Oxbow Advisors’s Flaherty & Crumrine Preferred and Income Fund PFD Stock Holding History

Oxbow Advisors’s Portfolio PFD Stock Details PFD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-11,152	Closed	-$158K	–	265
2016 Q1	$158K	Buy	11,152 +40	+0.4%	+$532	0.02%	238
2015 Q4	$144K	Buy	11,112 +116	+1%	+$1.51K	0.02%	253
2015 Q3	$138K	Buy	10,996 +111	+1%	+$1.45K	0.02%	246
2015 Q2	$148K	Buy	10,885 +95	+0.9%	+$1.43K	0.02%	252
2015 Q1	$164K	Buy	10,790 +95	+0.9%	+$1.43K	0.02%	189
2014 Q4	$151K	Buy	10,695 +99	+0.9%	+$1.41K	0.02%	198
2014 Q3	$145K	Buy	10,596 +97	+0.9%	+$1.35K	0.02%	208
2014 Q2	$153K	Buy	10,499 +94	+0.9%	+$1.36K	0.02%	205
2014 Q1	$144K	Buy	10,405 +103	+1%	+$1.34K	0.02%	208
2013 Q4	$126K	Buy	10,302 +103	+1%	+$1.29K	0.02%	218
2013 Q3	$127K	Buy	+10,199	New	+$131K	0.02%	205

Other funds holding PFD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

DADC

D.A. Davidson & Co Great Falls, Montana $16.5B AUM 19.94% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

NCM

Noesis Capital Mangement Boca Raton, Florida $676M AUM 34.17% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Oxbow Advisors's PFD Position: Q2 2016 in Review

Oxbow Advisors sold out of Flaherty & Crumrine Preferred and Income Fund (PFD) in Q2 2016, closing a stake of 11,152 shares — an estimated $158K sold.

Oxbow Advisors first reported a position in PFD in Q3 2013 and held it in 11 quarters. The position peaked at $164K in Q1 2015. 20 funds tracked by Wall St. Rank hold PFD as of Q2 2016.

Oxbow Advisors reported no remaining Flaherty & Crumrine Preferred and Income Fund position as of Q2 2016 after selling out during the quarter.
Oxbow Advisors sold 11,152 Flaherty & Crumrine Preferred and Income Fund shares in Q2 2016, an estimated $158K.
Oxbow Advisors first reported a position in Flaherty & Crumrine Preferred and Income Fund in Q3 2013 and held it in 11 quarters.
Oxbow Advisors's Flaherty & Crumrine Preferred and Income Fund position peaked at $164K in Q1 2015.
20 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Fund as of Q2 2016.

Based on Oxbow Advisors's 13F filing for Q2 2016, filed 2 Aug 2016.