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PFD

Flaherty & Crumrine Preferred and Income Fund

42 hedge funds and large institutions have $13.9M invested in Flaherty & Crumrine Preferred and Income Fund in 2021 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 11

2.4% less ownership

Funds ownership: 10.2%7.79% (-2.4%)

5% less funds holding

Funds holding: 4442 (-2)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

28% less capital invested

Capital invested by funds: $19.3M → $13.9M (-$5.41M)

Holders
42
Holders Change
-2
Holders Change %
-4.55%
% of All Funds
0.74%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
13
Reduced
11
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.86M +$228K +13,930 +8%
PWS
2
Private Wealth Strategies
Ohio
$1.39M +$15K +918 +1%
UBS Group
3
UBS Group
Switzerland
$1.24M -$29.3K -1,791 -2%
Osaic Holdings
4
Osaic Holdings
Arizona
$919K +$93.5K +5,717 +11%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$796K +$61.7K +3,773 +8%
Wells Fargo
6
Wells Fargo
California
$669K -$124K -7,588 -15%
LPL Financial
7
LPL Financial
California
$577K -$67.8K -4,148 -10%
PWPS
8
Pinnacle Wealth Planning Services
Ohio
$441K
MAFM
9
Mid Atlantic Financial Management
Pennsylvania
$439K +$172K +10,500 +61%
DADC
10
D.A. Davidson & Co
Montana
$410K
CW
11
CreativeOne Wealth
Kansas
$357K -$160K -9,775 -30%
Bank of America
12
Bank of America
North Carolina
$346K -$4.33M -264,884 -92%
WAM
13
Wolverine Asset Management
Illinois
$342K +$116K +7,090 +48%
WS
14
Wedbush Securities
California
$323K -$11.4K -700 -3%
RJA
15
Raymond James & Associates
Florida
$284K +$96.3K +5,886 +48%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$273K -$83.3K -5,091 -23%
CAN
17
Cetera Advisor Networks
California
$261K +$60.6K +3,707 +29%
CCM
18
Covington Capital Management
California
$235K
SWMP
19
Signature Wealth Management Partners
New Jersey
$226K
Baird Financial Group
20
Baird Financial Group
Wisconsin
$214K +$223K +13,609 New
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$201K +$229 +14 +0.1%
BAM
22
Belpointe Asset Management
Nevada
$191K +$241K +14,750 New
Cetera Investment Advisers
23
Cetera Investment Advisers
Illinois
$179K -$65.3K -3,990 -26%
MFA
24
McClarren Financial Advisors
Pennsylvania
$130K +$2.16K +132 +2%
Bessemer Group
25
Bessemer Group
New Jersey
$110K

PFD Hedge Fund Activity: Q3 2021 in Review

42 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Fund (PFD) for Q3 2021, worth a combined $13.9M — down 28% from $19.3M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of PFD and 4 opened new positions — a net loss of 1 holder — while 11 trimmed existing stakes and 13 added.

The largest buyer was Belpointe Asset Management, opening a new position worth an estimated $241K. The largest seller was Bank of America, cutting an estimated $4.33M.

  • 42 institutional investors held Flaherty & Crumrine Preferred and Income Fund (PFD) as of Q3 2021, down from 44 in Q2 2021.
  • Funds reported $13.9M of Flaherty & Crumrine Preferred and Income Fund stock for Q3 2021, down 28% quarter-over-quarter.
  • 4 funds opened new Flaherty & Crumrine Preferred and Income Fund positions in Q3 2021 and 5 closed out, a net change of -1 holder.
  • The largest Flaherty & Crumrine Preferred and Income Fund buyer in Q3 2021 was Belpointe Asset Management, an estimated $241K added.
  • The largest Flaherty & Crumrine Preferred and Income Fund seller in Q3 2021 was Bank of America, an estimated $4.33M sold.

Based on aggregated 13F filings for Q3 2021.