SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

43 hedge funds and large institutions have $185M invested in Swiss Helvetia Fund in 2017 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 16 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
43
Holders Change
-7
Holders Change %
-14%
% of All Funds
1.07%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
3
Increased
8
Reduced
16
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$20.4M
2
COLIM
City of London Investment Management
United Kingdom
+$2.11M
3
Citigroup
Citigroup
New York
+$659K
4
SFS
Shaker Financial Services
Virginia
+$335K
5
CA
Cornerstone Advisors
North Carolina
+$82.8K

Top Sellers

1
RCM
Rivernorth Capital Management
Florida
-$6.34M
2
1CP
1607 Capital Partners
Virginia
-$5.14M
3
IA
Icon Advisers
Colorado
-$2.7M
4
Lazard Asset Management
Lazard Asset Management
New York
-$1.94M
5
KIM
Karpus Investment Management
New York
-$1.39M
Name Holding Trade Value Shares
Change 		Shares
Change %
QAM
51
QCI Asset Management
New York
– -$6K -446 Closed
TRCT
52
Tower Research Capital (TRC)
New York
– -$3K -197 Closed
1 2
3