PFD

Flaherty & Crumrine Preferred and Income Fund
PFD

Overview Fund Activity

32 hedge funds and large institutions have $13.5M invested in Flaherty & Crumrine Preferred and Income Fund in 2020 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 8 increasing their positions, 9 reducing their positions, and 5 closing their positions.

Holders
32
Holders Change
–
Holders Change %
0%
% of All Funds
0.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
8
Reduced
9
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$785K
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$217K
3
SBIA
3
Sheaff Brock Investment Advisors
Indiana
$183K
4
Bank of America
4
Bank of America
North Carolina
$303K
5
RJA
5
Raymond James & Associates
Florida
$168K

Top Sellers

1
WWM
1
Western Wealth Management
Colorado
$0
2
CAN
2
Cetera Advisor Networks
California
$0
3
UBS Group
3
UBS Group
Switzerland
$890K
4
PAG
4
Private Advisor Group
New Jersey
$0
5
WS
5
Wedbush Securities
California
$411K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$3.97M 240,299 +8,007 +3%
Wells Fargo
2
Wells Fargo
California
$1.49M 89,952 -197 -0.2%
PWS
3
Private Wealth Strategies
Ohio
$1.31M 79,347 -2,628 -3%
UBS Group
4
UBS Group
Switzerland
$890K 53,933 -6,742 -11%
LPL Financial
5
LPL Financial
California
$785K 47,551 +18,322 +63%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$715K 43,291 -2 -0%
Osaic Holdings
7
Osaic Holdings
Arizona
$671K 40,731 +5,639 +16%
DADC
8
D.A. Davidson & Co
Montana
$454K 27,500 -700 -2%
WS
9
Wedbush Securities
California
$411K 24,911 -3,900 -14%
Bank of America
10
Bank of America
North Carolina
$303K 18,330 +10,445 +132%
PWPS
11
Pinnacle Wealth Planning Services
Ohio
$297K 18,000 +5,000 +38%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$252K 15,294 +13 +0.1%
CCM
13
Covington Capital Management
California
$246K 14,900 – –
GC
14
Guggenheim Capital
Illinois
$218K 13,218 -560 -4%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$217K 13,201 +13,201 New
FDCDDQ
16
Federation des caisses Desjardins du Quebec
Quebec, Canada
$195K 11,800 -775 -6%
SBIA
17
Sheaff Brock Investment Advisors
Indiana
$183K 11,100 +11,100 New
FAAS
18
First Allied Advisory Services
California
$182K 11,026 +845 +8%
RJA
19
Raymond James & Associates
Florida
$168K 10,176 +10,176 New
NFSG
20
Newbridge Financial Services Group
Florida
$151K 9,157 +9,157 New
WLPWM
21
Walled Lake Planning & Wealth Management
Illinois
$101K 6,136 +6,136 New
SW
22
SVB Wealth
Massachusetts
$64K 3,904 – –
Rockefeller Capital Management
23
Rockefeller Capital Management
New York
$41K 2,500 -100 -4%
AF
24
Advisornet Financial
Minnesota
$41K 2,500 – –
NFG
25
Next Financial Group
Texas
$33K 2,008 +2,008 New
1
2