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PFD

Flaherty & Crumrine Preferred and Income Fund

20 hedge funds and large institutions have $6.35M invested in Flaherty & Crumrine Preferred and Income Fund in 2016 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 7 increasing their positions, 6 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 6

0.73% less ownership

Funds ownership: 4.4%3.66% (-0.73%)

8% less capital invested

Capital invested by funds: $6.89M → $6.35M (-$537K)

9% less funds holding

Funds holding: 2220 (-2)

50% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 4

Holders
20
Holders Change
-2
Holders Change %
-9.09%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
7
Reduced
6
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$1.56M +$250K +16,848 +20%
LPL Financial
2
LPL Financial
California
$1.39M -$748K -50,332 -36%
UBS Group
3
UBS Group
Switzerland
$676K -$7.79K -524 -1%
Bank of America
4
Bank of America
North Carolina
$473K +$42.2K +2,839 +10%
HK
5
Horizon Kinetics
New York
$421K -$96K -6,458 -19%
DADC
6
D.A. Davidson & Co
Montana
$386K +$10.4K +700 +3%
PAG
7
Private Advisor Group
New Jersey
$286K -$194K -13,045 -42%
CCM
8
Covington Capital Management
California
$277K
NCM
9
Noesis Capital Mangement
Florida
$229K
Wells Fargo
10
Wells Fargo
California
$183K -$61.3K -4,125 -26%
Creative Planning
11
Creative Planning
Kansas
$137K +$45 +3 +0%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$106K +$43.6K +2,931 +77%
MFS
13
MSI Financial Services
Massachusetts
$61K +$565 +38 +1%
Northwestern Mutual Wealth Management
14
Northwestern Mutual Wealth Management
Wisconsin
$37K
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$28K -$9.59K -645 -26%
PNC Financial Services Group
16
PNC Financial Services Group
Pennsylvania
$28K
AG
17
Advisor Group
Arizona
$26K +$25.1K +1,687 New
WEC
18
Winslow Evans & Crocker
Massachusetts
$17K +$2.99K +201 +23%
GWM
19
Geneos Wealth Management
Colorado
$10K
HR
20
Howe & Rusling
New York
$10K
IA
21
IFP Advisors
Florida
$8K +$7.33K +493 New
Lido Advisors
22
Lido Advisors
California
-$255K -18,000 Closed
OA
23
Oxbow Advisors
Texas
-$158K -11,152 Closed
AIG
24
American International Group
New York
-$27K -1,875 Closed
TRCT
25
Tower Research Capital (TRC)
New York
-$5K -380 Closed

PFD Hedge Fund Activity: Q2 2016 in Review

20 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Fund (PFD) for Q2 2016, worth a combined $6.35M — down 7.8% from $6.89M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of PFD and 2 opened new positions — a net loss of 2 holders — while 6 trimmed existing stakes and 7 added.

The largest buyer was Morgan Stanley, adding an estimated $250K. The largest seller was LPL Financial, cutting an estimated $748K.

  • 20 institutional investors held Flaherty & Crumrine Preferred and Income Fund (PFD) as of Q2 2016, down from 22 in Q1 2016.
  • Funds reported $6.35M of Flaherty & Crumrine Preferred and Income Fund stock for Q2 2016, down 7.8% quarter-over-quarter.
  • 2 funds opened new Flaherty & Crumrine Preferred and Income Fund positions in Q2 2016 and 4 closed out, a net change of -2 holders.
  • The largest Flaherty & Crumrine Preferred and Income Fund buyer in Q2 2016 was Morgan Stanley, an estimated $250K added.
  • The largest Flaherty & Crumrine Preferred and Income Fund seller in Q2 2016 was LPL Financial, an estimated $748K sold.

Based on aggregated 13F filings for Q2 2016.