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SWZ

Swiss Helvetia Fund

41 hedge funds and large institutions have $31.6M invested in Swiss Helvetia Fund in 2020 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 8 increasing their positions, 13 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 5

3% more funds holding

Funds holding: 4041 (+1)

0.75% less ownership

Funds ownership: 35.05%34.3% (-0.75%)

19% less capital invested

Capital invested by funds: $39.1M → $31.6M (-$7.51M)

38% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 13

Holders
41
Holders Change
+1
Holders Change %
+2.5%
% of All Funds
0.9%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
8
Reduced
13
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CICI
26
Capital Investment Counsel Inc
North Carolina
$104K
AP
27
Adero Partners
California
$86K +$99.7K +12,403 New
RJA
28
Raymond James & Associates
Florida
$76K +$87.8K +10,923 New
RJFSA
29
Raymond James Financial Services Advisors
Florida
$72K -$20.1K -2,500 -19%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$57K +$145 +18 +0.2%
Bank of America
31
Bank of America
North Carolina
$26K -$49K -6,093 -62%
JP Morgan Chase
32
JP Morgan Chase
New York
$18K
FDCDDQ
33
Federation des caisses Desjardins du Quebec
Quebec, Canada
$12.7K
NSIM
34
North Star Investment Management
Illinois
$10K
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$10K
AA
36
Ancora Advisors
Ohio
$8K
Osaic Holdings
37
Osaic Holdings
Arizona
$4K +$4.25K +529 New
BCWM
38
Bartlett & Co Wealth Management
Ohio
$2.13K
GWM
39
Geneos Wealth Management
Colorado
$2K
BC
40
Bartlett & Co
Ohio
$2K +$2.47K +307 New
LCM
41
Landscape Capital Management
New Jersey
-$316K -37,594 Closed
Susquehanna International Group
42
Susquehanna International Group
Pennsylvania
-$161K -19,118 Closed
Fisher Asset Management
43
Fisher Asset Management
Washington
-$140K -16,688 Closed
TCWM
44
Total Clarity Wealth Management
Illinois
-$19K -2,231 Closed
EWP
45
Engrave Wealth Partners
Texas
-$6K -800 Closed
CFGS
46
Concourse Financial Group Securities
Alabama
+$145 +18 New

SWZ Hedge Fund Activity: Q1 2020 in Review

41 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q1 2020, worth a combined $31.6M — down 19% from $39.1M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new SWZ positions and 5 closed out — a net gain of 1 holder — while 8 added to existing stakes and 13 trimmed.

The largest buyer was Matisse Capital, adding an estimated $1.62M. The largest seller was Geode Capital Management, cutting an estimated $1.28M.

  • 41 institutional investors held Swiss Helvetia Fund (SWZ) as of Q1 2020, up from 40 in Q4 2019.
  • Funds reported $31.6M of Swiss Helvetia Fund stock for Q1 2020, down 19% quarter-over-quarter.
  • 6 funds opened new Swiss Helvetia Fund positions in Q1 2020 and 5 closed out, a net change of +1 holder.
  • The largest Swiss Helvetia Fund buyer in Q1 2020 was Matisse Capital, an estimated $1.62M added.
  • The largest Swiss Helvetia Fund seller in Q1 2020 was Geode Capital Management, an estimated $1.28M sold.

Based on aggregated 13F filings for Q1 2020.