Swiss Helvetia Fund
37 hedge funds and large institutions have $46.7M invested in Swiss Helvetia Fund in 2021 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 12 increasing their positions, 7 reducing their positions, and 2 closing their positions.
71% more repeat investments, than reductions
Existing positions increased: 12 | Existing positions reduced: 7
0.31% less ownership
Funds ownership: 38.65% → 38.34% (-0.31%)
5% less funds holding
Funds holding: 39 → 37 (-2)
6% less capital invested
Capital invested by funds: $49.9M → $46.7M (-$3.21M)
100% less first-time investments, than exits
New positions opened: 0 | Existing positions closed: 2
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BI
Bulldog Investors
Saddle Brook,
New Jersey
|
+$627K |
| 2 |
Cetera Investment Advisers
Schaumburg,
Illinois
|
+$206K |
| 3 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
+$162K |
| 4 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
+$63.6K |
| 5 |
Wells Fargo
San Francisco,
California
|
+$44.9K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CL
CSS LLC
Chicago,
Illinois
|
-$998K |
| 2 |
MC
Matisse Capital
Portland,
Oregon
|
-$193K |
| 3 |
1CP
1607 Capital Partners
Richmond,
Virginia
|
-$178K |
| 4 |
LPL Financial
San Diego,
California
|
-$159K |
| 5 |
BBPWM
Blue Bell Private Wealth Management
Blue Bell,
Pennsylvania
|
-$32.4K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Walleye Trading
New York
| $100K | – | – | – |
|
27
Royal Bank of Canada
Toronto,
Ontario, Canada
| $75K | – | – | – |
|
28
Osaic Holdings
Scottsdale,
Arizona
| $43K | +$29.3K | +3,000 | +184% |
|
|
WC
29
Winmill & Co
Rochester,
New York
| $30K | – | – | – |
|
30
US Bancorp
Minneapolis,
Minnesota
| $27K | – | – | – |
|
31
JP Morgan Chase
New York
| $24K | – | – | – |
|
|
FDCDDQ
32
Federation des caisses Desjardins du Quebec
Levis,
Quebec, Canada
| $16.8K | – | – | – |
|
33
AssetMark Inc
Concord,
California
| $16K | – | – | – |
|
|
NSIM
34
North Star Investment Management
Chicago,
Illinois
| $13K | – | – | – |
|
35
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| $12K | – | – | – |
|
|
AA
36
Ancora Advisors
Cleveland,
Ohio
| $10K | – | – | – |
|
|
GWM
37
Geneos Wealth Management
Englewood,
Colorado
| $2K | – | – | – |
|
|
38
LPL Financial
San Diego,
California
| – | -$159K | -16,350 | Closed |
|
|
WT
39
Whittier Trust
South Pasadena,
California
| – | -$19K | -1,944 | Closed |
|
SWZ Hedge Fund Activity: Q3 2021 in Review
37 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q3 2021, worth a combined $46.7M — down 6.4% from $49.9M a quarter earlier.
Sellers outnumbered buyers: 2 funds closed out of SWZ and 0 opened new positions — a net loss of 2 holders — while 7 trimmed existing stakes and 12 added.
The largest buyer was Bulldog Investors, adding an estimated $627K. The largest seller was CSS LLC, cutting an estimated $998K.
- 37 institutional investors held Swiss Helvetia Fund (SWZ) as of Q3 2021, down from 39 in Q2 2021.
- Funds reported $46.7M of Swiss Helvetia Fund stock for Q3 2021, down 6.4% quarter-over-quarter.
- 0 funds opened new Swiss Helvetia Fund positions in Q3 2021 and 2 closed out, a net change of -2 holders.
- The largest Swiss Helvetia Fund buyer in Q3 2021 was Bulldog Investors, an estimated $627K added.
- The largest Swiss Helvetia Fund seller in Q3 2021 was CSS LLC, an estimated $998K sold.
Based on aggregated 13F filings for Q3 2021.