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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-3.83%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$1.92B
AUM Growth
-$44.4M
Cap. Flow
+$64.1M
Cap. Flow %
3.35%
Top 10 Hldgs %
20.63%
Holding
1,691
New
67
Increased
511
Reduced
232
Closed
861

Top Buys

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$24M
2
SSUS icon
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
+$19.5M
3
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$12.5M
4
AMD icon
Advanced Micro Devices
AMD
+$7.69M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$7.06M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$46.7M
2
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$13.1M
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.9M
4
SPIP icon
State Street SPDR Portfolio TIPS ETF
SPIP
+$6.17M
5
VALE icon
Vale
VALE
+$5.04M

Sector Composition

Rank Sector Weight
1 Technology 13.28%
2 Financials 7.3%
3 Healthcare 6.57%
4 Consumer Staples 4.86%
5 Consumer Discretionary 4.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYW icon
301
iShares US Technology ETF
IYW
$23.1B
$1.37M 0.07%
18,646
+299
+2% +$25.4K
O icon
302
Realty Income
O
$61.7B
$1.37M 0.07%
23,468
+2,951
+14% +$203K
PARA
303
DELISTED
Paramount Global Class B
PARA
$1.36M 0.07%
71,639
+7,259
+11% +$174K
VPU
304
Vanguard Utilities ETF
VPU
$8.74B
$1.36M 0.07%
9,536
+493
+5% +$78.6K
FPXI icon
305
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$265M
$1.35M 0.07%
37,725
-848
-2% -$35K
IGSB icon
306
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$1.32M 0.07%
26,881
-3,044
-10% -$154K
DLTR icon
307
Dollar Tree
DLTR
$24.5B
$1.32M 0.07%
9,715
-6,227
-39% -$969K
AMAT icon
308
Applied Materials
AMAT
$375B
$1.31M 0.07%
15,952
+3,235
+25% +$312K
TEAM icon
309
Atlassian
TEAM
$25.9B
$1.3M 0.07%
6,193
+5,387
+668% +$1.26M
SPD icon
310
Simplify US Equity PLUS Downside Convexity ETF
SPD
$104M
$1.3M 0.07%
49,116
-78
-0.2% -$2.12K
XLB icon
311
State Street Materials Select Sector SPDR ETF
XLB
$8.83B
$1.3M 0.07%
38,130
+10,964
+40% +$412K
SWAV
312
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$1.29M 0.07%
4,658
-3,572
-43% -$908K
ENB icon
313
Enbridge
ENB
$121B
$1.29M 0.07%
34,704
+8,521
+33% +$359K
CLF icon
314
Cleveland-Cliffs
CLF
$6.82B
$1.29M 0.07%
95,484
+22,894
+32% +$381K
OIL
315
DELISTED
iPath Pure Beta Crude Oil ETN
OIL
$1.28M 0.07%
45,100
-1,187
-3% -$37.3K
HYG icon
316
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$1.27M 0.07%
17,851
+3,179
+22% +$240K
BSCP
317
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$1.26M 0.07%
63,288
+9,779
+18% +$200K
XLV icon
318
State Street Health Care Select Sector SPDR ETF
XLV
$43.1B
$1.26M 0.07%
10,384
+6,206
+149% +$799K
MMM icon
319
3M
MMM
$93.9B
$1.25M 0.07%
13,571
-1,701
-11% -$187K
CHPT icon
320
ChargePoint
CHPT
$137M
$1.25M 0.07%
4,218
+4,002
+1,853% +$1.21M
LQD icon
321
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.5B
$1.24M 0.06%
12,109
-271
-2% -$29.9K
VTWO icon
322
Vanguard Russell 2000 ETF
VTWO
$17.4B
$1.24M 0.06%
18,608
-91
-0.5% -$6.7K
TJX icon
323
TJX Companies
TJX
$176B
$1.23M 0.06%
19,849
+4,321
+28% +$271K
WEX icon
324
WEX
WEX
$6.13B
$1.23M 0.06%
9,699
-175
-2% -$27.5K
PHYS icon
325
Sprott Physical Gold
PHYS
$14.5B
$1.23M 0.06%
95,852
+12,259
+15% +$165K
11 12
13
14 15

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AG
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AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q3 2022 Portfolio in Review

As of Q3 2022, Prospera Financial Services held 1,691 positions worth $1.92B, down 2.3% from $1.96B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Prospera Financial Services deployed $64.1M of net new capital in Q3 2022, opening 67 new positions and adding to 511 existing holdings. Its largest new stake was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 13% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $46.7M trimmed.

  • Prospera Financial Services's largest Q3 2022 buy was Day Hagan/Ned Davis Research Smart Sector ETF: 613,408 shares worth $17.7M.
  • Prospera Financial Services added most to First Trust Dorsey Wright Focus 5 ETF in Q3 2022, an estimated $24M increase.
  • Prospera Financial Services's biggest Q3 2022 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $46.7M.
  • Prospera Financial Services fully exited State Street SPDR Portfolio TIPS ETF in Q3 2022, selling an estimated $6.17M.
  • Prospera Financial Services's ten largest holdings make up 21% of its $1.92B portfolio in Q3 2022.
  • Prospera Financial Services opened 67 new positions and closed 861 in Q3 2022.
  • Prospera Financial Services's portfolio value fell 2.3% quarter-over-quarter to $1.92B.

Based on Prospera Financial Services's 13F filing for Q3 2022, filed 27 Oct 2022.