Swiss Helvetia Fund
31 hedge funds and large institutions have $38M invested in Swiss Helvetia Fund in 2023 Q1 according to their latest regulatory filings, with 0 funds opening new positions, 10 increasing their positions, 8 reducing their positions, and 3 closing their positions.
25% more repeat investments, than reductions
Existing positions increased: 10 | Existing positions reduced: 8
5% more capital invested
Capital invested by funds: $36.3M → $38M (+$1.68M)
0.86% more ownership
Funds ownership: 36.37% → 37.23% (+0.86%)
9% less funds holding
Funds holding: 34 → 31 (-3)
100% less first-time investments, than exits
New positions opened: 0 | Existing positions closed: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Allspring Global Investments
Charlotte,
North Carolina
|
+$1.18M |
| 2 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
+$439K |
| 3 |
UBS Group
Zurich,
Switzerland
|
+$129K |
| 4 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
+$116K |
| 5 |
1CP
1607 Capital Partners
Richmond,
Virginia
|
+$103K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
COLIM
City of London Investment Management
London,
United Kingdom
|
-$951K |
| 2 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$95.3K |
| 3 |
Cetera Investment Advisers
Schaumburg,
Illinois
|
-$60.3K |
| 4 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
-$36.8K |
| 5 |
AW
Atlas Wealth
Cincinnati,
Ohio
|
-$27.9K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Osaic Holdings
Scottsdale,
Arizona
| $24.4K | -$95 | -12 | -0.4% |
|
27
JP Morgan Chase
New York
| $20K | – | – | – |
|
|
FDCDDQ
28
Federation des caisses Desjardins du Quebec
Levis,
Quebec, Canada
| $14.5K | – | – | – |
|
|
NSIM
29
North Star Investment Management
Chicago,
Illinois
| $11.5K | – | – | – |
|
|
AA
30
Ancora Advisors
Cleveland,
Ohio
| $8.47K | – | – | – |
|
|
31
Commonwealth Equity Services
Waltham,
Massachusetts
| $1K | -$36.8K | -4,667 | -4% |
|
|
RJA
32
Raymond James & Associates
St Petersburg,
Florida
| – | -$95.3K | -12,600 | Closed |
|
33
First Manhattan
New York
| – | -$7.99K | -1,057 | Closed |
|
|
MCC
34
Money Concepts Capital
Palm Beach Gardens,
Florida
| – | -$8 | -1 | Closed |
|
SWZ Hedge Fund Activity: Q1 2023 in Review
31 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q1 2023, worth a combined $38M — up 4.6% from $36.3M a quarter earlier.
Sellers outnumbered buyers: 3 funds closed out of SWZ and 0 opened new positions — a net loss of 3 holders — while 8 trimmed existing stakes and 10 added.
The largest buyer was Allspring Global Investments, adding an estimated $1.18M. The largest seller was City of London Investment Management, cutting an estimated $951K.
- 31 institutional investors held Swiss Helvetia Fund (SWZ) as of Q1 2023, down from 34 in Q4 2022.
- Funds reported $38M of Swiss Helvetia Fund stock for Q1 2023, up 4.6% quarter-over-quarter.
- 0 funds opened new Swiss Helvetia Fund positions in Q1 2023 and 3 closed out, a net change of -3 holders.
- The largest Swiss Helvetia Fund buyer in Q1 2023 was Allspring Global Investments, an estimated $1.18M added.
- The largest Swiss Helvetia Fund seller in Q1 2023 was City of London Investment Management, an estimated $951K sold.
Based on aggregated 13F filings for Q1 2023.