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PFD

Flaherty & Crumrine Preferred and Income Fund

24 hedge funds and large institutions have $6.56M invested in Flaherty & Crumrine Preferred and Income Fund in 2016 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 5 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

60% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 5

9% more funds holding

Funds holding: 2224 (+2)

0.14% more ownership

Funds ownership: 3.95%4.09% (+0.14%)

1% less capital invested

Capital invested by funds: $6.61M → $6.56M (-$46.8K)

Holders
24
Holders Change
+2
Holders Change %
+9.09%
% of All Funds
0.6%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
8
Reduced
5
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.77M +$151K +10,869 +10%
RCM
2
Robinson Capital Management
Michigan
$917K +$882K +63,312 New
LPL Financial
3
LPL Financial
California
$769K -$587K -42,121 -44%
UBS Group
4
UBS Group
Switzerland
$686K +$46.7K +3,354 +8%
Bank of America
5
Bank of America
North Carolina
$511K -$37.2K -2,671 -7%
Wells Fargo
6
Wells Fargo
California
$376K +$162K +11,597 +81%
DADC
7
D.A. Davidson & Co
Montana
$362K +$4.18K +300 +1%
CCM
8
Covington Capital Management
California
$283K +$25.1K +1,800 +10%
PAG
9
Private Advisor Group
New Jersey
$272K +$4.36K +313 +2%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$154K -$69.9K -5,019 -32%
MSAM
11
Moloney Securities Asset Management
Missouri
$145K +$139K +10,000 New
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$103K +$24.9K +1,784 +34%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$34K +$33K +2,370 New
Creative Planning
14
Creative Planning
Kansas
$29K
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$26K
NFG
16
Next Financial Group
Texas
$21K
MFS
17
MSI Financial Services
Massachusetts
$19K -$26.9K -1,933 -59%
Manulife (Manufacturers Life Insurance)
18
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$18K +$17.1K +1,226 New
WEC
19
Winslow Evans & Crocker
Massachusetts
$17.9K
IA
20
IFP Advisors
Florida
$13K +$5.57K +400 +81%
AG
21
Advisor Group
Arizona
$11K -$25.8K -1,851 -71%
KT
22
Kanaly Trust
Texas
$11K +$10.2K +734 New
GWM
23
Geneos Wealth Management
Colorado
$9K
US Bancorp
24
US Bancorp
Minnesota
$3K
HK
25
Horizon Kinetics
New York
-$348K -22,964 Closed

PFD Hedge Fund Activity: Q4 2016 in Review

24 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Fund (PFD) for Q4 2016, worth a combined $6.56M — down 0.71% from $6.61M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new PFD positions and 3 closed out — a net gain of 2 holders — while 8 added to existing stakes and 5 trimmed.

The largest buyer was Robinson Capital Management, opening a new position worth an estimated $882K. The largest seller was LPL Financial, cutting an estimated $587K.

  • 24 institutional investors held Flaherty & Crumrine Preferred and Income Fund (PFD) as of Q4 2016, up from 22 in Q3 2016.
  • Funds reported $6.56M of Flaherty & Crumrine Preferred and Income Fund stock for Q4 2016, down 0.71% quarter-over-quarter.
  • 5 funds opened new Flaherty & Crumrine Preferred and Income Fund positions in Q4 2016 and 3 closed out, a net change of +2 holders.
  • The largest Flaherty & Crumrine Preferred and Income Fund buyer in Q4 2016 was Robinson Capital Management, an estimated $882K added.
  • The largest Flaherty & Crumrine Preferred and Income Fund seller in Q4 2016 was LPL Financial, an estimated $587K sold.

Based on aggregated 13F filings for Q4 2016.