Swiss Helvetia Fund
33 hedge funds and large institutions have $40M invested in Swiss Helvetia Fund in 2023 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 12 increasing their positions, 6 reducing their positions, and 1 closing their positions.
200% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 1
100% more repeat investments, than reductions
Existing positions increased: 12 | Existing positions reduced: 6
6% more funds holding
Funds holding: 31 → 33 (+2)
5% more capital invested
Capital invested by funds: $38M → $40M (+$1.98M)
0.43% less ownership
Funds ownership: 37.23% → 36.8% (-0.43%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Allspring Global Investments
Charlotte,
North Carolina
|
+$2.2M |
| 2 |
SAG
SageView Advisory Group
Newport Beach,
California
|
+$261K |
| 3 |
KIM
Karpus Investment Management
Pittsford,
New York
|
+$188K |
| 4 |
AA
AQR Arbitrage
Greenwich,
Connecticut
|
+$143K |
| 5 |
UBS Group
Zurich,
Switzerland
|
+$126K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
COLIM
City of London Investment Management
London,
United Kingdom
|
-$2.94M |
| 2 |
Cetera Investment Advisers
Schaumburg,
Illinois
|
-$358K |
| 3 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
-$207K |
| 4 |
Wells Fargo
San Francisco,
California
|
-$39.3K |
| 5 |
BBPWM
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
-$18.4K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
26
Wells Fargo
San Francisco,
California
| $41.1K | -$39.3K | -4,799 | -49% |
|
27
JP Morgan Chase
New York
| $39.2K | +$17.9K | +2,185 | +85% |
|
|
WC
28
Winmill & Co
Rochester,
New York
| $26.9K | – | – | – |
|
29
Osaic Holdings
Scottsdale,
Arizona
| $25.3K | – | – | – |
|
|
FDCDDQ
30
Federation des caisses Desjardins du Quebec
Levis,
Quebec, Canada
| $15K | – | – | – |
|
|
NSIM
31
North Star Investment Management
Chicago,
Illinois
| $11.9K | – | – | – |
|
|
AA
32
Ancora Advisors
Cleveland,
Ohio
| $8.78K | – | – | – |
|
|
WAM
33
Wolverine Asset Management
Chicago,
Illinois
| $6.67K | -$207K | -25,314 | -97% |
|
|
34
Cetera Investment Advisers
Schaumburg,
Illinois
| – | -$358K | -45,200 | Closed |
|
SWZ Hedge Fund Activity: Q2 2023 in Review
33 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q2 2023, worth a combined $40M — up 5.2% from $38M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new SWZ positions and 1 closed out — a net gain of 2 holders — while 12 added to existing stakes and 6 trimmed.
The largest buyer was Allspring Global Investments, adding an estimated $2.2M. The largest seller was City of London Investment Management, cutting an estimated $2.94M.
- 33 institutional investors held Swiss Helvetia Fund (SWZ) as of Q2 2023, up from 31 in Q1 2023.
- Funds reported $40M of Swiss Helvetia Fund stock for Q2 2023, up 5.2% quarter-over-quarter.
- 3 funds opened new Swiss Helvetia Fund positions in Q2 2023 and 1 closed out, a net change of +2 holders.
- The largest Swiss Helvetia Fund buyer in Q2 2023 was Allspring Global Investments, an estimated $2.2M added.
- The largest Swiss Helvetia Fund seller in Q2 2023 was City of London Investment Management, an estimated $2.94M sold.
Based on aggregated 13F filings for Q2 2023.