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RMT

Royce Micro-Cap Trust
RMT

98 hedge funds and large institutions have $190M invested in Royce Micro-Cap Trust in 2021 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 43 increasing their positions, 25 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 25

6% more capital invested

Capital invested by funds: $179M → $190M (+$11.5M)

1.08% less ownership

Funds ownership: 36.89% → 35.81% (-1.1%)

6% less funds holding

Funds holding: 104 → 98 (-6)

35% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 17

Holders
98
Holders Change
-6
Holders Change %
-5.77%
% of All Funds
1.71%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
11
Increased
43
Reduced
25
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
AAM
Advisors Asset Management
Colorado
+$1.52M
2
Wells Fargo
Wells Fargo
California
+$1.28M
3
BA
Bard Associates
Illinois
+$1.07M
4
WAM
Wolverine Asset Management
Illinois
+$1.05M
5
PPA
Parametric Portfolio Associates
Washington
+$823K

Top Sellers

Rank Fund Capital Flow
1
PAIM
Punch & Associates Investment Management
Minnesota
-$5.07M
2
Morgan Stanley
Morgan Stanley
New York
-$3.43M
3
QC
Quantedge Capital
Singapore
-$1.79M
4
Thrivent Financial for Lutherans
Thrivent Financial for Lutherans
Minnesota
-$1.66M
5
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$878K
Name Holding Trade Value Shares
Change 		Change in
Stake
Invesco
26
Invesco
Georgia
$1.29M +$270K +22,600 +28%
WAM
27
Wolverine Asset Management
Illinois
$1.25M +$1.05M +87,822 +691%
MC
28
Moors & Cabot
Massachusetts
$1.06M +$15.8K +1,325 +2%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$816K +$97.9K +8,189 +14%
TFCP
30
Twin Focus Capital Partners
Massachusetts
$771K – – –
DADC
31
D.A. Davidson & Co
Montana
$746K +$16.5K +1,378 +2%
PFS
32
Prospera Financial Services
Texas
$702K +$678K +56,656 New
First Trust Advisors
33
First Trust Advisors
Illinois
$651K +$9.39K +785 +2%
Envestnet Asset Management
34
Envestnet Asset Management
Illinois
$641K +$6.35K +531 +1%
PGFC
35
Peapack-Gladstone Financial Corp
New Jersey
$604K -$6.9K -577 -1%
Rockefeller Capital Management
36
Rockefeller Capital Management
New York
$598K +$577K +48,240 New
GC
37
Guggenheim Capital
Illinois
$543K -$131K -10,976 -20%
Brown Advisory
38
Brown Advisory
Maryland
$533K – – –
SKK
39
Shepherd Kaplan Krochuk
Massachusetts
$524K +$95.8K +8,010 +23%
RJFSA
40
Raymond James Financial Services Advisors
Florida
$505K -$10K -839 -2%
RGC
41
Roberts, Glore & Co
Illinois
$486K +$9.57K +800 +2%
FAIM
42
Financial Advocates Investment Management
Washington
$452K -$122K -10,233 -22%
KWM
43
Kingsview Wealth Management
Oregon
$446K +$187K +15,606 +77%
Citigroup
44
Citigroup
New York
$421K +$6.88K +575 +2%
DWM
45
Dakota Wealth Management
Florida
$403K – – –
HA
46
Harborview Advisors
Maine
$390K -$36.7K -3,069 -9%
Stifel Financial
47
Stifel Financial
Missouri
$388K +$15.8K +1,321 +4%
M&T Bank
48
M&T Bank
New York
$384K – – –
TNA
49
True North Advisors
Texas
$375K +$362K +30,300 New
HBCM
50
Heron Bay Capital Management
Michigan
$349K +$337K +28,168 New
1
2
3 4 5

RMT Hedge Fund Activity: Q2 2021 in Review

98 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q2 2021, worth a combined $190M — up 6.4% from $179M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of RMT and 11 opened new positions — a net loss of 6 holders — while 25 trimmed existing stakes and 43 added.

The largest buyer was Advisors Asset Management, adding an estimated $1.52M. The largest seller was Punch & Associates Investment Management, cutting an estimated $5.07M.

  • 98 institutional investors held Royce Micro-Cap Trust (RMT) as of Q2 2021, down from 104 in Q1 2021.
  • Funds reported $190M of Royce Micro-Cap Trust stock for Q2 2021, up 6.4% quarter-over-quarter.
  • 11 funds opened new Royce Micro-Cap Trust positions in Q2 2021 and 17 closed out, a net change of -6 holders.
  • The largest Royce Micro-Cap Trust buyer in Q2 2021 was Advisors Asset Management, an estimated $1.52M added.
  • The largest Royce Micro-Cap Trust seller in Q2 2021 was Punch & Associates Investment Management, an estimated $5.07M sold.

Based on aggregated 13F filings for Q2 2021.