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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.2%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$3.6B
AUM Growth
+$240M
Cap. Flow
+$164M
Cap. Flow %
4.57%
Top 10 Hldgs %
19.68%
Holding
1,201
New
110
Increased
529
Reduced
449
Closed
67

Top Buys

Rank Stock Value
1
CAT icon
Caterpillar
CAT
+$18.6M
2
RLI icon
RLI Corp
RLI
+$11.6M
3
FTGS icon
First Trust Growth Strength ETF
FTGS
+$11.5M
4
AMZN icon
Amazon
AMZN
+$11.4M
5
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$11.2M

Top Sells

Rank Stock Value
1
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$23.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.2M
3
FJAN icon
FT Vest US Equity Buffer ETF January
FJAN
+$11.3M
4
DJAN icon
FT Vest US Equity Deep Buffer ETF January
DJAN
+$9.9M
5
VTV icon
Vanguard Value ETF
VTV
+$6.38M

Sector Composition

Rank Sector Weight
1 Technology 16.2%
2 Financials 6.2%
3 Healthcare 4.95%
4 Industrials 4.38%
5 Energy 4.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISTB icon
276
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$2.76M 0.08%
58,214
-5,364
-8% -$253K
VICI icon
277
VICI Properties
VICI
$29.4B
$2.74M 0.08%
95,806
-33,399
-26% -$959K
BSJQ icon
278
Invesco BulletShares 2026 High Yield Corporate Bond ETF
BSJQ
$903M
$2.72M 0.08%
117,933
-844
-0.7% -$19.5K
XLC icon
279
State Street Communication Services Select Sector SPDR ETF
XLC
$21.9B
$2.71M 0.08%
31,667
+20,015
+172% +$1.65M
SPYM
280
State Street SPDR Portfolio S&P 500 ETF
SPYM
$158B
$2.68M 0.07%
41,820
-18,749
-31% -$1.15M
EMLP icon
281
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$2.67M 0.07%
87,712
+1,246
+1% +$37.4K
MGC icon
282
Vanguard Mega Cap 300 Index ETF
MGC
$9.87B
$2.66M 0.07%
13,460
+12,376
+1,142% +$2.33M
EUFN icon
283
iShares MSCI Europe Financials ETF
EUFN
$3.87B
$2.61M 0.07%
116,937
+90,496
+342% +$2.08M
PTNQ icon
284
Pacer Trendpilot 100 ETF
PTNQ
$1.2B
$2.61M 0.07%
36,130
+13,781
+62% +$955K
IFV icon
285
First Trust Dorsey Wright International Focus 5 ETF
IFV
$226M
$2.57M 0.07%
130,901
-17,673
-12% -$349K
NEM icon
286
Newmont
NEM
$98.2B
$2.57M 0.07%
61,444
+13,869
+29% +$567K
D icon
287
Dominion Energy
D
$62.5B
$2.55M 0.07%
52,087
-3,095
-6% -$158K
VALE icon
288
Vale
VALE
$62.9B
$2.52M 0.07%
225,917
-69,336
-23% -$834K
FXH icon
289
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
$2.52M 0.07%
24,061
+14,931
+164% +$1.57M
SCHD icon
290
Schwab US Dividend Equity ETF
SCHD
$102B
$2.5M 0.07%
96,411
+4,317
+5% +$112K
CPAY icon
291
Corpay
CPAY
$24.2B
$2.49M 0.07%
9,348
-77
-0.8% -$21.8K
WY icon
292
Weyerhaeuser
WY
$17.3B
$2.48M 0.07%
87,254
+240
+0.3% +$7.42K
RFFC icon
293
ALPS Active Equity Opportunity ETF
RFFC
$29.6M
$2.46M 0.07%
45,389
-694
-2% -$36.5K
VEA icon
294
Vanguard FTSE Developed Markets ETF
VEA
$226B
$2.46M 0.07%
49,706
+1,776
+4% +$88.4K
VONG icon
295
Vanguard Russell 1000 Growth ETF
VONG
$42.5B
$2.43M 0.07%
25,856
+849
+3% +$74.6K
IFF icon
296
International Flavors & Fragrances
IFF
$19.4B
$2.42M 0.07%
25,372
+158
+0.6% +$14.5K
CCJ icon
297
Cameco
CCJ
$38.3B
$2.4M 0.07%
48,881
+14,680
+43% +$744K
FTXN icon
298
First Trust Nasdaq Oil & Gas ETF
FTXN
$175M
$2.4M 0.07%
77,914
+68,969
+771% +$2.18M
FDT icon
299
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$2.4M 0.07%
43,550
-772
-2% -$43K
XES icon
300
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$380M
$2.37M 0.07%
26,116
-2,156
-8% -$197K
10 11
12
13 14

Similar funds

AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return
EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
PS
Principal Securities Des Moines, Iowa $6.82B AUM 17.15% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $6.97B AUM 16.14% 1-Year Est. Return
RBI
Raiffeisen Bank International Vienna, Austria $6.97B AUM 29.39% 1-Year Est. Return

Prospera Financial Services's Q2 2024 Portfolio in Review

As of Q2 2024, Prospera Financial Services held 1,201 positions worth $3.6B, up 7.1% from $3.36B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Prospera Financial Services deployed $164M of net new capital in Q2 2024, opening 110 new positions and adding to 529 existing holdings. Its largest new stake was RLI Corp: 161,750 shares worth $11.4M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Trust Enhanced Short Maturity ETF, an estimated $23.4M trimmed.

  • Prospera Financial Services's largest Q2 2024 buy was RLI Corp: 161,750 shares worth $11.4M.
  • Prospera Financial Services added most to Caterpillar in Q2 2024, an estimated $18.6M increase.
  • Prospera Financial Services's biggest Q2 2024 reduction was First Trust Enhanced Short Maturity ETF, cutting an estimated $23.4M.
  • Prospera Financial Services fully exited FT Vest US Small Cap Moderate Buffer ETF November in Q2 2024, selling an estimated $5.57M.
  • Prospera Financial Services's ten largest holdings make up 20% of its $3.6B portfolio in Q2 2024.
  • Prospera Financial Services opened 110 new positions and closed 67 in Q2 2024.
  • Prospera Financial Services's portfolio value rose 7.1% quarter-over-quarter to $3.6B.

Based on Prospera Financial Services's 13F filing for Q2 2024, filed 13 Aug 2024.