RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

95 hedge funds and large institutions have $179M invested in Royce Micro-Cap Trust in 2021 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 43 increasing their positions, 32 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
95
Holders Change
-3
Holders Change %
-3.06%
% of All Funds
1.67%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
5
Increased
43
Reduced
32
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$19.1M
2
QC
2
Quantedge Capital
Singapore
$1.65M
3
SFS
3
Shaker Financial Services
Virginia
$5.6M
4
WAM
4
Wolverine Asset Management
Illinois
$1.87M
5
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
$657K

Top Sellers

1
KIM
1
Karpus Investment Management
New York
$16.9M
2
MC
2
Matisse Capital
Oregon
$3.17M
3
Morgan Stanley
3
Morgan Stanley
New York
$22M
4
Bank of America
4
Bank of America
North Carolina
$3.63M
5
Citigroup
5
Citigroup
New York
$1K
Name Holding Trade Value Shares
Change 		Shares
Change %
LPL Financial
26
LPL Financial
California
$1.32M +$40.1K +3,513 +3%
Invesco
27
Invesco
Georgia
$1.21M +$19.9K +1,746 +2%
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$1.2M -$21.5K -1,884 -2%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$1.03M +$279K +24,403 +37%
MC
30
Moors & Cabot
Massachusetts
$981K -$1.33K -116 -0.1%
PFS
31
Prospera Financial Services
Texas
$757K +$110K +9,620 +17%
PAG
32
Private Advisor Group
New Jersey
$749K +$470K +41,186 +168%
TFCP
33
Twin Focus Capital Partners
Massachusetts
$710K – – –
DADC
34
D.A. Davidson & Co
Montana
$693K +$5.12K +448 +0.7%
GC
35
Guggenheim Capital
Illinois
$659K +$159K +13,889 +32%
Bank of Montreal
36
Bank of Montreal
Ontario, Canada
$657K +$657K +50,173 New
TNA
37
True North Advisors
Texas
$642K +$296K +26,000 +86%
SKK
38
Shepherd Kaplan Krochuk
Massachusetts
$635K +$152K +13,300 +31%
First Trust Advisors
39
First Trust Advisors
Illinois
$614K +$15K +1,313 +3%
PGFC
40
Peapack-Gladstone Financial Corp
New Jersey
$554K -$2.25K -197 -0.4%
Envestnet Asset Management
41
Envestnet Asset Management
Illinois
$533K -$56.5K -4,948 -10%
Rockefeller Capital Management
42
Rockefeller Capital Management
New York
$528K -$22.1K -1,940 -4%
RGC
43
Roberts, Glore & Co
Illinois
$479K +$31.4K +2,746 +7%
Brown Advisory
44
Brown Advisory
Maryland
$472K -$18K -1,580 -4%
RJFSA
45
Raymond James Financial Services Advisors
Florida
$472K +$6.44K +563 +1%
DC
46
Davenport & Co
Virginia
$427K +$127K +11,113 +42%
KWM
47
Kingsview Wealth Management
Oregon
$423K +$14.2K +1,246 +3%
IF
48
Insight Folios
North Carolina
$399K +$399K +34,932 New
HA
49
Harborview Advisors
Maine
$383K +$24.1K +2,110 +7%
M&T Bank
50
M&T Bank
New York
$354K – – –
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