RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

98 hedge funds and large institutions have $174M invested in Royce Micro-Cap Trust in 2021 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 41 increasing their positions, 24 reducing their positions, and 11 closing their positions.

Holders
98
Holders Change
+3
Holders Change %
+3.16%
% of All Funds
1.51%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
16
Increased
41
Reduced
24
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$24.9M
2
COLIM
2
City of London Investment Management
United Kingdom
$1.36M
3
RCM
3
Rivernorth Capital Management
Florida
$1.01M
4
PAIM
4
Punch & Associates Investment Management
Minnesota
$5.42M
5
JPMPWA
5
J.P. Morgan Private Wealth Advisors
California
$794K

Top Sellers

1
KIM
1
Karpus Investment Management
New York
$8.57M
2
Wells Fargo
2
Wells Fargo
California
$10.8M
3
MC
3
Matisse Capital
Oregon
$0
4
HKAM
4
Horizon Kinetics Asset Management
New York
$2.46M
5
SFS
5
Shaker Financial Services
Virginia
$4.74M
Name Market Value Shares Shares
Change 		Shares
Change %
FWM
26
Frontier Wealth Management
Missouri
$1.25M 108,569 -9,161 -8%
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$1.24M 106,966 +2,045 +2%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$1.2M 103,749 +13,530 +15%
Invesco
29
Invesco
Georgia
$1.06M 91,721 -14,145 -13%
WAM
30
Wolverine Asset Management
Illinois
$1.06M 91,420 -71,995 -44%
Walleye Capital
31
Walleye Capital
New York
$1.05M 91,212 +12,286 +16%
MC
32
Moors & Cabot
Massachusetts
$1.02M 87,854 +2,203 +3%
RCM
33
Rivernorth Capital Management
Florida
$1.01M 87,511 +87,511 New
IF
34
Insight Folios
North Carolina
$988K 47,535 +12,603 +36%
JPMPWA
35
J.P. Morgan Private Wealth Advisors
California
$794K 68,707 +68,707 New
TFCP
36
Twin Focus Capital Partners
Massachusetts
$764K 66,161 +4,000 +6%
PFS
37
Prospera Financial Services
Texas
$757K 65,520 -756 -1%
GC
38
Guggenheim Capital
Illinois
$725K 62,838 +5,124 +9%
DADC
39
D.A. Davidson & Co
Montana
$708K 61,277 +630 +1%
PAG
40
Private Advisor Group
New Jersey
$653K 56,520 -9,130 -14%
SKK
41
Shepherd Kaplan Krochuk
Massachusetts
$653K 56,530 +950 +2%
Rockefeller Capital Management
42
Rockefeller Capital Management
New York
$628K 54,385 +8,085 +17%
First Trust Advisors
43
First Trust Advisors
Illinois
$625K 54,084 +310 +0.6%
PGFC
44
Peapack-Gladstone Financial Corp
New Jersey
$558K 48,270 -271 -0.6%
LCM
45
Landscape Capital Management
New Jersey
$546K 47,309 +47,309 New
BI
46
Bulldog Investors
New Jersey
$500K 43,298 +43,298 New
RGC
47
Roberts, Glore & Co
Illinois
$497K 43,010 +1,071 +3%
RJFSA
48
Raymond James Financial Services Advisors
Florida
$488K 42,226 +929 +2%
Brown Advisory
49
Brown Advisory
Maryland
$478K 41,365 – –
Envestnet Asset Management
50
Envestnet Asset Management
Illinois
$469K 40,612 -6,094 -13%
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