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Research Frontiers

37 hedge funds and large institutions have $21.1M invested in Research Frontiers in 2015 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 6 increasing their positions, 5 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

40% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 5

20% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 5

6% more funds holding

Funds holding: 3537 (+2)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2% less capital invested

Capital invested by funds: $21.5M → $21.1M (-$436K)

33% less call options, than puts

Call options by funds: $75K | Put options by funds: $112K

Holders
37
Holders Change
+2
Holders Change %
+5.71%
% of All Funds
1.03%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
6
Reduced
5
Closed
5
Calls
$75K
Puts
$112K
Net Calls
-$37K
Net Calls Change
-$87K
Name Holding Trade Value Shares
Change
Change in
Stake
GCM
1
Goldman Capital Management
New York
$8.54M +$390K +73,500 +5%
BIT
2
BlackRock Institutional Trust
California
$3.43M
Vanguard Group
3
Vanguard Group
Pennsylvania
$2.87M +$45.3K +8,543 +2%
Fidelity Investments
4
Fidelity Investments
Massachusetts
$1.44M -$307K -57,900 -17%
SRC
5
Shufro Rose & Co
New York
$1.04M -$37.1K -7,000 -3%
Geode Capital Management
6
Geode Capital Management
Massachusetts
$500K +$14.8K +2,782 +3%
California Public Employees Retirement System
7
California Public Employees Retirement System
California
$319K
BFA
8
BlackRock Fund Advisors
California
$308K -$8.53K -1,608 -3%
OA
9
Outfitter Advisors
Virginia
$183K
UCFA
10
United Capital Financial Advisors
Texas
$170K
CIS
11
Connors Investor Services
Pennsylvania
$170K +$178K +33,556 New
Fiera Capital (Canada)
12
Fiera Capital (Canada)
Quebec, Canada
$167K
Northern Trust
13
Northern Trust
Illinois
$166K +$4.8K +905 +3%
T. Rowe Price Associates
14
T. Rowe Price Associates
Maryland
$160K
Bank of New York Mellon
15
Bank of New York Mellon
New York
$151K
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$148K +$53K +9,986 +52%
UBS Group
17
UBS Group
Switzerland
$147K -$51K -9,609 -25%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$141K
ISL
19
Ingalls & Snyder LLC
New York
$126K +$133K +25,000 New
Bank of America
20
Bank of America
North Carolina
$105K
SI
21
Stephens Inc
Arkansas
$101K
Wells Fargo
22
Wells Fargo
California
$99K
Morgan Stanley
23
Morgan Stanley
New York
$86K +$2.83K +533 +3%
Simplex Trading
24
Simplex Trading
Illinois
$72K +$75.9K +14,295 New
PFS
25
Prospera Financial Services
Texas
$71K +$74.8K +14,100 New

REFR Hedge Fund Activity: Q3 2015 in Review

37 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Research Frontiers (REFR) for Q3 2015, worth a combined $21.1M — down 2% from $21.5M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new REFR positions and 5 closed out — a net gain of 2 holders — while 6 added to existing stakes and 5 trimmed.

The largest buyer was Goldman Capital Management, adding an estimated $390K. The largest seller was Fidelity Investments, cutting an estimated $307K.

  • 37 institutional investors held Research Frontiers (REFR) as of Q3 2015, up from 35 in Q2 2015.
  • Funds reported $21.1M of Research Frontiers stock for Q3 2015, down 2% quarter-over-quarter.
  • 7 funds opened new Research Frontiers positions in Q3 2015 and 5 closed out, a net change of +2 holders.
  • The largest Research Frontiers buyer in Q3 2015 was Goldman Capital Management, an estimated $390K added.
  • The largest Research Frontiers seller in Q3 2015 was Fidelity Investments, an estimated $307K sold.

Based on aggregated 13F filings for Q3 2015.