PFD

Flaherty & Crumrine Preferred and Income Fund

23 hedge funds and large institutions have $4.12M invested in Flaherty & Crumrine Preferred and Income Fund in 2015 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 2 closing their positions.

Holders
23
Holders Change
+3
Holders Change %
+15%
% of All Funds
0.64%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
9
Reduced
5
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
LPL Financial
1
LPL Financial
California
$712K 55,680 -20,035 -26%
CRC
2
Curi RMB Capital
Illinois
$580K 46,269 +46,269 New
UBS Group
3
UBS Group
Switzerland
$532K 42,431 -4,116 -9%
DADC
4
D.A. Davidson & Co
Montana
$338K 27,000 +2,000 +8%
PAG
5
Private Advisor Group
New Jersey
$320K 25,496 +4,967 +24%
Bank of America
6
Bank of America
North Carolina
$295K 23,548 +1,225 +5%
CCM
7
Covington Capital Management
California
$222K 17,700
Morgan Stanley
8
Morgan Stanley
New York
$205K 16,363 +4,150 +34%
NCM
9
Noesis Capital Mangement
Florida
$201K 16,000
WAM
10
Wolverine Asset Management
Illinois
$186K 14,846 +14,846 New
Wells Fargo
11
Wells Fargo
California
$178K 14,241 +7,264 +104%
OA
12
Oxbow Advisors
Texas
$138K 10,996 +111 +1%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$48K 3,800 -511 -12%
Northwestern Mutual Wealth Management
14
Northwestern Mutual Wealth Management
Wisconsin
$30K 2,370 +2,370 New
Creative Planning
15
Creative Planning
Kansas
$25K 2,000 +2,000 New
MFS
16
MSI Financial Services
Massachusetts
$24K 1,876 +39 +2%
AIG
17
American International Group
New York
$23K 1,847 +15 +0.8%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$22K 1,800
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$18K 1,400 -671 -32%
WEC
20
Winslow Evans & Crocker
Massachusetts
$11.1K 886 +250 +39%
FCCM
21
First City Capital Management
Georgia
$6.6K 643
WCM
22
Windsor Capital Management
Arizona
$2K 200 +200 New
TRCT
23
Tower Research Capital (TRC)
New York
$1K 70 -357 -84%
BRWM
24
B. Riley Wealth Management
Tennessee
-1,000 Closed
Barclays
25
Barclays
United Kingdom
-1 Closed