PFD

Flaherty & Crumrine Preferred and Income Fund

20 hedge funds and large institutions have $4.41M invested in Flaherty & Crumrine Preferred and Income Fund in 2014 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 4 closing their positions.

Holders
20
Holders Change
-4
Holders Change %
-16.67%
% of All Funds
0.58%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
Increased
9
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
LPL Financial
1
LPL Financial
California
$909K 65,893 +15,073 +30%
U
2
UBS
Switzerland
$755K 55,060 +1,346 +3%
Invesco
3
Invesco
Georgia
$686K 50,052 +5,824 +13%
DADC
4
D.A. Davidson & Co
Montana
$342K 25,000 +500 +2%
Bank of America
5
Bank of America
North Carolina
$314K 22,890 -1,991 -8%
GC
6
Guggenheim Capital
Illinois
$288K 21,023 -1,559 -7%
CCM
7
Covington Capital Management
California
$243K 17,700
NCM
8
Noesis Capital Mangement
Florida
$219K 16,000 -1,050 -6%
Morgan Stanley
9
Morgan Stanley
New York
$168K 12,239 -2,928 -19%
OA
10
Oxbow Advisors
Texas
$145K 10,596 +97 +0.9%
Wells Fargo
11
Wells Fargo
California
$90K 6,560 +2 +0%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$62K 4,497 +3,505 +353%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$45K 3,301 +10 +0.3%
AIG
14
American International Group
New York
$31.7K 2,310 +212 +10%
Creative Planning
15
Creative Planning
Kansas
$27K 2,000
MFS
16
MSI Financial Services
Massachusetts
$24K 1,739 -1,334 -43%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$24K 1,800
NFG
18
Next Financial Group
Texas
$20K 1,460
BRWM
19
B. Riley Wealth Management
Tennessee
$13K 1,000
PAS
20
Partnervest Advisory Services
California
-2,400 Closed
TRCT
21
Tower Research Capital (TRC)
New York
-2,000 Closed
NES
22
New England Securities
New York
-600 Closed
GSC
23
Ground Swell Capital
South Carolina
-419 Closed
Barclays
24
Barclays
United Kingdom
$0 1