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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BILS icon
301
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
$3.84B
$2.36M 0.07%
23,747
-1,505
-6% -$149K
NFTY icon
302
First Trust India Nifty 50 Equal Weight ETF
NFTY
$129M
$2.34M 0.07%
+38,842
New +$2.24M
MAIN icon
303
Main Street Capital
MAIN
$4.97B
$2.34M 0.07%
46,242
+2,228
+5% +$109K
FMB icon
304
First Trust Managed Municipal ETF
FMB
$2.03B
$2.33M 0.06%
45,664
+232
+0.5% +$11.8K
DWAS icon
305
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
$2.33M 0.06%
27,420
-24,953
-48% -$2.16M
IWO icon
306
iShares Russell 2000 Growth ETF
IWO
$14.5B
$2.31M 0.06%
8,803
+654
+8% +$170K
ATO icon
307
Atmos Energy
ATO
$29.9B
$2.31M 0.06%
19,788
-2,187
-10% -$255K
SAP icon
308
SAP
SAP
$187B
$2.3M 0.06%
11,408
-63
-0.5% -$11.9K
SRE icon
309
Sempra
SRE
$60.8B
$2.29M 0.06%
30,054
+2,957
+11% +$219K
FSEP icon
310
FT Vest US Equity Buffer ETF September
FSEP
$1.21B
$2.28M 0.06%
52,115
-300
-0.6% -$12.8K
QQQM icon
311
Invesco NASDAQ 100 ETF
QQQM
$95.1B
$2.27M 0.06%
11,509
+1,088
+10% +$201K
COR icon
312
Cencora
COR
$60.3B
$2.25M 0.06%
10,006
+267
+3% +$61.8K
LGOV icon
313
First Trust Long Duration Opportunities ETF
LGOV
$622M
$2.25M 0.06%
107,149
+88,541
+476% +$1.84M
CGUS icon
314
Capital Group Core Equity ETF
CGUS
$11.1B
$2.24M 0.06%
69,428
+11,027
+19% +$344K
FIS icon
315
Fidelity National Information Services
FIS
$21.5B
$2.22M 0.06%
29,515
-11,192
-27% -$829K
IUSV icon
316
iShares Core S&P US Value ETF
IUSV
$27.2B
$2.22M 0.06%
25,149
-938
-4% -$82.7K
IEMG icon
317
iShares Core MSCI Emerging Markets ETF
IEMG
$149B
$2.22M 0.06%
41,387
-14,253
-26% -$752K
BMY icon
318
Bristol-Myers Squibb
BMY
$127B
$2.17M 0.06%
52,339
+11,692
+29% +$523K
RFEM icon
319
First Trust RiverFront Dynamic Emerging Markets ETF
RFEM
$77.5M
$2.16M 0.06%
33,025
-498
-1% -$31.7K
XLK icon
320
State Street Technology Select Sector SPDR ETF
XLK
$115B
$2.16M 0.06%
19,062
-7,338
-28% -$773K
DBEF icon
321
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
$2.16M 0.06%
52,057
+36,044
+225% +$1.48M
FTC icon
322
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$2.14M 0.06%
17,456
+5,482
+46% +$659K
GOVT icon
323
iShares US Treasury Bond ETF
GOVT
$43.6B
$2.12M 0.06%
94,096
-12,305
-12% -$276K
ASML icon
324
ASML
ASML
$675B
$2.11M 0.06%
2,067
-735
-26% -$707K
HSY icon
325
Hershey
HSY
$35.4B
$2.11M 0.06%
11,471
+693
+6% +$134K
11 12
13
14 15

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.