RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

89 hedge funds and large institutions have $101M invested in Royce Micro-Cap Trust in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 44 increasing their positions, 25 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
89
Holders Change
–
Holders Change %
0%
% of All Funds
1.8%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
44
Reduced
25
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CA
1
Cornerstone Advisors
North Carolina
$5.25M
2
Morgan Stanley
2
Morgan Stanley
New York
$12.7M
3
1CP
3
1607 Capital Partners
Virginia
$5.75M
4
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$766K
5
Thrivent Financial for Lutherans
5
Thrivent Financial for Lutherans
Minnesota
$1.2M

Top Sellers

1
FAAS
1
First Allied Advisory Services
California
$0
2
HKAM
2
Horizon Kinetics Asset Management
New York
$3.99M
3
AAM
3
Advisors Asset Management
Colorado
$6.03M
4
FFA
4
First Foundation Advisors
California
$156K
5
WAM
5
Wolverine Asset Management
Illinois
$1.66M
Name Holding Trade Value Shares
Change 		Shares
Change %
LPL Financial
26
LPL Financial
California
$776K +$14.4K +1,882 +2%
FAIM
27
Financial Advocates Investment Management
Washington
$774K -$68K -8,860 -8%
Bank of Montreal
28
Bank of Montreal
Ontario, Canada
$766K +$766K +95,600 New
MC
29
Matisse Capital
Oregon
$725K – – –
MC
30
Moors & Cabot
Massachusetts
$639K -$15.5K -2,020 -2%
Walleye Capital
31
Walleye Capital
New York
$598K -$7.86K -1,025 -1%
DA
32
Doliver Advisors
Texas
$591K -$269K -35,049 -31%
RJA
33
Raymond James & Associates
Florida
$543K +$114K +14,905 +27%
DADC
34
D.A. Davidson & Co
Montana
$448K -$1.67K -218 -0.4%
GLLW
35
Graves Light Lenhart Wealth
Virginia
$426K – – –
PVWM
36
Point View Wealth Management
New Jersey
$425K -$8.94K -1,165 -2%
First Trust Advisors
37
First Trust Advisors
Illinois
$419K -$13.2K -1,724 -3%
LCM
38
Landscape Capital Management
New Jersey
$406K -$57.7K -7,533 -12%
PAG
39
Private Advisor Group
New Jersey
$388K +$159 +22 +0%
TFCP
40
Twin Focus Capital Partners
Massachusetts
$374K +$62.3K +8,111 +20%
HA
41
Harborview Advisors
Maine
$339K -$36.2K -4,725 -10%
Brown Advisory
42
Brown Advisory
Maryland
$329K -$18.4K -2,400 -5%
RJFSA
43
Raymond James Financial Services Advisors
Florida
$287K +$24.1K +3,150 +9%
Truist Financial
44
Truist Financial
North Carolina
$281K – – –
Walleye Trading
45
Walleye Trading
New York
$276K -$29K -3,771 -9%
RGC
46
Roberts, Glore & Co
Illinois
$274K +$29.9K +3,910 +12%
SKK
47
Shepherd Kaplan Krochuk
Massachusetts
$263K – – –
DC
48
Davenport & Co
Virginia
$258K +$23.9K +3,116 +10%
Citigroup
49
Citigroup
New York
$249K +$5.93K +772 +2%
M&T Bank
50
M&T Bank
New York
$237K +$38 +5 +0%
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