PFD

Flaherty & Crumrine Preferred and Income Fund
PFD

Overview Fund Activity

24 hedge funds and large institutions have $4.5M invested in Flaherty & Crumrine Preferred and Income Fund in 2014 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 2 closing their positions.

Holders
24
Holders Change
+3
Holders Change %
+14.29%
% of All Funds
0.69%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
9
Reduced
5
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
U
1
UBS
Switzerland
$785K
2
PAS
2
Partnervest Advisory Services
California
$35K
3
LPL Financial
3
LPL Financial
California
$742K
4
TRCT
4
Tower Research Capital (TRC)
New York
$29K
5
Wells Fargo
5
Wells Fargo
California
$96K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$222K
2
Citigroup
2
Citigroup
New York
$0
3
Invesco
3
Invesco
Georgia
$646K
4
SIA
4
Sit Investment Associates
Minnesota
$0
5
GC
5
Guggenheim Capital
Illinois
$330K
Name Market Value Shares Shares
Change 		Shares
Change %
U
1
UBS
Switzerland
$785K 53,714 +4,434 +9%
LPL Financial
2
LPL Financial
California
$742K 50,820 +2,375 +5%
Invesco
3
Invesco
Georgia
$646K 44,228 -2,574 -5%
Bank of America
4
Bank of America
North Carolina
$364K 24,881 +104 +0.4%
DADC
5
D.A. Davidson & Co
Montana
$357K 24,500 – –
GC
6
Guggenheim Capital
Illinois
$330K 22,582 -548 -2%
CCM
7
Covington Capital Management
California
$254K 17,700 – –
NCM
8
Noesis Capital Mangement
Florida
$249K 17,050 -100 -0.6%
Morgan Stanley
9
Morgan Stanley
New York
$222K 15,167 -11,722 -44%
OA
10
Oxbow Advisors
Texas
$153K 10,499 +94 +0.9%
Wells Fargo
11
Wells Fargo
California
$96K 6,558 +1,648 +34%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$48K 3,291 +9 +0.3%
MFS
13
MSI Financial Services
Massachusetts
$45K 3,073 +1,398 +83%
PAS
14
Partnervest Advisory Services
California
$35K 2,400 +2,400 New
AIG
15
American International Group
New York
$30.7K 2,098 +11 +0.5%
Creative Planning
16
Creative Planning
Kansas
$29K 2,000 – –
TRCT
17
Tower Research Capital (TRC)
New York
$29K 2,000 +1,994 +33,233%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$26K 1,800 – –
NFG
19
Next Financial Group
Texas
$20K 1,460 +1,460 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$14K 992 -337 -25%
BRWM
21
B. Riley Wealth Management
Tennessee
$14K 1,000 +1,000 New
NES
22
New England Securities
New York
$9K 600 +600 New
GSC
23
Ground Swell Capital
South Carolina
$6K 419 +419 New
Citigroup
24
Citigroup
New York
– – -2,723 Closed
SIA
25
Sit Investment Associates
Minnesota
– – -2,619 Closed
1
2