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PFD

Flaherty & Crumrine Preferred and Income Fund

23 hedge funds and large institutions have $4.12M invested in Flaherty & Crumrine Preferred and Income Fund in 2015 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

80% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 5

15% more funds holding

Funds holding: 2023 (+3)

13% more capital invested

Capital invested by funds: $3.66M → $4.12M (+$460K)

0.53% more ownership

Funds ownership: 2.43%2.97% (+0.53%)

Holders
23
Holders Change
+3
Holders Change %
+15%
% of All Funds
0.64%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
9
Reduced
5
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$712K -$262K -20,035 -26%
CRC
2
Curi RMB Capital
Illinois
$580K +$604K +46,269 New
UBS Group
3
UBS Group
Switzerland
$532K -$53.8K -4,116 -9%
DADC
4
D.A. Davidson & Co
Montana
$338K +$26.1K +2,000 +8%
PAG
5
Private Advisor Group
New Jersey
$320K +$64.9K +4,967 +24%
Bank of America
6
Bank of America
North Carolina
$295K +$16K +1,225 +5%
CCM
7
Covington Capital Management
California
$222K
Morgan Stanley
8
Morgan Stanley
New York
$205K +$54.2K +4,150 +34%
NCM
9
Noesis Capital Mangement
Florida
$201K
WAM
10
Wolverine Asset Management
Illinois
$186K +$194K +14,846 New
Wells Fargo
11
Wells Fargo
California
$178K +$94.9K +7,264 +104%
OA
12
Oxbow Advisors
Texas
$138K +$1.45K +111 +1%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$48K -$6.67K -511 -12%
Northwestern Mutual Wealth Management
14
Northwestern Mutual Wealth Management
Wisconsin
$30K +$30.9K +2,370 New
Creative Planning
15
Creative Planning
Kansas
$25K +$26.1K +2,000 New
MFS
16
MSI Financial Services
Massachusetts
$24K +$509 +39 +2%
AIG
17
American International Group
New York
$23K +$196 +15 +0.8%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$22K
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$18K -$8.76K -671 -32%
WEC
20
Winslow Evans & Crocker
Massachusetts
$11.1K +$3.27K +250 +39%
FCCM
21
First City Capital Management
Georgia
$6.6K
WCM
22
Windsor Capital Management
Arizona
$2K +$2.61K +200 New
TRCT
23
Tower Research Capital (TRC)
New York
$1K -$4.66K -357 -84%
BRWM
24
B. Riley Wealth Management
Tennessee
-$13K -1,000 Closed

PFD Hedge Fund Activity: Q3 2015 in Review

23 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Fund (PFD) for Q3 2015, worth a combined $4.12M — up 13% from $3.66M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new PFD positions and 2 closed out — a net gain of 3 holders — while 9 added to existing stakes and 5 trimmed.

The largest buyer was Curi RMB Capital, opening a new position worth an estimated $604K. The largest seller was LPL Financial, cutting an estimated $262K.

  • 23 institutional investors held Flaherty & Crumrine Preferred and Income Fund (PFD) as of Q3 2015, up from 20 in Q2 2015.
  • Funds reported $4.12M of Flaherty & Crumrine Preferred and Income Fund stock for Q3 2015, up 13% quarter-over-quarter.
  • 5 funds opened new Flaherty & Crumrine Preferred and Income Fund positions in Q3 2015 and 2 closed out, a net change of +3 holders.
  • The largest Flaherty & Crumrine Preferred and Income Fund buyer in Q3 2015 was Curi RMB Capital, an estimated $604K added.
  • The largest Flaherty & Crumrine Preferred and Income Fund seller in Q3 2015 was LPL Financial, an estimated $262K sold.

Based on aggregated 13F filings for Q3 2015.