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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QTEC icon
351
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
$1.87M 0.05%
9,453
+5,539
+142% +$1.04M
VWO icon
352
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$1.86M 0.05%
42,600
-684
-2% -$29.5K
PIZ icon
353
Invesco Dorsey Wright Developed Markets Momentum ETF
PIZ
$718M
$1.86M 0.05%
52,128
-6,175
-11% -$214K
VBK icon
354
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$1.86M 0.05%
7,415
-752
-9% -$188K
IGM icon
355
iShares Expanded Tech Sector ETF
IGM
$9.94B
$1.85M 0.05%
19,599
-762
-4% -$66.7K
IYH icon
356
iShares US Healthcare ETF
IYH
$3.11B
$1.85M 0.05%
30,168
+1,812
+6% +$109K
FXR icon
357
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$732M
$1.84M 0.05%
27,086
+596
+2% +$41.6K
APO icon
358
Apollo Global Management
APO
$70.7B
$1.84M 0.05%
15,526
+8
+0.1% +$908
NVS icon
359
Novartis
NVS
$295B
$1.82M 0.05%
17,126
-296
-2% -$29.7K
BSJR icon
360
Invesco BulletShares 2027 High Yield Corporate Bond ETF
BSJR
$856M
$1.81M 0.05%
82,108
-771
-0.9% -$17K
PAVE icon
361
Global X US Infrastructure Development ETF
PAVE
$14.3B
$1.81M 0.05%
48,900
+2,408
+5% +$92.1K
EMN icon
362
Eastman Chemical
EMN
$7.8B
$1.81M 0.05%
18,451
+957
+5% +$95K
HXL icon
363
Hexcel
HXL
$8.32B
$1.8M 0.05%
+28,886
New +$1.94M
SDVD icon
364
FT Vest SMID Rising Dividend Achievers Target Income ETF
SDVD
$909M
$1.79M 0.05%
85,838
+25,731
+43% +$544K
SMCI icon
365
Super Micro Computer
SMCI
$19.5B
$1.76M 0.05%
21,430
+12,630
+144% +$1.08M
NZF icon
366
Nuveen Municipal Credit Income Fund
NZF
$2.4B
$1.75M 0.05%
141,368
+3,430
+2% +$41.2K
XBIL icon
367
US Treasury 6 Month Bill ETF
XBIL
$738M
$1.73M 0.05%
34,600
+1,100
+3% +$55K
VLO icon
368
Valero Energy
VLO
$89.8B
$1.72M 0.05%
10,987
+4,638
+73% +$748K
FMAR icon
369
FT Vest US Equity Buffer ETF March
FMAR
$1.12B
$1.71M 0.05%
+42,200
New +$1.66M
WM icon
370
Waste Management
WM
$95.9B
$1.71M 0.05%
8,002
+283
+4% +$58.8K
PWZ icon
371
Invesco California AMT-Free Municipal Bond ETF
PWZ
$1.14B
$1.7M 0.05%
68,839
+390
+0.6% +$9.61K
PKG icon
372
Packaging Corp of America
PKG
$22.7B
$1.68M 0.05%
9,198
+62
+0.7% +$11.3K
MLPX icon
373
Global X MLP & Energy Infrastructure ETF
MLPX
$3.68B
$1.68M 0.05%
32,885
+147
+0.4% +$7.24K
SPG icon
374
Simon Property Group
SPG
$74.5B
$1.68M 0.05%
11,039
+39
+0.4% +$5.75K
BRO icon
375
Brown & Brown
BRO
$22.9B
$1.67M 0.05%
18,711
+509
+3% +$44.2K
13 14
15
16 17

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.