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PFS

Prospera Financial Services Portfolio holdings

AUM $6.89B
1-Year Est. Return 37.41%
This Fund
S&P 500
This Quarter Est. Return
+3.99%
1 Year Est. Return
+37.41%
3 Year Est. Return
+97.4%
5 Year Est. Return
+116.36%
10 Year Est. Return
+359.89%
AUM
$657M
AUM Growth
+$34M
Cap. Flow
+$6.42M
Cap. Flow %
0.98%
Top 10 Hldgs %
38.74%
Holding
458
New
34
Increased
203
Reduced
148
Closed
27

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$2.21M
2
BX icon
Blackstone
BX
+$2.02M
3
NVDA icon
NVIDIA
NVDA
+$1.66M
4
HON icon
Honeywell
HON
+$1.59M
5
JPM icon
JPMorgan Chase
JPM
+$1.52M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$1.87M
2
IWM icon
iShares Russell 2000 ETF
IWM
+$1.83M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$1.78M
4
TROW icon
T. Rowe Price
TROW
+$1.43M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 5.98%
2 Industrials 4.01%
3 Healthcare 3.75%
4 Technology 3.67%
5 Energy 3.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWX icon
226
iShares Russell Top 200 Value ETF
IWX
$4.03B
$529K 0.08%
10,483
– –
TFC icon
227
Truist Financial
TFC
$63.2B
$529K 0.08%
11,331
+250
+2% +$11.5K
PX
228
DELISTED
Praxair Inc
PX
$523K 0.08%
3,684
+184
+5% +$24.5K
PWV icon
229
Invesco Large Cap Value ETF
PWV
$1.66B
$522K 0.08%
13,959
-200
-1% -$7.29K
VEA icon
230
Vanguard FTSE Developed Markets ETF
VEA
$226B
$522K 0.08%
12,014
-438
-4% -$18.6K
SGDJ icon
231
Sprott Junior Gold Miners ETF
SGDJ
$272M
$516K 0.08%
14,330
+3,760
+36% +$129K
TIER
232
DELISTED
TIER REIT, Inc.
TIER
$514K 0.08%
26,514
-4,850
-15% -$89.2K
IBM icon
233
IBM
IBM
$202B
$511K 0.08%
3,677
+612
+20% +$85.3K
SHY icon
234
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$510K 0.08%
6,032
-3,482
-37% -$294K
EXPE icon
235
Expedia Group
EXPE
$31.2B
$509K 0.08%
3,450
-200
-5% -$29.6K
FGD icon
236
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.51B
$507K 0.08%
19,670
+6
+0% +$153
GILD icon
237
Gilead Sciences
GILD
$161B
$506K 0.08%
6,158
-1,475
-19% -$113K
NSC icon
238
Norfolk Southern
NSC
$78.8B
$501K 0.08%
3,797
-189
-5% -$23K
IWN icon
239
iShares Russell 2000 Value ETF
IWN
$14.4B
$499K 0.08%
3,986
+227
+6% +$26.8K
GLAD icon
240
Gladstone Capital
GLAD
$425M
$496K 0.08%
26,063
-750
-3% -$14.3K
MITK icon
241
Mitek Systems
MITK
$762M
$492K 0.07%
51,000
-11,400
-18% -$111K
KMI icon
242
Kinder Morgan
KMI
$73.1B
$490K 0.07%
25,890
+580
+2% +$11.3K
TWX
243
DELISTED
Time Warner Inc
TWX
$488K 0.07%
4,712
+45
+1% +$4.56K
DE icon
244
Deere & Co
DE
$170B
$487K 0.07%
3,850
+301
+8% +$37.1K
FTEC icon
245
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$486K 0.07%
10,488
-1,145
-10% -$51.5K
SGDM icon
246
Sprott Gold Miners ETF
SGDM
$551M
$486K 0.07%
23,070
+10,855
+89% +$224K
RTN
247
DELISTED
Raytheon Company
RTN
$484K 0.07%
2,591
+209
+9% +$36.8K
AXP icon
248
American Express
AXP
$223B
$483K 0.07%
5,335
+571
+12% +$49.1K
DEO icon
249
Diageo
DEO
$46.2B
$482K 0.07%
3,626
+186
+5% +$24K
GDXJ icon
250
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$475K 0.07%
+13,841
New +$468K
8 9
10
11 12

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AG
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AMH
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EDRH
Edmond de Rothschild Holding Chambesy, Switzerland $6.91B AUM 19.7% 1-Year Est. Return
GAM
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CIA
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PS
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PFA
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RBI
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Prospera Financial Services's Q3 2017 Portfolio in Review

As of Q3 2017, Prospera Financial Services held 458 positions worth $657M, up 5.5% from $623M the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Prospera Financial Services's Q3 2017 filing shows 34 new, 203 increased, 148 reduced and 27 closed positions. Its largest new stake was Apollo Global Management: 45,263 shares worth $1.37M. The largest sale was State Street Financial Select Sector SPDR ETF, an estimated $1.87M.

By sector, the portfolio is most concentrated in Financials at 6% of assets, up from 5.6% a quarter earlier, followed by Industrials and Healthcare.

  • Prospera Financial Services's largest Q3 2017 buy was Apollo Global Management: 45,263 shares worth $1.37M.
  • Prospera Financial Services added most to iShares MSCI Emerging Markets ETF in Q3 2017, an estimated $2.21M increase.
  • Prospera Financial Services's biggest Q3 2017 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $1.87M.
  • Prospera Financial Services fully exited T. Rowe Price in Q3 2017, selling an estimated $1.43M.
  • Prospera Financial Services's ten largest holdings make up 39% of its $657M portfolio in Q3 2017.
  • Prospera Financial Services opened 34 new positions and closed 27 in Q3 2017.
  • Prospera Financial Services's portfolio value rose 5.5% quarter-over-quarter to $657M.

Based on Prospera Financial Services's 13F filing for Q3 2017, filed 11 Oct 2017.