Swiss Helvetia Fund
43 hedge funds and large institutions have $185M invested in Swiss Helvetia Fund in 2017 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 16 reducing their positions, and 9 closing their positions.
1.26% more ownership
Funds ownership: 55.98% → 57.24% (+1.3%)
3% more capital invested
Capital invested by funds: $180M → $185M (+$5.23M)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
14% less funds holding
Funds holding: 50 → 43 (-7)
50% less repeat investments, than reductions
Existing positions increased: 8 | Existing positions reduced: 16
67% less first-time investments, than exits
New positions opened: 3 | Existing positions closed: 9
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
+$20.3M |
| 2 |
COLIM
City of London Investment Management
London,
United Kingdom
|
+$2.09M |
| 3 |
Citigroup
New York
|
+$657K |
| 4 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
+$332K |
| 5 |
CA
Cornerstone Advisors
Asheville,
North Carolina
|
+$82.5K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RCM
Rivernorth Capital Management
West Palm Beach,
Florida
|
-$6.34M |
| 2 |
1CP
1607 Capital Partners
Richmond,
Virginia
|
-$5.11M |
| 3 |
IA
Icon Advisers
Greenwood Village,
Colorado
|
-$2.68M |
| 4 |
Lazard Asset Management
New York
|
-$1.93M |
| 5 |
KIM
Karpus Investment Management
Pittsford,
New York
|
-$1.38M |
SWZ Hedge Fund Activity: Q3 2017 in Review
43 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q3 2017, worth a combined $185M — up 2.9% from $180M a quarter earlier.
Sellers outnumbered buyers: 9 funds closed out of SWZ and 3 opened new positions — a net loss of 6 holders — while 16 trimmed existing stakes and 8 added.
The largest buyer was Wells Fargo, adding an estimated $20.3M. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $6.34M sold.
- 43 institutional investors held Swiss Helvetia Fund (SWZ) as of Q3 2017, down from 50 in Q2 2017.
- Funds reported $185M of Swiss Helvetia Fund stock for Q3 2017, up 2.9% quarter-over-quarter.
- 3 funds opened new Swiss Helvetia Fund positions in Q3 2017 and 9 closed out, a net change of -6 holders.
- The largest Swiss Helvetia Fund buyer in Q3 2017 was Wells Fargo, an estimated $20.3M added.
- The largest Swiss Helvetia Fund seller in Q3 2017 was Rivernorth Capital Management, an estimated $6.34M sold.
Based on aggregated 13F filings for Q3 2017.