PFD

Flaherty & Crumrine Preferred and Income Fund
PFD

Overview Fund Activity

29 hedge funds and large institutions have $9.73M invested in Flaherty & Crumrine Preferred and Income Fund in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 8 reducing their positions, and 1 closing their positions.

Holders
29
Holders Change
+3
Holders Change %
+11.54%
% of All Funds
0.72%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
13
Reduced
8
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Robinson Capital Management
Michigan
$689K
2
FDCDDQ
2
Federation des caisses Desjardins du Quebec
Quebec, Canada
$1.35M
3
LPL Financial
3
LPL Financial
California
$640K
4
AIA
4
Allegis Investment Advisors
Idaho
$198K
5
CCM
5
Covington Capital Management
California
$432K

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$460K
2
Bank of America
2
Bank of America
North Carolina
$474K
3
UBS Group
3
UBS Group
Switzerland
$991K
4
WEC
4
Winslow Evans & Crocker
Massachusetts
$8.86K
5
Invesco
5
Invesco
Georgia
$864K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$1.64M 108,081 +17 +0%
FDCDDQ
2
Federation des caisses Desjardins du Quebec
Quebec, Canada
$1.35M 89,216 +37,134 +71%
UBS Group
3
UBS Group
Switzerland
$991K 65,433 -880 -1%
Invesco
4
Invesco
Georgia
$864K 57,059 -566 -1%
RCM
5
Robinson Capital Management
Michigan
$689K 45,495 +38,034 +510%
LPL Financial
6
LPL Financial
California
$640K 42,268 +14,826 +54%
Bank of America
7
Bank of America
North Carolina
$474K 31,268 -3,608 -10%
Wells Fargo
8
Wells Fargo
California
$460K 30,367 -9,146 -23%
CCM
9
Covington Capital Management
California
$432K 28,500 +9,000 +46%
DADC
10
D.A. Davidson & Co
Montana
$393K 26,000 +700 +3%
PAG
11
Private Advisor Group
New Jersey
$276K 18,265 +671 +4%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$220K 14,559 +7,375 +103%
CRC
13
Curi RMB Capital
Illinois
$212K 14,005 +178 +1%
NCM
14
Noesis Capital Mangement
Florida
$209K 13,814 +750 +6%
AIA
15
Allegis Investment Advisors
Idaho
$198K 16,154 +16,154 New
Creative Planning
16
Creative Planning
Kansas
$161K 10,602 -178 -2%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$155K 10,232 -180 -2%
Northwestern Mutual Wealth Management
18
Northwestern Mutual Wealth Management
Wisconsin
$104K 6,870 +4,500 +190%
RCG
19
Ruggie Capital Group
Florida
$76K 5,000 – –
Manulife (Manufacturers Life Insurance)
20
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$43K 2,837 -130 -4%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$38K 2,470 +10 +0.4%
PNC Financial Services Group
22
PNC Financial Services Group
Pennsylvania
$28K 1,800 – –
Citigroup
23
Citigroup
New York
$27K 1,800 +1,800 New
IA
24
IFP Advisors
Florida
$14K 893 – –
AG
25
Advisor Group
Arizona
$11K 724 +12 +2%
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