Curi RMB Capital’s Flaherty & Crumrine Preferred and Income Fund PFD Stock Holding History

Curi RMB Capital’s Portfolio PFD Stock Details PFD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-13,897	Closed	-$168K	–	671
2020 Q1	$168K	Buy	13,897 +157	+1%	+$2.32K	0.01%	577
2019 Q4	$214K	Sell	13,740 -47	-0.3%	-$732	0.01%	620
2019 Q3	$206K	Buy	13,787 +156	+1%	+$2.34K	0.01%	664
2019 Q2	$201K	Buy	13,631 +103	+0.8%	+$1.44K	0.01%	707
2019 Q1	$186K	Sell	13,528 -718	-5%	-$9.38K	﹤0.01%	747
2018 Q4	$165K	Sell	14,246 -446	-3%	-$5.46K	﹤0.01%	844
2018 Q3	$191K	Buy	14,692 +190	+1%	+$2.62K	﹤0.01%	841
2018 Q2	$196K	Sell	14,502 -5,815	-29%	-$78.4K	﹤0.01%	833
2018 Q1	$276K	Buy	20,317 +6,141	+43%	+$86K	0.01%	755
2017 Q4	$212K	Buy	14,176 +171	+1%	+$2.62K	0.01%	805
2017 Q3	$212K	Buy	14,005 +178	+1%	+$2.67K	0.01%	655
2017 Q2	$218K	Buy	+13,827	New	+$212K	0.01%	659
2016 Q1	–	Sell	-39,128	Closed	-$506K	–	455
2015 Q4	$506K	Sell	39,128 -7,141	-15%	-$93K	0.02%	295
2015 Q3	$580K	Buy	+46,269	New	+$604K	0.04%	308

Other funds holding PFD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PWS

Private Wealth Strategies New Albany, Ohio $498M AUM 17.23% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wedbush Securities Los Angeles, California $3.43B AUM 24.13% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return

WWM

Western Wealth Management Golden, Colorado $2.63B AUM 21.3% 1-Year Est. Return

Curi RMB Capital's PFD Position: Q2 2020 in Review

Curi RMB Capital sold out of Flaherty & Crumrine Preferred and Income Fund (PFD) in Q2 2020, closing a stake of 13,897 shares — an estimated $168K sold.

Curi RMB Capital first reported a position in PFD in Q3 2015 and held it in 14 quarters. The position peaked at $580K in Q3 2015. 32 funds tracked by Wall St. Rank hold PFD as of Q2 2020.

Curi RMB Capital reported no remaining Flaherty & Crumrine Preferred and Income Fund position as of Q2 2020 after selling out during the quarter.
Curi RMB Capital sold 13,897 Flaherty & Crumrine Preferred and Income Fund shares in Q2 2020, an estimated $168K.
Curi RMB Capital first reported a position in Flaherty & Crumrine Preferred and Income Fund in Q3 2015 and held it in 14 quarters.
Curi RMB Capital's Flaherty & Crumrine Preferred and Income Fund position peaked at $580K in Q3 2015.
32 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Fund as of Q2 2020.

Based on Curi RMB Capital's 13F filing for Q2 2020, filed 5 Aug 2020.