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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTGC icon
326
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.98B
$2.11M 0.06%
88,078
-8,024
-8% -$194K
TMO icon
327
Thermo Fisher Scientific
TMO
$208B
$2.1M 0.06%
3,803
+997
+36% +$571K
ISRG icon
328
Intuitive Surgical
ISRG
$128B
$2.1M 0.06%
4,728
+979
+26% +$390K
FNDX icon
329
Schwab Fundamental US Large Company Index ETF
FNDX
$26.6B
$2.09M 0.06%
93,762
+3,684
+4% +$81.2K
F icon
330
Ford
F
$57.3B
$2.09M 0.06%
166,565
+80,652
+94% +$998K
XLRE icon
331
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.7B
$2.08M 0.06%
54,147
-196
-0.4% -$7.38K
EFV icon
332
iShares MSCI EAFE Value ETF
EFV
$28.3B
$2.07M 0.06%
39,064
-7,953
-17% -$432K
INTC icon
333
Intel
INTC
$449B
$2.05M 0.06%
66,146
-103,067
-61% -$3.38M
PULS icon
334
PGIM Ultra Short Bond ETF
PULS
$17.7B
$2.04M 0.06%
40,947
+10,483
+34% +$520K
MS icon
335
Morgan Stanley
MS
$335B
$2.02M 0.06%
20,755
+119
+0.6% +$11.3K
RIGS icon
336
ALPS Strategic Income Fund
RIGS
$60.4M
$2.01M 0.06%
88,603
-2,461
-3% -$55.8K
WTAI icon
337
WisdomTree Artificial Intelligence and Innovation Fund
WTAI
$574M
$1.99M 0.06%
95,405
+884
+0.9% +$17.8K
MRNA icon
338
Moderna
MRNA
$22B
$1.99M 0.06%
16,756
+13,093
+357% +$1.66M
QDPL icon
339
Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF
QDPL
$1.68B
$1.98M 0.06%
54,056
+3,117
+6% +$112K
IDU icon
340
iShares US Utilities ETF
IDU
$1.4B
$1.96M 0.05%
22,332
-2
-0% -$176
TCAF icon
341
T. Rowe Price Capital Appreciation Equity ETF
TCAF
$7.85B
$1.95M 0.05%
+62,186
New +$1.89M
CVS icon
342
CVS Health
CVS
$136B
$1.93M 0.05%
32,647
-718
-2% -$44.9K
IEUR icon
343
iShares Core MSCI Europe ETF
IEUR
$8.78B
$1.92M 0.05%
33,740
-367
-1% -$21.3K
ECL icon
344
Ecolab
ECL
$76.5B
$1.91M 0.05%
8,025
-379
-5% -$87.6K
IUSG icon
345
iShares Core S&P US Growth ETF
IUSG
$31B
$1.91M 0.05%
14,948
-513
-3% -$61.2K
XPND icon
346
First Trust Expanded Technology ETF
XPND
$37.8M
$1.89M 0.05%
67,176
+2,112
+3% +$56K
RY icon
347
Royal Bank of Canada
RY
$289B
$1.88M 0.05%
17,680
-90
-0.5% -$9.26K
TFC icon
348
Truist Financial
TFC
$63.8B
$1.87M 0.05%
48,183
+381
+0.8% +$14.4K
HEZU icon
349
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$565M
$1.87M 0.05%
51,551
+901
+2% +$33.1K
CGCP icon
350
Capital Group Core Plus Income ETF
CGCP
$8.39B
$1.87M 0.05%
84,137
-161,919
-66% -$3.59M
12 13
14
15 16

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.