RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

80 hedge funds and large institutions have $80.8M invested in Royce Micro-Cap Trust in 2019 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 35 increasing their positions, 27 reducing their positions, and 7 closing their positions.

Holders
80
Holders Change
-1
Holders Change %
-1.23%
% of All Funds
1.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
35
Reduced
27
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$4.16M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$2.72M
3
AAM
3
Advisors Asset Management
Colorado
$4.72M
4
AAS
4
Avantax Advisory Services
Texas
$569K
5
Lido Advisors
5
Lido Advisors
California
$451K

Top Sellers

1
Geode Capital Management
1
Geode Capital Management
Massachusetts
$1.51M
2
Wells Fargo
2
Wells Fargo
California
$8.96M
3
WAM
3
Wolverine Asset Management
Illinois
$1.78M
4
HKAM
4
Horizon Kinetics Asset Management
New York
$11.3M
5
Stifel Financial
5
Stifel Financial
Missouri
$409K
Name Holding Trade Value Shares
Change 		Shares
Change %
BBPWM
26
Blue Bell Private Wealth Management
Pennsylvania
$522K -$41.5K -5,166 -7%
First Trust Advisors
27
First Trust Advisors
Illinois
$483K +$22K +2,739 +5%
Lido Advisors
28
Lido Advisors
California
$451K +$451K +56,052 New
RJFSA
29
Raymond James Financial Services Advisors
Florida
$441K +$46.1K +5,725 +12%
HA
30
Harborview Advisors
Maine
$439K +$10.7K +1,324 +2%
DADC
31
D.A. Davidson & Co
Montana
$439K +$53.9K +6,700 +14%
GLLW
32
Graves Light Lenhart Wealth
Virginia
$425K +$229K +28,383 +117%
PVWM
33
Point View Wealth Management
New Jersey
$423K +$19.6K +2,436 +5%
Stifel Financial
34
Stifel Financial
Missouri
$409K -$634K -79,301 -61%
PC
35
Pecaut & Co
Iowa
$394K -$230K -28,592 -37%
LTFS
36
Ladenburg Thalmann Financial Services
Florida
$355K +$21.7K +2,690 +7%
BTS
37
BB&T Securities
Virginia
$344K -$53.4K -6,650 -13%
AG
38
Advisor Group
Arizona
$303K +$9.91K +1,234 +3%
TFCP
39
Twin Focus Capital Partners
Massachusetts
$293K +$81.1K +10,100 +38%
SKK
40
Shepherd Kaplan Krochuk
Massachusetts
$276K +$123K +15,270 +80%
NSAM
41
North Star Asset Management
Wisconsin
$273K -$22.3K -2,775 -8%
DC
42
Davenport & Co
Virginia
$266K – – –
IFWM
43
Institute for Wealth Management
Colorado
$264K – – –
M&T Bank
44
M&T Bank
New York
$256K +$225 +28 +0.1%
Walleye Capital
45
Walleye Capital
New York
$245K -$14.6K -1,813 -6%
Walleye Trading
46
Walleye Trading
New York
$235K -$24.1K -3,000 -9%
CAN
47
Cetera Advisor Networks
California
$235K -$4.35K -540 -2%
JIP
48
Jaffetilchin Investment Partners
Florida
$230K -$620K -77,099 -73%
Citigroup
49
Citigroup
New York
$228K +$4.22K +524 +2%
Cambridge Investment Research Advisors
50
Cambridge Investment Research Advisors
Iowa
$215K -$12.5K -1,561 -6%
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