RMT

Royce Micro-Cap Trust
RMT

Overview Fund Activity

67 hedge funds and large institutions have $88.6M invested in Royce Micro-Cap Trust in 2016 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 32 increasing their positions, 18 reducing their positions, and 6 closing their positions.

Holders
67
Holders Change
+1
Holders Change %
+1.52%
% of All Funds
1.79%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
8
Increased
32
Reduced
18
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$3.61M
2
SFS
2
Shaker Financial Services
Virginia
$2.93M
3
Citigroup
3
Citigroup
New York
$1.43M
4
CA
4
Cornerstone Advisors
North Carolina
$3.92M
5
Bank of Nova Scotia
5
Bank of Nova Scotia
Ontario, Canada
$1.55M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$4.16M
2
FIMG
2
Financial & Investment Management Group
Michigan
$3.57M
3
BWP
3
BSW Wealth Partners
Colorado
$0
4
TC
4
TFS Capital
Pennsylvania
$0
5
OA
5
Oxbow Advisors
Texas
$5.37M
Name Market Value Shares Shares
Change 		Shares
Change %
1CP
26
1607 Capital Partners
Virginia
$618K 79,156 +5,500 +7%
PVWM
27
Point View Wealth Management
New Jersey
$606K 77,560 +3,436 +5%
MC
28
Matisse Capital
Oregon
$567K 72,554 +40,700 +128%
Comerica Bank
29
Comerica Bank
Texas
$447K 58,032 +1,041 +2%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$436K 55,806 +3,286 +6%
GWM
31
Geneos Wealth Management
Colorado
$364K 46,617 +38,990 +511%
DADC
32
D.A. Davidson & Co
Montana
$330K 42,375 +4,095 +11%
Bank of America
33
Bank of America
North Carolina
$326K 41,673 -3,078 -7%
CWM
34
Concert Wealth Management
California
$297K 38,233 +727 +2%
BHTS
35
Bar Harbor Trust Services
Maine
$297K 37,984 +37,984 New
LPL Financial
36
LPL Financial
California
$275K 35,697 -312 -0.9%
Ameriprise
37
Ameriprise
Minnesota
$237K 30,331 -2,588 -8%
PAG
38
Private Advisor Group
New Jersey
$231K 29,978 +8,859 +42%
BBPWM
39
Blue Bell Private Wealth Management
Pennsylvania
$199K 25,415 +24,808 +4,087%
HFS
40
HL Financial Services
Kentucky
$198K 25,349 – –
Stifel Financial
41
Stifel Financial
Missouri
$186K 23,780 -10,963 -32%
RJFSA
42
Raymond James Financial Services Advisors
Florida
$181K 23,215 +441 +2%
CCP
43
Clough Capital Partners
Massachusetts
$164K 21,000 +21,000 New
LCM
44
Landscape Capital Management
New Jersey
$151K 19,339 -13,340 -41%
Bank of Montreal
45
Bank of Montreal
Ontario, Canada
$143K 18,258 +15,797 +642%
SKK
46
Shepherd Kaplan Krochuk
Massachusetts
$140K 17,970 – –
AA
47
AQR Arbitrage
Connecticut
$136K 17,425 -15,004 -46%
Geode Capital Management
48
Geode Capital Management
Massachusetts
$130K 16,747 +16,747 New
CCP
49
Cardan Capital Partners
Colorado
$111K 14,272 – –
HighTower Advisors
50
HighTower Advisors
Illinois
$93K 11,815 +1,032 +10%
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2
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