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SWZ

Swiss Helvetia Fund
SWZ

34 hedge funds and large institutions have $25.4M invested in Swiss Helvetia Fund in 2019 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 8 increasing their positions, 8 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

23% more capital invested

Capital invested by funds: $20.7M → $25.4M (+$4.77M)

2.6% more ownership

Funds ownership: 22.58% → 25.18% (+2.6%)

0% more funds holding

Funds holding: 34 → 34 (0)

0% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 7

0% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 8

Holders
34
Holders Change
–
Holders Change %
0%
% of All Funds
0.74%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
8
Reduced
8
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Lazard Asset Management
Lazard Asset Management
New York
+$823K
2
WAM
Wolverine Asset Management
Illinois
+$661K
3
CA
Cornerstone Advisors
North Carolina
+$463K
4
LCM
Landscape Capital Management
New Jersey
+$318K
5
1CP
1607 Capital Partners
Virginia
+$295K

Top Sellers

Rank Fund Capital Flow
1
KIM
Karpus Investment Management
New York
-$350K
2
WAM
Weiss Asset Management
Massachusetts
-$288K
3
BI
Bulldog Investors
New Jersey
-$87.2K
4
SCM
SOL Capital Management
Maryland
-$72K
5
Citigroup
Citigroup
New York
-$34K
Name Holding Trade Value Shares
Change 		Change in
Stake
JP Morgan Chase
26
JP Morgan Chase
New York
$20K – – –
RFC
27
Regions Financial Corp
Alabama
$14K +$13.3K +1,787 New
FDCDDQ
28
Federation des caisses Desjardins du Quebec
Quebec, Canada
$13.9K – – –
NSIM
29
North Star Investment Management
Illinois
$11K – – –
BCWM
30
Bartlett & Co Wealth Management
Ohio
$2.34K – – –
BC
31
Bartlett & Co
Ohio
$2K – – –
GWM
32
Geneos Wealth Management
Colorado
$2K +$2.17K +292 New
TRCT
33
Tower Research Capital (TRC)
New York
$1K -$3.95K -531 -80%
US Bancorp
34
US Bancorp
Minnesota
$1K -$2.46K -330 -77%
KIM
35
Karpus Investment Management
New York
– -$350K -50,717 Closed
WAM
36
Weiss Asset Management
Massachusetts
– -$288K -41,783 Closed
SCM
37
SOL Capital Management
Maryland
– -$72K -10,494 Closed
Citigroup
38
Citigroup
New York
– -$34K -4,986 Closed
BBPWM
39
Blue Bell Private Wealth Management
Pennsylvania
– -$8K -1,186 Closed
TF
40
Tompkins Financial
New York
– -$4K -650 Closed
1
2

SWZ Hedge Fund Activity: Q1 2019 in Review

34 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q1 2019, worth a combined $25.4M — up 23% from $20.7M a quarter earlier.

Fund positioning in SWZ was balanced in Q1 2019: 7 funds opened new positions, 7 closed out, 8 added to existing stakes and 8 trimmed.

The largest buyer was Lazard Asset Management, adding an estimated $823K. The largest seller was Karpus Investment Management, exiting entirely with an estimated $350K sold.

  • 34 institutional investors held Swiss Helvetia Fund (SWZ) as of Q1 2019, unchanged from Q4 2018.
  • Funds reported $25.4M of Swiss Helvetia Fund stock for Q1 2019, up 23% quarter-over-quarter.
  • 7 funds opened new Swiss Helvetia Fund positions in Q1 2019 and 7 closed out, a net change of 0 holders.
  • The largest Swiss Helvetia Fund buyer in Q1 2019 was Lazard Asset Management, an estimated $823K added.
  • The largest Swiss Helvetia Fund seller in Q1 2019 was Karpus Investment Management, an estimated $350K sold.

Based on aggregated 13F filings for Q1 2019.