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SWZ

Swiss Helvetia Fund
SWZ

55 hedge funds and large institutions have $187M invested in Swiss Helvetia Fund in 2017 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 10 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 10

14% more capital invested

Capital invested by funds: $163M → $187M (+$23.4M)

0.45% more ownership

Funds ownership: 56.85% → 57.3% (+0.45%)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

5% less funds holding

Funds holding: 58 → 55 (-3)

20% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 10

Holders
55
Holders Change
-3
Holders Change %
-5.17%
% of All Funds
1.37%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
8
Increased
13
Reduced
10
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Lazard Asset Management
Lazard Asset Management
New York
+$5.96M
2
BI
Bulldog Investors
New Jersey
+$3.78M
3
IA
Icon Advisers
Colorado
+$980K
4
BC
Brinker Capital
Pennsylvania
+$663K
5
JGUA
John G. Ullman & Associates
New York
+$522K

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$6.21M
2
ICM
Ionic Capital Management
New York
-$1.22M
3
CCM
Cutler Capital Management
Massachusetts
-$738K
4
AMI
Amica Mutual Insurance
Rhode Island
-$705K
5
1CP
1607 Capital Partners
Virginia
-$566K
Name Holding Trade Value Shares
Change 		Change in
Stake
TF
51
Tompkins Financial
New York
$6K – – –
US Bancorp
52
US Bancorp
Minnesota
$4K – – –
BC
53
Bartlett & Co
Ohio
$3K – – –
LWM
54
LBA Wealth Management
Florida
$2K – – –
Citigroup
55
Citigroup
New York
$1K -$206K -18,809 -100%
PMFA
56
Plante Moran Financial Advisors
Michigan
$1K – – –
ICM
57
Ionic Capital Management
New York
– -$1.22M -119,200 Closed
AMI
58
Amica Mutual Insurance
Rhode Island
– -$705K -69,046 Closed
SFS
59
Shaker Financial Services
Virginia
– -$491K -48,116 Closed
AGM
60
Alpine Global Management
New York
– -$428K -41,929 Closed
APFBOT
61
Amica Pension Fund Board of Trustees
Rhode Island
– -$316K -30,990 Closed
DA
62
Doliver Advisors
Texas
– -$174K -17,067 Closed
WSFS
63
Wilmington Savings Fund Society
Delaware
– -$120K -11,771 Closed
KLI
64
Kelman-Lazarov Inc
Tennessee
– -$72.7K -7,125 Closed
ARMT
65
Amica Retiree Medical Trust
Rhode Island
– -$50K -4,874 Closed
SEI Investments
66
SEI Investments
Pennsylvania
– -$18K -1,738 Closed
1 2
3

SWZ Hedge Fund Activity: Q1 2017 in Review

55 of the 4,017 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q1 2017, worth a combined $187M — up 14% from $163M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of SWZ and 8 opened new positions — a net loss of 2 holders — while 10 trimmed existing stakes and 13 added.

The largest buyer was Lazard Asset Management, adding an estimated $5.96M. The largest seller was Wells Fargo, cutting an estimated $6.21M.

  • 55 institutional investors held Swiss Helvetia Fund (SWZ) as of Q1 2017, down from 58 in Q4 2016.
  • Funds reported $187M of Swiss Helvetia Fund stock for Q1 2017, up 14% quarter-over-quarter.
  • 8 funds opened new Swiss Helvetia Fund positions in Q1 2017 and 10 closed out, a net change of -2 holders.
  • The largest Swiss Helvetia Fund buyer in Q1 2017 was Lazard Asset Management, an estimated $5.96M added.
  • The largest Swiss Helvetia Fund seller in Q1 2017 was Wells Fargo, an estimated $6.21M sold.

Based on aggregated 13F filings for Q1 2017.