RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

69 hedge funds and large institutions have $69.2M invested in Royce Micro-Cap Trust in 2015 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 28 increasing their positions, 19 reducing their positions, and 13 closing their positions.

Holders
69
Holders Change
+2
Holders Change %
+2.99%
% of All Funds
1.81%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
15
Increased
28
Reduced
19
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GFM
1
Gramercy Funds Management
Connecticut
$3.68M
2
FIMG
2
Financial & Investment Management Group
Michigan
$4.8M
3
PAIM
3
Punch & Associates Investment Management
Minnesota
$4.88M
4
CA
4
Cornerstone Advisors
North Carolina
$2.06M
5
RJA
5
Raymond James & Associates
Florida
$1.61M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$11.3M
2
UBS Group
2
UBS Group
Switzerland
$3.71M
3
KIM
3
Karpus Investment Management
New York
$0
4
Wells Fargo
4
Wells Fargo
California
$4.57M
5
NSAM
5
North Star Asset Management
Wisconsin
$1.57M
Name Holding Trade Value Shares
Change 		Shares
Change %
SSG
51
Summit Securities Group
New York
$98K +$98K +13,546 New
PFS
52
Prospera Financial Services
Texas
$93K +$93K +12,804 New
UR
53
USCA RIA
Texas
$92K -$33.4K -4,599 -27%
RJT
54
Raymond James Trust
Florida
$80K – – –
SWP
55
Stratos Wealth Partners
Ohio
$80K +$6.28K +867 +9%
Stifel Financial
56
Stifel Financial
Missouri
$79K – – –
IA
57
IFP Advisors
Florida
$72K +$72K +9,986 New
TDC
58
Thompson Davis & Co
Virginia
$39K +$3.07K +420 +9%
TJHA
59
Thomas J. Herzfeld Advisors
Florida
$38K +$234 +32 +0.6%
BA
60
BlackRock Advisors
Delaware
$24K – – –
HDIM
61
Hanson & Doremus Investment Management
Vermont
$24K +$430 +59 +2%
BBPWM
62
Blue Bell Private Wealth Management
Pennsylvania
$21K -$21.8K -3,017 -51%
Bank of Montreal
63
Bank of Montreal
Ontario, Canada
$18K – – –
Creative Planning
64
Creative Planning
Kansas
$16K +$1.26K +169 +9%
CFN
65
Cordasco Financial Network
Florida
$15K – – –
AIA
66
Allegis Investment Advisors
Idaho
$13K +$13K +1,739 New
TRCT
67
Tower Research Capital (TRC)
New York
$13K +$13K +1,843 New
NSIM
68
North Star Investment Management
Illinois
$11K +$11K +1,482 New
Deutsche Bank
69
Deutsche Bank
Germany
$9K -$74.3K -10,362 -89%
MCM
70
Manchester Capital Management
Vermont
$7K – – –
KIM
71
Karpus Investment Management
New York
– -$1.06M -136,945 Closed
Commonwealth Equity Services
72
Commonwealth Equity Services
Massachusetts
– -$296K -38,281 Closed
RIL
73
Rothschild Investment LLC
Illinois
– -$243K -31,345 Closed
Cambridge Investment Research Advisors
74
Cambridge Investment Research Advisors
Iowa
– -$204K -26,405 Closed
AT
75
Arden Trust
Delaware
– -$130K -16,768 Closed
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