largest buyer was BlackRock, adding an estimated $257K. The largest seller was Susquehanna International Group, cutting an estimated $176K.

  • 54 institutional investors held Research Frontiers (REFR) as of Q4 2020, up from 51 in Q3 2020.
  • Funds reported $15.8M of Research Frontiers stock for Q4 2020, up 9.2% quarter-over-quarter.
  • 7 funds opened new Research Frontiers positions in Q4 2020 and 4 closed out, a net change of +3 holders.
  • The largest Research Frontiers buyer in Q4 2020 was BlackRock, an estimated $257K added.
  • The largest Research Frontiers seller in Q4 2020 was Susquehanna International Group, an estimated $176K sold.

Based on aggregated 13F filings for Q4 2020.