First Allied Advisory Services’s Research Frontiers REFR Stock Holding History

First Allied Advisory Services’s Portfolio REFR Stock Details REFR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-29,212	Closed	-$97K	–	1681
2019 Q2	$97K	Hold	29,212	–	–	﹤0.01%	1164
2019 Q1	$63K	Hold	29,212	–	–	﹤0.01%	1128
2018 Q4	$46K	Hold	29,212	–	–	﹤0.01%	1051
2018 Q3	$46K	Hold	29,212	–	–	﹤0.01%	1166
2018 Q2	$24K	Sell	29,212 -4,000	-12%	-$3.63K	﹤0.01%	1139
2018 Q1	$32K	Sell	33,212 -5,000	-13%	-$4.86K	﹤0.01%	1155
2017 Q4	$40K	Hold	38,212	–	–	﹤0.01%	1331
2017 Q3	$45K	Hold	38,212	–	–	﹤0.01%	1105
2017 Q2	$49K	Hold	38,212	–	–	﹤0.01%	1122
2017 Q1	$53K	Hold	38,212	–	–	﹤0.01%	1082
2016 Q4	$70K	Hold	38,212	–	–	﹤0.01%	1080
2016 Q3	$99K	Buy	+38,212	New	+$120K	0.01%	1006
2014 Q3	–	Sell	-18,000	Closed	-$109K	–	1092
2014 Q2	$109K	Hold	18,000	–	–	0.01%	938
2014 Q1	$93K	Hold	18,000	–	–	0.01%	960
2013 Q4	$104K	Hold	18,000	–	–	0.01%	894
2013 Q3	$76K	Hold	18,000	–	–	﹤0.01%	972
2013 Q2	$72K	Buy	+18,000	New	+$71.2K	0.01%	923

Other funds holding REFR

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

SRC

Shufro Rose & Co New York $1.47B AUM 19.38% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

Group One Trading Chicago, Illinois $52.2B AUM 104.56% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

KWM

Kingsview Wealth Management Grants Pass, Oregon $7.33B AUM 16.07% 1-Year Est. Return

Family Management New York $834M AUM 20.83% 1-Year Est. Return

First Allied Advisory Services's REFR Position: Q3 2019 in Review

First Allied Advisory Services sold out of Research Frontiers (REFR) in Q3 2019, closing a stake of 29,212 shares — an estimated $97K sold.

First Allied Advisory Services first reported a position in REFR in Q2 2013 and held it in 17 quarters. The position peaked at $109K in Q2 2014. 38 funds tracked by Wall St. Rank hold REFR as of Q3 2019.

First Allied Advisory Services reported no remaining Research Frontiers position as of Q3 2019 after selling out during the quarter.
First Allied Advisory Services sold 29,212 Research Frontiers shares in Q3 2019, an estimated $97K.
First Allied Advisory Services first reported a position in Research Frontiers in Q2 2013 and held it in 17 quarters.
First Allied Advisory Services's Research Frontiers position peaked at $109K in Q2 2014.
38 funds tracked by Wall St. Rank held Research Frontiers as of Q3 2019.

Based on First Allied Advisory Services's 13F filing for Q3 2019, filed 6 Nov 2019.