Pine River Capital Management’s Flaherty & Crumrine Preferred and Income Fund PFD Stock Holding History

Pine River Capital Management’s Portfolio PFD Stock Details PFD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-10,084	Closed	-$123K	–	709
2013 Q4	$123K	Buy	+10,084	New	+$126K	﹤0.01%	619

Other funds holding PFD

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

NCM

Noesis Capital Mangement Boca Raton, Florida $676M AUM 34.17% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Pine River Capital Management's PFD Position: Q1 2014 in Review

Pine River Capital Management sold out of Flaherty & Crumrine Preferred and Income Fund (PFD) in Q1 2014, closing a stake of 10,084 shares — an estimated $123K sold.

Pine River Capital Management first reported a position in PFD in Q4 2013 and held it in 1 quarter. The position peaked at $123K in Q4 2013. 21 funds tracked by Wall St. Rank hold PFD as of Q1 2014.

Pine River Capital Management reported no remaining Flaherty & Crumrine Preferred and Income Fund position as of Q1 2014 after selling out during the quarter.
Pine River Capital Management sold 10,084 Flaherty & Crumrine Preferred and Income Fund shares in Q1 2014, an estimated $123K.
Pine River Capital Management first reported a position in Flaherty & Crumrine Preferred and Income Fund in Q4 2013 and held it in 1 quarter.
Pine River Capital Management's Flaherty & Crumrine Preferred and Income Fund position peaked at $123K in Q4 2013.
21 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Fund as of Q1 2014.

Based on Pine River Capital Management's 13F filing for Q1 2014, filed 15 May 2014.