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PFD

Flaherty & Crumrine Preferred and Income Fund

24 hedge funds and large institutions have $4.5M invested in Flaherty & Crumrine Preferred and Income Fund in 2014 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

80% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 5

14% more funds holding

Funds holding: 2124 (+3)

4% more capital invested

Capital invested by funds: $4.32M → $4.5M (+$184K)

0.02% less ownership

Funds ownership: 2.84%2.81% (-0.02%)

Holders
24
Holders Change
+3
Holders Change %
+14.29%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
9
Reduced
5
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
U
1
UBS
Switzerland
$785K +$64.2K +4,434 +9%
LPL Financial
2
LPL Financial
California
$742K +$34.4K +2,375 +5%
Invesco
3
Invesco
Georgia
$646K -$37.3K -2,574 -5%
Bank of America
4
Bank of America
North Carolina
$364K +$1.5K +104 +0.4%
DADC
5
D.A. Davidson & Co
Montana
$357K
GC
6
Guggenheim Capital
Illinois
$330K -$7.93K -548 -2%
CCM
7
Covington Capital Management
California
$254K
NCM
8
Noesis Capital Mangement
Florida
$249K -$1.45K -100 -0.6%
Morgan Stanley
9
Morgan Stanley
New York
$222K -$170K -11,722 -44%
OA
10
Oxbow Advisors
Texas
$153K +$1.36K +94 +0.9%
Wells Fargo
11
Wells Fargo
California
$96K +$23.9K +1,648 +34%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$48K +$130 +9 +0.3%
MFS
13
MSI Financial Services
Massachusetts
$45K +$20.2K +1,398 +83%
PAS
14
Partnervest Advisory Services
California
$35K +$34.7K +2,400 New
AIG
15
American International Group
New York
$30.7K +$159 +11 +0.5%
Creative Planning
16
Creative Planning
Kansas
$29K
TRCT
17
Tower Research Capital (TRC)
New York
$29K +$28.9K +1,994 +33,233%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$26K
NFG
19
Next Financial Group
Texas
$20K +$21.1K +1,460 New
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$14K -$4.88K -337 -25%
BRWM
21
B. Riley Wealth Management
Tennessee
$14K +$14.5K +1,000 New
NES
22
New England Securities
New York
$9K +$8.68K +600 New
GSC
23
Ground Swell Capital
South Carolina
$6K +$6.06K +419 New
Citigroup
24
Citigroup
New York
-$38K -2,723 Closed
SIA
25
Sit Investment Associates
Minnesota
-$36K -2,619 Closed

PFD Hedge Fund Activity: Q2 2014 in Review

24 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Fund (PFD) for Q2 2014, worth a combined $4.5M — up 4.3% from $4.32M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new PFD positions and 2 closed out — a net gain of 3 holders — while 9 added to existing stakes and 5 trimmed.

The largest buyer was UBS, adding an estimated $64.2K. The largest seller was Morgan Stanley, cutting an estimated $170K.

  • 24 institutional investors held Flaherty & Crumrine Preferred and Income Fund (PFD) as of Q2 2014, up from 21 in Q1 2014.
  • Funds reported $4.5M of Flaherty & Crumrine Preferred and Income Fund stock for Q2 2014, up 4.3% quarter-over-quarter.
  • 5 funds opened new Flaherty & Crumrine Preferred and Income Fund positions in Q2 2014 and 2 closed out, a net change of +3 holders.
  • The largest Flaherty & Crumrine Preferred and Income Fund buyer in Q2 2014 was UBS, an estimated $64.2K added.
  • The largest Flaherty & Crumrine Preferred and Income Fund seller in Q2 2014 was Morgan Stanley, an estimated $170K sold.

Based on aggregated 13F filings for Q2 2014.