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Research Frontiers

41 hedge funds and large institutions have $23.4M invested in Research Frontiers in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 8

0% more funds holding

Funds holding: 4141 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

2% less capital invested

Capital invested by funds: $23.8M → $23.4M (-$451K)

58% less call options, than puts

Call options by funds: $162K | Put options by funds: $384K

Holders
41
Holders Change
Holders Change %
0%
% of All Funds
1.19%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
4
Increased
11
Reduced
8
Closed
4
Calls
$162K
Puts
$384K
Net Calls
-$222K
Net Calls Change
+$614K
Name Holding Trade Value Shares
Change
Change in
Stake
GCM
1
Goldman Capital Management
New York
$9.29M +$529K +100,651 +7%
BIT
2
BlackRock Institutional Trust
California
$3.86M +$119K +22,547 +3%
Vanguard Group
3
Vanguard Group
Pennsylvania
$3.08M +$41.6K +7,905 +1%
Fidelity Investments
4
Fidelity Investments
Massachusetts
$1.79M +$152K +28,820 +10%
SRC
5
Shufro Rose & Co
New York
$1.23M +$15.8K +3,000 +1%
Geode Capital Management
6
Geode Capital Management
Massachusetts
$493K +$23.6K +4,495 +6%
BFA
7
BlackRock Fund Advisors
California
$428K -$28.4K -5,406 -7%
California Public Employees Retirement System
8
California Public Employees Retirement System
California
$361K
U
9
UBS
Switzerland
$274K -$17.3K -3,297 -6%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$242K
Northern Trust
11
Northern Trust
Illinois
$231K -$626 -119 -0.3%
OA
12
Outfitter Advisors
Virginia
$207K
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$197K +$29.5K +5,614 +20%
T. Rowe Price Associates
14
T. Rowe Price Associates
Maryland
$190K
UCFA
15
United Capital Financial Advisors
Texas
$190K
Dimensional Fund Advisors
16
Dimensional Fund Advisors
Texas
$158K
CCM
17
Condor Capital Management
New Jersey
$157K +$16.5K +3,140 +13%
Bank of New York Mellon
18
Bank of New York Mellon
New York
$152K
SI
19
Stephens Inc
Arkansas
$115K
Wells Fargo
20
Wells Fargo
California
$109K -$5.32K -1,012 -5%
Morgan Stanley
21
Morgan Stanley
New York
$97K -$7.93K -1,509 -8%
AQR Capital Management
22
AQR Capital Management
Connecticut
$87K
State Street
23
State Street
Massachusetts
$69K
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$63K
PG
25
PEAK6 Group
Illinois
$60K -$56.2K -10,687 -50%

REFR Hedge Fund Activity: Q3 2014 in Review

41 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in Research Frontiers (REFR) for Q3 2014, worth a combined $23.4M — down 1.9% from $23.8M a quarter earlier.

Fund positioning in REFR was balanced in Q3 2014: 4 funds opened new positions, 4 closed out, 11 added to existing stakes and 8 trimmed.

The largest buyer was Goldman Capital Management, adding an estimated $529K. The largest seller was First Allied Advisory Services, exiting entirely with an estimated $109K sold.

  • 41 institutional investors held Research Frontiers (REFR) as of Q3 2014, unchanged from Q2 2014.
  • Funds reported $23.4M of Research Frontiers stock for Q3 2014, down 1.9% quarter-over-quarter.
  • 4 funds opened new Research Frontiers positions in Q3 2014 and 4 closed out, a net change of 0 holders.
  • The largest Research Frontiers buyer in Q3 2014 was Goldman Capital Management, an estimated $529K added.
  • The largest Research Frontiers seller in Q3 2014 was First Allied Advisory Services, an estimated $109K sold.

Based on aggregated 13F filings for Q3 2014.