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PFD

Flaherty & Crumrine Preferred and Income Fund

48 hedge funds and large institutions have $31M invested in Flaherty & Crumrine Preferred and Income Fund in 2024 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 7 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 6

7% more funds holding

Funds holding: 4548 (+3)

1.91% more ownership

Funds ownership: 19.53%21.44% (+1.9%)

3% more capital invested

Capital invested by funds: $30M → $31M (+$1.01M)

50% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 14

Holders
48
Holders Change
+3
Holders Change %
+6.67%
% of All Funds
0.63%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
7
Reduced
14
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CIBC Private Wealth Group
1
CIBC Private Wealth Group
Georgia
$4.95M
SIA
2
Sit Investment Associates
Minnesota
$3.99M +$436K +37,822 +12%
Morgan Stanley
3
Morgan Stanley
New York
$2.67M -$159K -13,784 -5%
Raymond James Financial
4
Raymond James Financial
Florida
$2.04M +$2.09M +181,175 New
UBS Group
5
UBS Group
Switzerland
$1.55M -$204K -17,677 -11%
MC
6
Matisse Capital
Oregon
$1.52M -$61.2K -5,303 -4%
Wells Fargo
7
Wells Fargo
California
$1.43M -$62.4K -5,409 -4%
AA
8
AQR Arbitrage
Connecticut
$1.3M -$209K -18,110 -13%
Bank of America
9
Bank of America
North Carolina
$1.21M -$134K -11,635 -10%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.07M -$120K -10,443 -10%
UB
11
UMB Bank
Missouri
$971K +$996K +86,373 New
Osaic Holdings
12
Osaic Holdings
Arizona
$899K -$10.7K -925 -1%
SAM
13
Smith Asset Management
Florida
$852K +$875K +75,819 New
Lido Advisors
14
Lido Advisors
California
$796K +$817K +70,814 New
RCM
15
Robinson Capital Management
Michigan
$618K
SA
16
SFI Advisors
New Jersey
$601K +$396K +34,355 +180%
CSP
17
Cary Street Partners
Virginia
$444K +$456K +39,500 New
LPL Financial
18
LPL Financial
California
$433K -$22.5K -1,952 -5%
BAG
19
Bridgewealth Advisory Group
California
$316K +$169K +14,688 +113%
Stifel Financial
20
Stifel Financial
Missouri
$307K +$315K +27,292 New
LWM
21
LongView Wealth Management
Georgia
$256K
WS
22
Wedbush Securities
California
$230K -$5.18K -449 -2%
GC
23
Guggenheim Capital
Illinois
$228K +$234K +20,288 New
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$215K +$22.1K +1,919 +11%
IA
25
IFP Advisors
Florida
$210K +$2.7K +234 +1%

PFD Hedge Fund Activity: Q4 2024 in Review

48 of the 7,592 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Fund (PFD) for Q4 2024, worth a combined $31M — up 3.4% from $30M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new PFD positions and 6 closed out — a net gain of 6 holders — while 7 added to existing stakes and 14 trimmed.

The largest buyer was UMB Bank, opening a new position worth an estimated $996K. The largest seller was Cary Street Partners Investment Advisory, exiting entirely with an estimated $406K sold.

  • 48 institutional investors held Flaherty & Crumrine Preferred and Income Fund (PFD) as of Q4 2024, up from 45 in Q3 2024.
  • Funds reported $31M of Flaherty & Crumrine Preferred and Income Fund stock for Q4 2024, up 3.4% quarter-over-quarter.
  • 12 funds opened new Flaherty & Crumrine Preferred and Income Fund positions in Q4 2024 and 6 closed out, a net change of +6 holders.
  • The largest Flaherty & Crumrine Preferred and Income Fund buyer in Q4 2024 was UMB Bank, an estimated $996K added.
  • The largest Flaherty & Crumrine Preferred and Income Fund seller in Q4 2024 was Cary Street Partners Investment Advisory, an estimated $406K sold.

Based on aggregated 13F filings for Q4 2024.