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Research Frontiers
REFR

Overview Fund Activity

37 hedge funds and large institutions have $13.9M invested in Research Frontiers in 2013 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 9 reducing their positions, and 3 closing their positions.

Holders
37
Holders Change
–
Holders Change %
0%
% of All Funds
1.2%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
3
Increased
9
Reduced
9
Closed
3
Calls
$8K
Puts
$38K
Net Calls
-$30K
Net Calls Change
-$30K

Top Buyers

1
GCM
1
Goldman Capital Management
New York
$5.12M
2
SRC
2
Shufro Rose & Co
New York
$851K
3
PG
3
PEAK6 Group
Illinois
$95.1K
4
Vanguard Group
4
Vanguard Group
Pennsylvania
$2.11M
5
Bank of America
5
Bank of America
North Carolina
$26K

Top Sellers

1
MP
1
Mangrove Partners
Connecticut
$0
2
Invesco
2
Invesco
Georgia
$547K
3
PCM
3
Perkins Capital Management
Minnesota
$0
4
U
4
UBS
Switzerland
$173K
5
CCM
5
Condor Capital Management
New Jersey
$202K
Name Market Value Shares Shares
Change 		Shares
Change %
GCM
1
Goldman Capital Management
New York
$5.12M 1,208,000 +142,000 +13%
BIT
2
BlackRock Institutional Trust
California
$2.33M 548,627 +1,907 +0.3%
Vanguard Group
3
Vanguard Group
Pennsylvania
$2.11M 497,654 +6,550 +1%
SRC
4
Shufro Rose & Co
New York
$851K 200,900 +40,400 +25%
Invesco
5
Invesco
Georgia
$547K 129,095 -87,884 -41%
BFA
6
BlackRock Fund Advisors
California
$277K 65,352 +5,130 +9%
Geode Capital Management
7
Geode Capital Management
Massachusetts
$270K 63,604 – –
California Public Employees Retirement System
8
California Public Employees Retirement System
California
$266K 62,841 – –
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$220K 51,800 – –
CCM
10
Condor Capital Management
New Jersey
$202K 47,656 -15,571 -25%
Northern Trust
11
Northern Trust
Illinois
$183K 43,124 -1,090 -2%
U
12
UBS
Switzerland
$173K 40,700 -17,004 -29%
OA
13
Outfitter Advisors
Virginia
$153K 36,000 – –
FC
14
Fiera Capital
New York
$140K 32,966 – –
UCFA
15
United Capital Financial Advisors
Texas
$140K 33,088 – –
T. Rowe Price Associates
16
T. Rowe Price Associates
Maryland
$132K 31,100 – –
Dimensional Fund Advisors
17
Dimensional Fund Advisors
Texas
$116K 27,430 -300 -1%
Bank of New York Mellon
18
Bank of New York Mellon
New York
$112K 26,379 -1,285 -5%
PG
19
PEAK6 Group
Illinois
$95.1K 44,596 +31,333 +236%
Wells Fargo
20
Wells Fargo
California
$89K 21,014 – –
SI
21
Stephens Inc
Arkansas
$85K 20,000 – –
FAAS
22
First Allied Advisory Services
California
$76K 18,000 – –
State Street
23
State Street
Massachusetts
$55K 13,070 – –
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$47K 11,004 -2,220 -17%
SFSIG
25
San Francisco Sentry Investment Group
California
$38K 9,000 – –
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