RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

75 hedge funds and large institutions have $101M invested in Royce Micro-Cap Trust in 2017 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 32 increasing their positions, 22 reducing their positions, and 7 closing their positions.

Holders
75
Holders Change
+9
Holders Change %
+13.64%
% of All Funds
1.7%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
16
Increased
32
Reduced
22
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$5.64M
2
UBS Group
2
UBS Group
Switzerland
$6.16M
3
FAAS
3
First Allied Advisory Services
California
$1.63M
4
ACM
4
AlphaStar Capital Management
North Carolina
$494K
5
Creative Planning
5
Creative Planning
Kansas
$472K

Top Sellers

1
LCM
1
Laurion Capital Management
New York
$500K
2
CA
2
Cornerstone Advisors
North Carolina
$5.14M
3
FC
3
Fiduciary Counselling
Minnesota
$0
4
HK
4
Horizon Kinetics
New York
$25.5M
5
RCM
5
Rivernorth Capital Management
Florida
$6.11M
Name Market Value Shares Shares
Change 		Shares
Change %
Millennium Management
51
Millennium Management
New York
$189K 20,030 +20,030 New
WAM
52
Weiss Asset Management
Massachusetts
$172K 18,239 +18,239 New
Cambridge Investment Research Advisors
53
Cambridge Investment Research Advisors
Iowa
$157K 16,606 +3,373 +25%
LSAG
54
Lake Street Advisors Group
New Hampshire
$151K 15,956 +15,956 New
Commonwealth Equity Services
55
Commonwealth Equity Services
Massachusetts
$149K 15,771 +1,955 +14%
PPA
56
Parametric Portfolio Associates
Washington
$142K 15,052 -797 -5%
MSAM
57
Moloney Securities Asset Management
Missouri
$125K 13,236 +193 +1%
GWM
58
Geneos Wealth Management
Colorado
$119K 12,702 +1,330 +12%
DT
59
Diversified Trust
Tennessee
$111K 11,796 +247 +2%
RGC
60
Roberts, Glore & Co
Illinois
$97K 10,277 +212 +2%
TDC
61
Thompson Davis & Co
Virginia
$92K 9,697 -8,617 -47%
TJHA
62
Thomas J. Herzfeld Advisors
Florida
$45K 4,780 – –
HDIM
63
Hanson & Doremus Investment Management
Vermont
$32K 3,426 +18 +0.5%
NSIM
64
North Star Investment Management
Illinois
$28K 2,920 +36 +1%
ASN
65
Advisory Services Network
Georgia
$20K 2,164 +2,164 New
SWM
66
SeaCrest Wealth Management
New York
$16K 1,665 +1,665 New
SWP
67
Stratos Wealth Partners
Ohio
$12K 1,234 +1,234 New
VCM
68
Vigilant Capital Management
Maine
$5K 509 +509 New
KTC
69
Kistler-Tiffany Companies
Pennsylvania
$4K 473 +221 +88%
MOS
70
MGO One Seven
Ohio
$3K 343 +343 New
SIM
71
Sonora Investment Management
Arizona
$2.05K 217 +217 New
Fifth Third Bancorp
72
Fifth Third Bancorp
Ohio
$1K 128 +60 +88%
Walleye Trading
73
Walleye Trading
New York
$259 27,400 +27,400 New
PCG
74
Private Capital Group
Connecticut
$29 3,111 +3,111 New
FC
75
Fiduciary Counselling
Minnesota
– – -112,724 Closed
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