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PFD

Flaherty & Crumrine Preferred and Income Fund

32 hedge funds and large institutions have $9.34M invested in Flaherty & Crumrine Preferred and Income Fund in 2018 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

80% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 5

43% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 7

14% more funds holding

Funds holding: 2832 (+4)

0.18% more ownership

Funds ownership: 5.97%6.15% (+0.18%)

5% less capital invested

Capital invested by funds: $9.8M → $9.34M (-$455K)

Holders
32
Holders Change
+4
Holders Change %
+14.29%
% of All Funds
0.73%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
10
Reduced
7
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.8M +$230K +16,405 +14%
FDCDDQ
2
Federation des caisses Desjardins du Quebec
Quebec, Canada
$1.72M +$501K +35,749 +39%
WAM
3
Wolverine Asset Management
Illinois
$847K +$873K +62,361 New
Invesco
4
Invesco
Georgia
$835K -$47.6K -3,400 -5%
UBS Group
5
UBS Group
Switzerland
$808K -$89.8K -6,413 -10%
LPL Financial
6
LPL Financial
California
$548K -$27.1K -1,938 -5%
Bank of America
7
Bank of America
North Carolina
$411K -$127K -9,048 -23%
DADC
8
D.A. Davidson & Co
Montana
$353K
CRC
9
Curi RMB Capital
Illinois
$276K +$86K +6,141 +43%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$261K +$33.9K +2,421 +14%
CCM
11
Covington Capital Management
California
$251K -$140K -10,000 -35%
Creative Planning
12
Creative Planning
Kansas
$200K +$4.2K +300 +2%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$173K +$178K +12,734 New
Wells Fargo
14
Wells Fargo
California
$168K +$13.4K +957 +8%
HighTower Advisors
15
HighTower Advisors
Illinois
$168K +$174K +12,459 New
RCM
16
Robinson Capital Management
Michigan
$95K +$98K +7,000 New
CAC
17
Certified Advisory Corp
Florida
$72K +$1.27K +91 +2%
RCG
18
Ruggie Capital Group
Florida
$68K
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$45K -$4.76K -340 -9%
LGWM
20
Litman Gregory Wealth Management
California
$45K +$46.2K +3,300 New
Manulife (Manufacturers Life Insurance)
21
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$39K +$126 +9 +0.3%
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
$32K
Citigroup
23
Citigroup
New York
$27K
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$24K
GWM
25
Geneos Wealth Management
Colorado
$16K +$7.42K +530 +80%

PFD Hedge Fund Activity: Q1 2018 in Review

32 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Fund (PFD) for Q1 2018, worth a combined $9.34M — down 4.6% from $9.8M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new PFD positions and 5 closed out — a net gain of 4 holders — while 10 added to existing stakes and 7 trimmed.

The largest buyer was Wolverine Asset Management, opening a new position worth an estimated $873K. The largest seller was Cedar Hill Associates, exiting entirely with an estimated $698K sold.

  • 32 institutional investors held Flaherty & Crumrine Preferred and Income Fund (PFD) as of Q1 2018, up from 28 in Q4 2017.
  • Funds reported $9.34M of Flaherty & Crumrine Preferred and Income Fund stock for Q1 2018, down 4.6% quarter-over-quarter.
  • 9 funds opened new Flaherty & Crumrine Preferred and Income Fund positions in Q1 2018 and 5 closed out, a net change of +4 holders.
  • The largest Flaherty & Crumrine Preferred and Income Fund buyer in Q1 2018 was Wolverine Asset Management, an estimated $873K added.
  • The largest Flaherty & Crumrine Preferred and Income Fund seller in Q1 2018 was Cedar Hill Associates, an estimated $698K sold.

Based on aggregated 13F filings for Q1 2018.