RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

98 hedge funds and large institutions have $190M invested in Royce Micro-Cap Trust in 2021 Q2 according to their latest regulatory filings, with 11 funds opening new positions, 43 increasing their positions, 25 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
98
Holders Change
-6
Holders Change %
-5.77%
% of All Funds
1.71%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
11
Increased
43
Reduced
25
Closed
17
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$13.9M
2
Wells Fargo
2
Wells Fargo
California
$18.2M
3
BA
3
Bard Associates
Illinois
$3.22M
4
WAM
4
Wolverine Asset Management
Illinois
$1.25M
5
PPA
5
Parametric Portfolio Associates
Washington
$9.76M

Top Sellers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$4.9M
2
Morgan Stanley
2
Morgan Stanley
New York
$25.4M
3
QC
3
Quantedge Capital
Singapore
$0
4
Thrivent Financial for Lutherans
4
Thrivent Financial for Lutherans
Minnesota
$0
5
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Invesco
26
Invesco
Georgia
$1.29M +$280K +22,600 +28%
WAM
27
Wolverine Asset Management
Illinois
$1.25M +$1.09M +87,822 +691%
MC
28
Moors & Cabot
Massachusetts
$1.06M +$16.4K +1,325 +2%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$816K +$102K +8,189 +14%
TFCP
30
Twin Focus Capital Partners
Massachusetts
$771K – – –
DADC
31
D.A. Davidson & Co
Montana
$746K +$17.1K +1,378 +2%
PFS
32
Prospera Financial Services
Texas
$702K +$702K +56,656 New
First Trust Advisors
33
First Trust Advisors
Illinois
$651K +$9.74K +785 +2%
Envestnet Asset Management
34
Envestnet Asset Management
Illinois
$641K +$6.59K +531 +1%
PGFC
35
Peapack-Gladstone Financial Corp
New Jersey
$604K -$7.15K -577 -1%
Rockefeller Capital Management
36
Rockefeller Capital Management
New York
$598K +$598K +48,240 New
GC
37
Guggenheim Capital
Illinois
$543K -$136K -10,976 -20%
Brown Advisory
38
Brown Advisory
Maryland
$533K – – –
SKK
39
Shepherd Kaplan Krochuk
Massachusetts
$524K +$99.3K +8,010 +23%
RJFSA
40
Raymond James Financial Services Advisors
Florida
$505K -$10.4K -839 -2%
RGC
41
Roberts, Glore & Co
Illinois
$486K +$9.92K +800 +2%
FAIM
42
Financial Advocates Investment Management
Washington
$452K -$127K -10,233 -22%
KWM
43
Kingsview Wealth Management
Oregon
$446K +$194K +15,606 +77%
Citigroup
44
Citigroup
New York
$421K +$7.12K +575 +2%
DWM
45
Dakota Wealth Management
Florida
$403K – – –
HA
46
Harborview Advisors
Maine
$390K -$38.1K -3,069 -9%
Stifel Financial
47
Stifel Financial
Missouri
$388K +$16.4K +1,321 +4%
M&T Bank
48
M&T Bank
New York
$384K – – –
TNA
49
True North Advisors
Texas
$375K +$375K +30,300 New
HBCM
50
Heron Bay Capital Management
Michigan
$349K +$349K +28,168 New
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