PFD

Flaherty & Crumrine Preferred and Income Fund
PFD

Overview Fund Activity

24 hedge funds and large institutions have $6.56M invested in Flaherty & Crumrine Preferred and Income Fund in 2016 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 5 reducing their positions, and 3 closing their positions.

Holders
24
Holders Change
+2
Holders Change %
+9.09%
% of All Funds
0.6%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
8
Reduced
5
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Robinson Capital Management
Michigan
$917K
2
Wells Fargo
2
Wells Fargo
California
$376K
3
Morgan Stanley
3
Morgan Stanley
New York
$1.77M
4
MSAM
4
Moloney Securities Asset Management
Missouri
$145K
5
UBS Group
5
UBS Group
Switzerland
$686K

Top Sellers

1
LPL Financial
1
LPL Financial
California
$769K
2
HK
2
Horizon Kinetics
New York
$0
3
NCM
3
Noesis Capital Mangement
Florida
$0
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$154K
5
Bank of America
5
Bank of America
North Carolina
$511K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$1.77M 122,017 +10,869 +10%
RCM
2
Robinson Capital Management
Michigan
$917K 63,312 +63,312 New
LPL Financial
3
LPL Financial
California
$769K 54,182 -42,121 -44%
UBS Group
4
UBS Group
Switzerland
$686K 47,348 +3,354 +8%
Bank of America
5
Bank of America
North Carolina
$511K 35,291 -2,671 -7%
Wells Fargo
6
Wells Fargo
California
$376K 25,977 +11,597 +81%
DADC
7
D.A. Davidson & Co
Montana
$362K 25,000 +300 +1%
CCM
8
Covington Capital Management
California
$283K 19,500 +1,800 +10%
PAG
9
Private Advisor Group
New Jersey
$272K 18,868 +313 +2%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$154K 10,665 -5,019 -32%
MSAM
11
Moloney Securities Asset Management
Missouri
$145K 10,000 +10,000 New
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$103K 7,104 +1,784 +34%
Northwestern Mutual Wealth Management
13
Northwestern Mutual Wealth Management
Wisconsin
$34K 2,370 +2,370 New
Creative Planning
14
Creative Planning
Kansas
$29K 2,000 – –
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$26K 1,800 – –
NFG
16
Next Financial Group
Texas
$21K 1,460 – –
MFS
17
MSI Financial Services
Massachusetts
$19K 1,333 -1,933 -59%
Manulife (Manufacturers Life Insurance)
18
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$18K 1,226 +1,226 New
WEC
19
Winslow Evans & Crocker
Massachusetts
$17.9K 1,236 – –
IA
20
IFP Advisors
Florida
$13K 893 +400 +81%
AG
21
Advisor Group
Arizona
$11K 744 -1,851 -71%
KT
22
Kanaly Trust
Texas
$11K 734 +734 New
GWM
23
Geneos Wealth Management
Colorado
$9K 660 – –
US Bancorp
24
US Bancorp
Minnesota
$3K 233 – –
HK
25
Horizon Kinetics
New York
– – -22,964 Closed
1
2