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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-2.3%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.39B
AUM Growth
+$74.7M
Cap. Flow
+$178M
Cap. Flow %
7.47%
Top 10 Hldgs %
21.9%
Holding
2,800
New
1,927
Increased
474
Reduced
338
Closed
16

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$20.5M
2
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$14.3M
3
FTGC icon
First Trust Global Tactical Commodity Strategy Fund
FTGC
+$12.4M
4
TFI icon
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
+$6.72M
5
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$6.44M

Top Sells

Rank Stock Value
1
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$13.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$12.6M
3
ABBV icon
AbbVie
ABBV
+$8.74M
4
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$5.94M
5
UNL icon
United States 12 Month Natural Gas Fund
UNL
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 14.8%
2 Financials 8.1%
3 Healthcare 5.52%
4 Consumer Discretionary 5.05%
5 Industrials 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGSB icon
301
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$1.74M 0.07%
33,631
-1,514
-4% -$79.8K
AJG icon
302
Arthur J. Gallagher & Co
AJG
$68.2B
$1.72M 0.07%
9,870
+556
+6% +$88.6K
RFFC icon
303
ALPS Active Equity Opportunity ETF
RFFC
$29.6M
$1.72M 0.07%
36,812
-2,508
-6% -$115K
SWAV
304
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$1.71M 0.07%
8,264
-202
-2% -$33.3K
SFM icon
305
Sprouts Farmers Market
SFM
$7.31B
$1.7M 0.07%
+53,213
New +$1.59M
DY icon
306
Dycom Industries
DY
$12.1B
$1.69M 0.07%
17,743
-833
-4% -$76.2K
VBR icon
307
Vanguard Small-Cap Value ETF
VBR
$37.7B
$1.68M 0.07%
9,531
+591
+7% +$103K
IYR icon
308
iShares US Real Estate ETF
IYR
$4.76B
$1.68M 0.07%
15,492
+1,145
+8% +$121K
EXC icon
309
Exelon
EXC
$48.4B
$1.67M 0.07%
+35,128
New +$1.49M
BMY icon
310
Bristol-Myers Squibb
BMY
$130B
$1.67M 0.07%
22,882
+362
+2% +$24.3K
NOV icon
311
NOV
NOV
$7.11B
$1.66M 0.07%
+84,878
New +$1.49M
SYY icon
312
Sysco
SYY
$40.7B
$1.66M 0.07%
20,361
+3,601
+21% +$291K
VTWO icon
313
Vanguard Russell 2000 ETF
VTWO
$17.5B
$1.66M 0.07%
19,977
+1,661
+9% +$137K
TMO icon
314
Thermo Fisher Scientific
TMO
$214B
$1.66M 0.07%
2,801
+1,095
+64% +$629K
FXL icon
315
First Trust Technology AlphaDEX Fund
FXL
$2.45B
$1.65M 0.07%
14,189
-424
-3% -$49.4K
SCCO icon
316
Southern Copper
SCCO
$140B
$1.65M 0.07%
+23,375
New +$1.5M
FMB icon
317
First Trust Managed Municipal ETF
FMB
$2.04B
$1.64M 0.07%
30,956
-1,059
-3% -$58.3K
SMH icon
318
VanEck Semiconductor ETF
SMH
$63.8B
$1.64M 0.07%
12,144
+52
+0.4% +$7.12K
SPYD icon
319
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.78B
$1.64M 0.07%
37,210
-3,656
-9% -$157K
ISTB icon
320
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.11B
$1.63M 0.07%
33,683
+28,284
+524% +$1.4M
MP icon
321
MP Materials
MP
$7.35B
$1.62M 0.07%
28,320
-2,694
-9% -$119K
SNA icon
322
Snap-on
SNA
$21.7B
$1.61M 0.07%
7,819
-90
-1% -$19K
AIVL icon
323
WisdomTree US AI Enhanced Value Fund
AIVL
$433M
$1.6M 0.07%
16,128
-502
-3% -$49.5K
LDUR icon
324
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
$1.56M 0.07%
15,961
+437
+3% +$43.4K
SPD icon
325
Simplify US Equity PLUS Downside Convexity ETF
SPD
$104M
$1.54M 0.06%
49,306
-703
-1% -$21.9K
11 12
13
14 15

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q1 2022 Portfolio in Review

As of Q1 2022, Prospera Financial Services held 2,800 positions worth $2.39B, up 3.2% from $2.31B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Prospera Financial Services deployed $178M of net new capital in Q1 2022, opening 1,927 new positions and adding to 474 existing holdings. Its largest new stake was Leslie's: 10,182 shares worth $3.94M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Dorsey Wright Focus 5 ETF, an estimated $13.7M trimmed.

  • Prospera Financial Services's largest Q1 2022 buy was Leslie's: 10,182 shares worth $3.94M.
  • Prospera Financial Services added most to JPMorgan Equity Premium Income ETF in Q1 2022, an estimated $20.5M increase.
  • Prospera Financial Services's biggest Q1 2022 reduction was First Trust Dorsey Wright Focus 5 ETF, cutting an estimated $13.7M.
  • Prospera Financial Services fully exited Royal Dutch Shell PLC ADS Class B in Q1 2022, selling an estimated $2.63M.
  • Prospera Financial Services's ten largest holdings make up 22% of its $2.39B portfolio in Q1 2022.
  • Prospera Financial Services opened 1,927 new positions and closed 16 in Q1 2022.
  • Prospera Financial Services's portfolio value rose 3.2% quarter-over-quarter to $2.39B.

Based on Prospera Financial Services's 13F filing for Q1 2022, filed 4 May 2022.