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RMT

Royce Micro-Cap Trust

80 hedge funds and large institutions have $80.8M invested in Royce Micro-Cap Trust in 2019 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 35 increasing their positions, 27 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 27

5% less capital invested

Capital invested by funds: $84.6M → $80.8M (-$3.86M)

1% less funds holding

Funds holding: 8180 (-1)

1.57% less ownership

Funds ownership: 27.02%25.45% (-1.6%)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

Holders
80
Holders Change
-1
Holders Change %
-1.23%
% of All Funds
1.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
35
Reduced
27
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BBPWM
26
Blue Bell Private Wealth Management
Pennsylvania
$522K -$41.6K -5,166 -7%
First Trust Advisors
27
First Trust Advisors
Illinois
$483K +$22.1K +2,739 +5%
Lido Advisors
28
Lido Advisors
California
$451K +$451K +56,052 New
RJFSA
29
Raymond James Financial Services Advisors
Florida
$441K +$46.1K +5,725 +12%
HA
30
Harborview Advisors
Maine
$439K +$10.7K +1,324 +2%
DADC
31
D.A. Davidson & Co
Montana
$439K +$53.9K +6,700 +14%
GLLW
32
Graves Light Lenhart Wealth
Virginia
$425K +$229K +28,383 +117%
PVWM
33
Point View Wealth Management
New Jersey
$423K +$19.6K +2,436 +5%
Stifel Financial
34
Stifel Financial
Missouri
$409K -$639K -79,301 -61%
PC
35
Pecaut & Co
Iowa
$394K -$230K -28,592 -37%
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$355K +$21.7K +2,690 +7%
BTS
37
BB&T Securities
Virginia
$344K -$53.5K -6,650 -13%
AG
38
Advisor Group
Arizona
$303K +$9.94K +1,234 +3%
TFCP
39
Twin Focus Capital Partners
Massachusetts
$293K +$81.3K +10,100 +38%
SKK
40
Shepherd Kaplan Krochuk
Massachusetts
$276K +$123K +15,270 +80%
NSAM
41
North Star Asset Management
Wisconsin
$273K -$22.3K -2,775 -8%
DC
42
Davenport & Co
Virginia
$266K
IFWM
43
Institute for Wealth Management
Colorado
$264K
M&T Bank
44
M&T Bank
New York
$256K +$225 +28 +0.1%
Walleye Capital
45
Walleye Capital
New York
$245K -$14.6K -1,813 -6%
Walleye Trading
46
Walleye Trading
New York
$235K -$24.2K -3,000 -9%
CAN
47
Cetera Advisor Networks
California
$235K -$4.35K -540 -2%
JIP
48
Jaffetilchin Investment Partners
Florida
$230K -$621K -77,099 -73%
Citigroup
49
Citigroup
New York
$228K +$4.22K +524 +2%
Cambridge Investment Research Advisors
50
Cambridge Investment Research Advisors
Iowa
$215K -$12.6K -1,561 -6%

RMT Hedge Fund Activity: Q3 2019 in Review

80 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q3 2019, worth a combined $80.8M — down 4.6% from $84.6M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of RMT and 6 opened new positions — a net loss of 1 holder — while 27 trimmed existing stakes and 35 added.

The largest buyer was Rivernorth Capital Management, adding an estimated $3.02M. The largest seller was Geode Capital Management, cutting an estimated $1.4M.

  • 80 institutional investors held Royce Micro-Cap Trust (RMT) as of Q3 2019, down from 81 in Q2 2019.
  • Funds reported $80.8M of Royce Micro-Cap Trust stock for Q3 2019, down 4.6% quarter-over-quarter.
  • 6 funds opened new Royce Micro-Cap Trust positions in Q3 2019 and 7 closed out, a net change of -1 holder.
  • The largest Royce Micro-Cap Trust buyer in Q3 2019 was Rivernorth Capital Management, an estimated $3.02M added.
  • The largest Royce Micro-Cap Trust seller in Q3 2019 was Geode Capital Management, an estimated $1.4M sold.

Based on aggregated 13F filings for Q3 2019.