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PFD

Flaherty & Crumrine Preferred and Income Fund

21 hedge funds and large institutions have $4.32M invested in Flaherty & Crumrine Preferred and Income Fund in 2014 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 10 increasing their positions, 5 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 5

6% more capital invested

Capital invested by funds: $4.06M → $4.32M (+$262K)

0.18% less ownership

Funds ownership: 3.01%2.84% (-0.18%)

19% less funds holding

Funds holding: 2621 (-5)

71% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 7

Holders
21
Holders Change
-5
Holders Change %
-19.23%
% of All Funds
0.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
10
Reduced
5
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
U
1
UBS
Switzerland
$684K +$5.96K +459 +0.9%
LPL Financial
2
LPL Financial
California
$672K +$203K +15,614 +48%
Invesco
3
Invesco
Georgia
$649K +$608K +46,802 New
Morgan Stanley
4
Morgan Stanley
New York
$374K -$7.35K -566 -2%
Bank of America
5
Bank of America
North Carolina
$344K +$1.88K +145 +0.6%
DADC
6
D.A. Davidson & Co
Montana
$339K +$38.9K +3,000 +14%
GC
7
Guggenheim Capital
Illinois
$321K +$151K +11,649 +101%
CCM
8
Covington Capital Management
California
$245K
NCM
9
Noesis Capital Mangement
Florida
$238K -$564K -43,450 -72%
OA
10
Oxbow Advisors
Texas
$144K +$1.34K +103 +1%
Wells Fargo
11
Wells Fargo
California
$68K -$10K -774 -14%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$46K +$169 +13 +0.4%
Citigroup
13
Citigroup
New York
$38K +$1K +77 +3%
SIA
14
Sit Investment Associates
Minnesota
$36K +$34K +2,619 New
AIG
15
American International Group
New York
$28.9K +$7.84K +604 +41%
Creative Planning
16
Creative Planning
Kansas
$28K
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$24K
MFS
18
MSI Financial Services
Massachusetts
$23K +$441 +34 +2%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$18K -$7.69K -592 -31%
VKH
20
Virtu KCG Holdings
New York
-$256K -20,867 Closed
SG Americas Securities
21
SG Americas Securities
New York
-$209K -17,087 Closed
PRCM
22
Pine River Capital Management
Minnesota
-$123K -10,084 Closed
CAPTRUST Financial Advisors
23
CAPTRUST Financial Advisors
North Carolina
-$25K -2,000 Closed
WAM
24
Wolverine Asset Management
Illinois
-$20K -1,672 Closed
US Bancorp
25
US Bancorp
Minnesota
-$18K -1,440 Closed

PFD Hedge Fund Activity: Q1 2014 in Review

21 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Fund (PFD) for Q1 2014, worth a combined $4.32M — up 6.5% from $4.06M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of PFD and 2 opened new positions — a net loss of 5 holders — while 5 trimmed existing stakes and 10 added.

The largest buyer was Invesco, opening a new position worth an estimated $608K. The largest seller was Noesis Capital Mangement, cutting an estimated $564K.

  • 21 institutional investors held Flaherty & Crumrine Preferred and Income Fund (PFD) as of Q1 2014, down from 26 in Q4 2013.
  • Funds reported $4.32M of Flaherty & Crumrine Preferred and Income Fund stock for Q1 2014, up 6.5% quarter-over-quarter.
  • 2 funds opened new Flaherty & Crumrine Preferred and Income Fund positions in Q1 2014 and 7 closed out, a net change of -5 holders.
  • The largest Flaherty & Crumrine Preferred and Income Fund buyer in Q1 2014 was Invesco, an estimated $608K added.
  • The largest Flaherty & Crumrine Preferred and Income Fund seller in Q1 2014 was Noesis Capital Mangement, an estimated $564K sold.

Based on aggregated 13F filings for Q1 2014.