RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

86 hedge funds and large institutions have $111M invested in Royce Micro-Cap Trust in 2022 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 33 increasing their positions, 22 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
86
Holders Change
-3
Holders Change %
-3.37%
% of All Funds
1.39%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
14
Increased
33
Reduced
22
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Allspring Global Investments
1
Allspring Global Investments
North Carolina
$9.89M
2
DI
2
DFPG Investments
Utah
$728K
3
Cetera Investment Advisers
3
Cetera Investment Advisers
Illinois
$1.36M
4
AWM
4
Apollon Wealth Management
South Carolina
$476K
5
AAM
5
Advisors Asset Management
Colorado
$8.58M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$17.9M
2
SFS
2
Shaker Financial Services
Virginia
$563K
3
PAIM
3
Punch & Associates Investment Management
Minnesota
$3.58M
4
1CP
4
1607 Capital Partners
Virginia
$7.73M
5
Wells Fargo
5
Wells Fargo
California
$6.69M
Name Holding Trade Value Shares
Change 		Shares
Change %
ASN
76
Advisory Services Network
Georgia
$21.5K +$21.5K +2,472 New
GRP
77
Global Retirement Partners
California
$21K +$642 +74 +3%
AA
78
Ancora Advisors
Ohio
$20K +$343 +39 +2%
SSB
79
Sandy Spring Bank
Maryland
$18.2K – – –
FFA
80
Farther Finance Advisors
California
$12.3K +$12.3K +1,414 New
NSIM
81
North Star Investment Management
Illinois
$10.2K – – –
CFD
82
Creative Financial Designs
Indiana
$1.46K +$35 +4 +2%
IA
83
IFP Advisors
Florida
$1K -$19 -2 -2%
GWM
84
Geneos Wealth Management
Colorado
$703 +$17 +2 +3%
EWA
85
EverSource Wealth Advisors
Alabama
$556 – – –
Citigroup
86
Citigroup
New York
$9 – – –
COLIM
87
City of London Investment Management
United Kingdom
– -$818K -103,048 Closed
PFS
88
Prospera Financial Services
Texas
– -$435K -54,863 Closed
CA
89
Cornerstone Advisors
North Carolina
– -$375K -47,255 Closed
CCP
90
Clough Capital Partners
Massachusetts
– -$208K -26,267 Closed
QC
91
Quantedge Capital
Singapore
– -$151K -18,996 Closed
CAN
92
Cetera Advisor Networks
California
– -$146K -18,372 Closed
HPCM
93
Hunter Perkins Capital Management
Illinois
– -$138K -17,351 Closed
WAM
94
Wolverine Asset Management
Illinois
– -$128K -16,260 Closed
GC
95
Guggenheim Capital
Illinois
– -$115K -14,520 Closed
HighTower Advisors
96
HighTower Advisors
Illinois
– -$103K -13,000 Closed
AWE
97
Avidian Wealth Enterprises
Texas
– -$95K -11,994 Closed
US Bancorp
98
US Bancorp
Minnesota
– -$10K -1,316 Closed
KTC
99
Kistler-Tiffany Companies
Pennsylvania
– -$9K -1,074 Closed
GI
100
Gradient Investments
Minnesota
– -$4K -442 Closed
1 2 3
4
5