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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
-0.25%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$2.01B
AUM Growth
+$12.5M
Cap. Flow
+$31.2M
Cap. Flow %
1.56%
Top 10 Hldgs %
24.22%
Holding
867
New
78
Increased
385
Reduced
279
Closed
74

Top Buys

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$6.93M
2
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$6.4M
3
IYJ icon
iShares US Industrials ETF
IYJ
+$4.7M
4
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$4.69M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.22M

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$6.6M
2
IBND icon
State Street SPDR Bloomberg International Corporate Bond ETF
IBND
+$6.21M
3
JCI icon
Johnson Controls International
JCI
+$5.71M
4
IYE icon
iShares US Energy ETF
IYE
+$4.55M
5
PRGO icon
Perrigo
PRGO
+$3.94M

Sector Composition

Rank Sector Weight
1 Technology 15.35%
2 Financials 8.53%
3 Consumer Discretionary 5.81%
4 Industrials 5.22%
5 Healthcare 5.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MU icon
276
Micron Technology
MU
$906B
$1.67M 0.08%
23,501
-27,122
-54% -$2.04M
DD icon
277
DuPont de Nemours
DD
$19.1B
$1.67M 0.08%
19,524
-538
-3% -$49.9K
ENSG icon
278
The Ensign Group
ENSG
$10.7B
$1.66M 0.08%
22,205
+100
+0.5% +$8.27K
NYT icon
279
New York Times
NYT
$12B
$1.66M 0.08%
+33,605
New +$1.59M
DVOL icon
280
First Trust Dorsey Wright Momentum & Low Volatility ETF
DVOL
$74.1M
$1.65M 0.08%
59,844
-5,408
-8% -$155K
DDOG icon
281
Datadog
DDOG
$85.5B
$1.65M 0.08%
11,650
+8,962
+333% +$1.13M
SMH icon
282
VanEck Semiconductor ETF
SMH
$62.9B
$1.6M 0.08%
12,472
+648
+5% +$85.4K
PNC icon
283
PNC Financial Services
PNC
$100B
$1.6M 0.08%
8,156
+243
+3% +$45.9K
SPD icon
284
Simplify US Equity PLUS Downside Convexity ETF
SPD
$104M
$1.59M 0.08%
52,419
+1,185
+2% +$37K
DEO icon
285
Diageo
DEO
$49.7B
$1.59M 0.08%
8,249
+505
+7% +$97.9K
SHY icon
286
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$1.59M 0.08%
18,456
-220
-1% -$19K
RWR icon
287
State Street SPDR Dow Jones REIT ETF
RWR
$1.92B
$1.58M 0.08%
+14,969
New +$1.64M
FBT icon
288
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.84B
$1.58M 0.08%
9,490
+254
+3% +$43.4K
NVO
289
Novo Nordisk
NVO
$225B
$1.57M 0.08%
32,796
-566
-2% -$27.4K
IJJ icon
290
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.92B
$1.56M 0.08%
15,106
-8,527
-36% -$896K
SE icon
291
Sea Limited
SE
$64B
$1.55M 0.08%
4,850
-1,773
-27% -$544K
MCHP icon
292
Microchip Technology
MCHP
$40.7B
$1.54M 0.08%
20,106
+742
+4% +$55.6K
BSCL
293
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$1.52M 0.08%
72,327
+745
+1% +$15.7K
SNA icon
294
Snap-on
SNA
$21.7B
$1.52M 0.08%
7,264
– –
AIVL icon
295
WisdomTree US AI Enhanced Value Fund
AIVL
$435M
$1.52M 0.08%
16,136
-22
-0.1% -$2.14K
XLE icon
296
State Street Energy Select Sector SPDR ETF
XLE
$39B
$1.51M 0.08%
57,896
-50,698
-47% -$1.26M
LQD icon
297
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$1.5M 0.07%
11,254
-275
-2% -$37.2K
FCVT icon
298
First Trust SSI Strategic Convertible Securities ETF
FCVT
$109M
$1.5M 0.07%
29,467
-925
-3% -$47.3K
XLI icon
299
State Street Industrial Select Sector SPDR ETF
XLI
$33.2B
$1.5M 0.07%
15,276
+1,399
+10% +$144K
SNOW icon
300
Snowflake
SNOW
$90B
$1.48M 0.07%
+4,883
New +$1.39M
10 11
12
13 14

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AMH
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EDRH
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GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2021 Portfolio in Review

As of Q3 2021, Prospera Financial Services held 867 positions worth $2.01B, up 0.63% from $1.99B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Prospera Financial Services's Q3 2021 filing shows 78 new, 385 increased, 279 reduced and 74 closed positions. Its largest new stake was Carlyle Group: 86,444 shares worth $4.09M. The largest sale was McKesson, an estimated $6.6M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Prospera Financial Services's largest Q3 2021 buy was Carlyle Group: 86,444 shares worth $4.09M.
  • Prospera Financial Services added most to Fidelity National Information Services in Q3 2021, an estimated $6.93M increase.
  • Prospera Financial Services's biggest Q3 2021 reduction was McKesson, cutting an estimated $6.6M.
  • Prospera Financial Services fully exited State Street SPDR Bloomberg International Corporate Bond ETF in Q3 2021, selling an estimated $6.21M.
  • Prospera Financial Services's ten largest holdings make up 24% of its $2.01B portfolio in Q3 2021.
  • Prospera Financial Services opened 78 new positions and closed 74 in Q3 2021.
  • Prospera Financial Services's portfolio value rose 0.63% quarter-over-quarter to $2.01B.

Based on Prospera Financial Services's 13F filing for Q3 2021, filed 12 Nov 2021.