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Research Frontiers

32 hedge funds and large institutions have $6.58M invested in Research Frontiers in 2017 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 5 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.47% less ownership

Funds ownership: 21.01%19.54% (-1.5%)

18% less funds holding

Funds holding: 3932 (-7)

28% less capital invested

Capital invested by funds: $9.2M → $6.58M (-$2.62M)

38% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 8

75% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 4

Holders
32
Holders Change
-7
Holders Change %
-17.95%
% of All Funds
0.8%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
1
Increased
5
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GCM
1
Goldman Capital Management
New York
$3.02M -$189K -109,909 -5%
BlackRock
2
BlackRock
New York
$1.04M +$1.28M +745,230 New
Vanguard Group
3
Vanguard Group
Pennsylvania
$850K
Fidelity Investments
4
Fidelity Investments
Massachusetts
$472K -$25.5K -14,802 -4%
SRC
5
Shufro Rose & Co
New York
$183K -$3.44K -2,000 -2%
CIS
6
Connors Investor Services
Pennsylvania
$174K +$8.6K +5,000 +4%
Geode Capital Management
7
Geode Capital Management
Massachusetts
$139K +$888 +516 +0.5%
California Public Employees Retirement System
8
California Public Employees Retirement System
California
$88K
Northern Trust
9
Northern Trust
Illinois
$61K +$5.84K +3,394 +8%
FAAS
10
First Allied Advisory Services
California
$53K
OA
11
Outfitter Advisors
Virginia
$50K
Fiera Capital (Canada)
12
Fiera Capital (Canada)
Quebec, Canada
$46K
T. Rowe Price Associates
13
T. Rowe Price Associates
Maryland
$44K
UCFA
14
United Capital Financial Advisors
Texas
$41K -$7.57K -4,400 -13%
RJA
15
Raymond James & Associates
Florida
$39K
Bank of New York Mellon
16
Bank of New York Mellon
New York
$35K
ISL
17
Ingalls & Snyder LLC
New York
$33K
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$31K
SI
19
Stephens Inc
Arkansas
$28K
Wells Fargo
20
Wells Fargo
California
$27K
VKH
21
Virtu KCG Holdings
New York
$26K -$11K -6,422 -26%
PFS
22
Prospera Financial Services
Texas
$26K
Morgan Stanley
23
Morgan Stanley
New York
$16K -$18.6K -10,800 -49%
State Street
24
State Street
Massachusetts
$15K
HB
25
Homrich & Berg
Georgia
$14K

REFR Hedge Fund Activity: Q1 2017 in Review

32 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in Research Frontiers (REFR) for Q1 2017, worth a combined $6.58M — down 28% from $9.2M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of REFR and 1 opened new positions — a net loss of 3 holders — while 8 trimmed existing stakes and 5 added.

The largest buyer was BlackRock, opening a new position worth an estimated $1.28M. The largest seller was Anson Funds Management, exiting entirely with an estimated $289K sold.

  • 32 institutional investors held Research Frontiers (REFR) as of Q1 2017, down from 39 in Q4 2016.
  • Funds reported $6.58M of Research Frontiers stock for Q1 2017, down 28% quarter-over-quarter.
  • 1 fund opened new Research Frontiers positions in Q1 2017 and 4 closed out, a net change of -3 holders.
  • The largest Research Frontiers buyer in Q1 2017 was BlackRock, an estimated $1.28M added.
  • The largest Research Frontiers seller in Q1 2017 was Anson Funds Management, an estimated $289K sold.

Based on aggregated 13F filings for Q1 2017.