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RMT

Royce Micro-Cap Trust
RMT

77 hedge funds and large institutions have $78.6M invested in Royce Micro-Cap Trust in 2018 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 34 increasing their positions, 23 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

48% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 23

29% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 14

4% more funds holding

Funds holding: 74 → 77 (+3)

2.6% more ownership

Funds ownership: 24.97% → 27.57% (+2.6%)

19% less capital invested

Capital invested by funds: $97.4M → $78.6M (-$18.8M)

Holders
77
Holders Change
+3
Holders Change %
+4.05%
% of All Funds
1.72%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
34
Reduced
23
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
HK
Horizon Kinetics
New York
+$2.25M
2
WAM
Wolverine Asset Management
Illinois
+$1.92M
3
SFS
Shaker Financial Services
Virginia
+$1.46M
4
PAIM
Punch & Associates Investment Management
Minnesota
+$1.28M
5
FAAS
First Allied Advisory Services
California
+$1.19M

Top Sellers

Rank Fund Capital Flow
1
AA
Advisory Alpha
Michigan
-$2.21M
2
NMC
Nine Masts Capital
Hong Kong
-$575K
3
CCP
Cardan Capital Partners
Colorado
-$572K
4
MSAM
Moloney Securities Asset Management
Missouri
-$502K
5
IFWM
Institute for Wealth Management
Colorado
-$396K
Name Holding Trade Value Shares
Change 		Change in
Stake
Fifth Third Bancorp
76
Fifth Third Bancorp
Ohio
$1K +$26 +3 +2%
AA
77
Advisory Alpha
Michigan
– -$2.21M -257,520 Closed
NMC
78
Nine Masts Capital
Hong Kong
– -$575K -56,300 Closed
CCP
79
Cardan Capital Partners
Colorado
– -$572K -56,007 Closed
MSAM
80
Moloney Securities Asset Management
Missouri
– -$502K -49,189 Closed
IFWM
81
Institute for Wealth Management
Colorado
– -$396K -38,700 Closed
Millennium Management
82
Millennium Management
New York
– -$326K -31,903 Closed
BHTS
83
Bar Harbor Trust Services
Maine
– -$190K -18,592 Closed
ACM
84
AlphaStar Capital Management
North Carolina
– -$106K -10,348 Closed
PAG
85
Private Advisor Group
New Jersey
– -$102K -10,029 Closed
SWP
86
Stratos Wealth Partners
Ohio
– -$94K -9,246 Closed
CGT
87
Capital Guardian Trust
California
– -$86K -8,415 Closed
MWPCG
88
Measured Wealth Private Client Group
New Hampshire
– -$21K -2,066 Closed
AA
89
Ancora Advisors
Ohio
– -$12K -1,177 Closed
WAP
90
Wealthcare Advisory Partners
Pennsylvania
– -$3K -305 Closed
JP Morgan Chase
91
JP Morgan Chase
New York
– +$17 +2 New
1 2 3
4

RMT Hedge Fund Activity: Q4 2018 in Review

77 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q4 2018, worth a combined $78.6M — down 19% from $97.4M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new RMT positions and 14 closed out — a net gain of 4 holders — while 34 added to existing stakes and 23 trimmed.

The largest buyer was Horizon Kinetics, adding an estimated $2.25M. The largest seller was Advisory Alpha, exiting entirely with an estimated $2.21M sold.

  • 77 institutional investors held Royce Micro-Cap Trust (RMT) as of Q4 2018, up from 74 in Q3 2018.
  • Funds reported $78.6M of Royce Micro-Cap Trust stock for Q4 2018, down 19% quarter-over-quarter.
  • 18 funds opened new Royce Micro-Cap Trust positions in Q4 2018 and 14 closed out, a net change of +4 holders.
  • The largest Royce Micro-Cap Trust buyer in Q4 2018 was Horizon Kinetics, an estimated $2.25M added.
  • The largest Royce Micro-Cap Trust seller in Q4 2018 was Advisory Alpha, an estimated $2.21M sold.

Based on aggregated 13F filings for Q4 2018.