RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

81 hedge funds and large institutions have $96.3M invested in Royce Micro-Cap Trust in 2019 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 31 increasing their positions, 28 reducing their positions, and 10 closing their positions.

Holders
81
Holders Change
+1
Holders Change %
+1.25%
% of All Funds
1.6%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
31
Reduced
28
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$11.5M
2
AAM
2
Advisors Asset Management
Colorado
$6.83M
3
RCM
3
Rivernorth Capital Management
Florida
$5.65M
4
LCM
4
Landscape Capital Management
New Jersey
$932K
5
Morgan Stanley
5
Morgan Stanley
New York
$4.97M

Top Sellers

1
Geode Capital Management
1
Geode Capital Management
Massachusetts
$85K
2
SFS
2
Shaker Financial Services
Virginia
$2.75M
3
HKAM
3
Horizon Kinetics Asset Management
New York
$10.9M
4
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$0
5
Bank of America
5
Bank of America
North Carolina
$817K
Name Holding Trade Value Shares
Change 		Shares
Change %
BBPWM
26
Blue Bell Private Wealth Management
Pennsylvania
$588K +$33.2K +3,886 +6%
RJFSA
27
Raymond James Financial Services Advisors
Florida
$523K +$55.1K +6,456 +12%
First Trust Advisors
28
First Trust Advisors
Illinois
$522K +$8.63K +1,010 +2%
PVWM
29
Point View Wealth Management
New Jersey
$504K +$54.5K +6,388 +12%
Lido Advisors
30
Lido Advisors
California
$479K – – –
DADC
31
D.A. Davidson & Co
Montana
$469K +$3.49K +409 +0.7%
GLLW
32
Graves Light Lenhart Wealth
Virginia
$466K +$16.1K +1,889 +4%
TFCP
33
Twin Focus Capital Partners
Massachusetts
$439K +$127K +14,900 +41%
AAS
34
Avantax Advisory Services
Texas
$422K -$181K -21,270 -30%
PC
35
Pecaut & Co
Iowa
$385K -$33.9K -3,968 -8%
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$369K -$6.63K -777 -2%
Stifel Financial
37
Stifel Financial
Missouri
$352K -$81.4K -9,613 -19%
AG
38
Advisor Group
Arizona
$352K +$29.8K +3,486 +9%
Walleye Capital
39
Walleye Capital
New York
$343K +$83.1K +9,740 +32%
Truist Financial
40
Truist Financial
North Carolina
$340K +$340K +39,801 New
Commonwealth Equity Services
41
Commonwealth Equity Services
Massachusetts
$321K +$101K +11,863 +46%
HA
42
Harborview Advisors
Maine
$316K -$150K -17,552 -32%
PAG
43
Private Advisor Group
New Jersey
$300K +$300K +35,140 New
SKK
44
Shepherd Kaplan Krochuk
Massachusetts
$293K – – –
M&T Bank
45
M&T Bank
New York
$275K +$3.78K +443 +1%
Thrivent Financial for Lutherans
46
Thrivent Financial for Lutherans
Minnesota
$270K +$270K +31,600 New
DC
47
Davenport & Co
Virginia
$265K -$12.2K -1,423 -4%
RGC
48
Roberts, Glore & Co
Illinois
$261K +$124K +14,575 +91%
Citigroup
49
Citigroup
New York
$257K +$15.4K +1,803 +6%
CAN
50
Cetera Advisor Networks
California
$252K +$3.28K +385 +1%
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