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RMT

Royce Micro-Cap Trust

67 hedge funds and large institutions have $88.6M invested in Royce Micro-Cap Trust in 2016 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 32 increasing their positions, 18 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

78% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 18

33% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 6

9% more capital invested

Capital invested by funds: $81.5M → $88.6M (+$7.1M)

2% more funds holding

Funds holding: 6667 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1.14% less ownership

Funds ownership: 31.83%30.68% (-1.1%)

Holders
67
Holders Change
+1
Holders Change %
+1.52%
% of All Funds
1.79%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
32
Reduced
18
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
1CP
26
1607 Capital Partners
Virginia
$618K +$42.6K +5,500 +7%
PVWM
27
Point View Wealth Management
New Jersey
$606K +$26.6K +3,436 +5%
MC
28
Matisse Capital
Oregon
$567K +$315K +40,700 +128%
Comerica Bank
29
Comerica Bank
Texas
$447K +$8.06K +1,041 +2%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$436K +$25.5K +3,286 +6%
GWM
31
Geneos Wealth Management
Colorado
$364K +$302K +38,990 +511%
DADC
32
D.A. Davidson & Co
Montana
$330K +$31.7K +4,095 +11%
Bank of America
33
Bank of America
North Carolina
$326K -$23.8K -3,078 -7%
CWM
34
Concert Wealth Management
California
$297K +$5.63K +727 +2%
BHTS
35
Bar Harbor Trust Services
Maine
$297K +$294K +37,984 New
LPL Financial
36
LPL Financial
California
$275K -$2.42K -312 -0.9%
Ameriprise
37
Ameriprise
Minnesota
$237K -$20K -2,588 -8%
PAG
38
Private Advisor Group
New Jersey
$231K +$68.6K +8,859 +42%
BBPWM
39
Blue Bell Private Wealth Management
Pennsylvania
$199K +$192K +24,808 +4,087%
HFS
40
HL Financial Services
Kentucky
$198K
Stifel Financial
41
Stifel Financial
Missouri
$186K -$84.9K -10,963 -32%
RJFSA
42
Raymond James Financial Services Advisors
Florida
$181K +$3.42K +441 +2%
CCP
43
Clough Capital Partners
Massachusetts
$164K +$163K +21,000 New
LCM
44
Landscape Capital Management
New Jersey
$151K -$103K -13,340 -41%
Bank of Montreal
45
Bank of Montreal
Ontario, Canada
$143K +$122K +15,797 +642%
SKK
46
Shepherd Kaplan Krochuk
Massachusetts
$140K
AA
47
AQR Arbitrage
Connecticut
$136K -$116K -15,004 -46%
Geode Capital Management
48
Geode Capital Management
Massachusetts
$130K +$130K +16,747 New
CCP
49
Cardan Capital Partners
Colorado
$111K
HighTower Advisors
50
HighTower Advisors
Illinois
$93K +$7.99K +1,032 +10%

RMT Hedge Fund Activity: Q3 2016 in Review

67 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Royce Micro-Cap Trust (RMT) for Q3 2016, worth a combined $88.6M — up 8.7% from $81.5M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new RMT positions and 6 closed out — a net gain of 2 holders — while 32 added to existing stakes and 18 trimmed.

The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $3.58M. The largest seller was Morgan Stanley, cutting an estimated $2.11M.

  • 67 institutional investors held Royce Micro-Cap Trust (RMT) as of Q3 2016, up from 66 in Q2 2016.
  • Funds reported $88.6M of Royce Micro-Cap Trust stock for Q3 2016, up 8.7% quarter-over-quarter.
  • 8 funds opened new Royce Micro-Cap Trust positions in Q3 2016 and 6 closed out, a net change of +2 holders.
  • The largest Royce Micro-Cap Trust buyer in Q3 2016 was Rivernorth Capital Management, an estimated $3.58M added.
  • The largest Royce Micro-Cap Trust seller in Q3 2016 was Morgan Stanley, an estimated $2.11M sold.

Based on aggregated 13F filings for Q3 2016.