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RMT

Royce Micro-Cap Trust
RMT

98 hedge funds and large institutions have $174M invested in Royce Micro-Cap Trust in 2021 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 41 increasing their positions, 24 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more repeat investments, than reductions

Existing positions increased: 41 | Existing positions reduced: 24

45% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 11

3% more funds holding

Funds holding: 95 → 98 (+3)

3% less capital invested

Capital invested by funds: $179M → $174M (-$4.5M)

1.45% less ownership

Funds ownership: 35.38% → 33.93% (-1.5%)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
98
Holders Change
+3
Holders Change %
+3.16%
% of All Funds
1.51%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
16
Increased
41
Reduced
24
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$2.69M
2
COLIM
City of London Investment Management
United Kingdom
+$1.37M
3
RCM
Rivernorth Capital Management
Florida
+$1.02M
4
PAIM
Punch & Associates Investment Management
Minnesota
+$922K
5
JMPWA
JP Morgan Private Wealth Advisors
California
+$800K

Top Sellers

Rank Fund Capital Flow
1
KIM
Karpus Investment Management
New York
-$8.62M
2
Wells Fargo
Wells Fargo
California
-$8.55M
3
MC
Matisse Capital
Oregon
-$3.17M
4
HKAM
Horizon Kinetics Asset Management
New York
-$1.36M
5
SFS
Shaker Financial Services
Virginia
-$936K
Name Holding Trade Value Shares
Change 		Change in
Stake
FWM
26
Frontier Wealth Management
Missouri
$1.25M -$107K -9,161 -8%
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$1.24M +$23.8K +2,045 +2%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$1.2M +$158K +13,530 +15%
Invesco
29
Invesco
Georgia
$1.06M -$165K -14,145 -13%
WAM
30
Wolverine Asset Management
Illinois
$1.05M -$839K -71,995 -44%
Walleye Capital
31
Walleye Capital
New York
$1.05M +$143K +12,286 +16%
MC
32
Moors & Cabot
Massachusetts
$1.01M +$25.7K +2,203 +3%
RCM
33
Rivernorth Capital Management
Florida
$1.01M +$1.02M +87,511 New
IF
34
Insight Folios
North Carolina
$988K +$147K +12,603 +36%
JMPWA
35
JP Morgan Private Wealth Advisors
California
$794K +$800K +68,707 New
TFCP
36
Twin Focus Capital Partners
Massachusetts
$764K +$46.6K +4,000 +6%
PFS
37
Prospera Financial Services
Texas
$757K -$8.81K -756 -1%
GC
38
Guggenheim Capital
Illinois
$725K +$59.7K +5,124 +9%
DADC
39
D.A. Davidson & Co
Montana
$708K +$7.34K +630 +1%
PAG
40
Private Advisor Group
New Jersey
$653K -$106K -9,130 -14%
SKK
41
Shepherd Kaplan Krochuk
Massachusetts
$653K +$11.1K +950 +2%
Rockefeller Capital Management
42
Rockefeller Capital Management
New York
$628K +$94.2K +8,085 +17%
First Trust Advisors
43
First Trust Advisors
Illinois
$625K +$3.61K +310 +0.6%
PGFC
44
Peapack-Gladstone Financial Corp
New Jersey
$558K -$3.16K -271 -0.6%
LCM
45
Landscape Capital Management
New Jersey
$546K +$551K +47,309 New
BI
46
Bulldog Investors
New Jersey
$500K +$504K +43,298 New
RGC
47
Roberts, Glore & Co
Illinois
$497K +$12.5K +1,071 +3%
RJFSA
48
Raymond James Financial Services Advisors
Florida
$488K +$10.8K +929 +2%
Brown Advisory
49
Brown Advisory
Maryland
$478K – – –
Envestnet Asset Management
50
Envestnet Asset Management
Illinois
$469K -$71K -6,094 -13%
1
2
3 4 5

RMT Hedge Fund Activity: Q4 2021 in Review

98 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q4 2021, worth a combined $174M — down 2.5% from $179M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new RMT positions and 11 closed out — a net gain of 5 holders — while 41 added to existing stakes and 24 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.69M. The largest seller was Karpus Investment Management, cutting an estimated $8.62M.

  • 98 institutional investors held Royce Micro-Cap Trust (RMT) as of Q4 2021, up from 95 in Q3 2021.
  • Funds reported $174M of Royce Micro-Cap Trust stock for Q4 2021, down 2.5% quarter-over-quarter.
  • 16 funds opened new Royce Micro-Cap Trust positions in Q4 2021 and 11 closed out, a net change of +5 holders.
  • The largest Royce Micro-Cap Trust buyer in Q4 2021 was Morgan Stanley, an estimated $2.69M added.
  • The largest Royce Micro-Cap Trust seller in Q4 2021 was Karpus Investment Management, an estimated $8.62M sold.

Based on aggregated 13F filings for Q4 2021.