SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

41 hedge funds and large institutions have $31.6M invested in Swiss Helvetia Fund in 2020 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 8 increasing their positions, 13 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
41
Holders Change
+1
Holders Change %
+2.5%
% of All Funds
0.91%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
8
Reduced
13
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
MC
Matisse Capital
Oregon
+$1.4M
2
CCP
Cardan Capital Partners
Colorado
+$390K
3
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
+$376K
4
Wells Fargo
Wells Fargo
California
+$164K
5
CRC
Curi RMB Capital
Illinois
+$86.5K

Top Sellers

1
Geode Capital Management
Geode Capital Management
Massachusetts
-$1.1M
2
RCM
Rivernorth Capital Management
Florida
-$638K
3
WAM
Wolverine Asset Management
Illinois
-$433K
4
CA
Cornerstone Advisors
North Carolina
-$420K
5
LCM
Landscape Capital Management
New Jersey
-$316K
Name Holding Trade Value Shares
Change 		Shares
Change %
CICI
26
Capital Investment Counsel Inc
North Carolina
$104K – – –
AP
27
Adero Partners
California
$86K +$86K +12,403 New
RJA
28
Raymond James & Associates
Florida
$76K +$76K +10,923 New
RJFSA
29
Raymond James Financial Services Advisors
Florida
$72K -$17.3K -2,500 -19%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$57K +$126 +18 +0.2%
Bank of America
31
Bank of America
North Carolina
$26K -$42.4K -6,093 -62%
JPMorgan Chase & Co
32
JPMorgan Chase & Co
New York
$18K – – –
FDCDDQ
33
Federation des caisses Desjardins du Quebec
Quebec, Canada
$12.7K – – –
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$10K – – –
NSIM
35
North Star Investment Management
Illinois
$10K – – –
AA
36
Ancora Advisors
Ohio
$8K – – –
Osaic Holdings
37
Osaic Holdings
Arizona
$4K +$4K +529 New
BCWM
38
Bartlett & Co Wealth Management
Ohio
$2.13K – – –
GWM
39
Geneos Wealth Management
Colorado
$2K – – –
BC
40
Bartlett & Co
Ohio
$2K +$2K +307 New
LCM
41
Landscape Capital Management
New Jersey
– -$316K -37,594 Closed
Susquehanna International Group
42
Susquehanna International Group
Pennsylvania
– -$161K -19,118 Closed
Fisher Asset Management
43
Fisher Asset Management
Washington
– -$140K -16,688 Closed
TCWM
44
Total Clarity Wealth Management
Illinois
– -$19K -2,231 Closed
EWP
45
Engrave Wealth Partners
Texas
– -$6K -800 Closed
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