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PFD

Flaherty & Crumrine Preferred and Income Fund

37 hedge funds and large institutions have $11.9M invested in Flaherty & Crumrine Preferred and Income Fund in 2019 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

20% more capital invested

Capital invested by funds: $9.96M → $11.9M (+$1.96M)

3% more funds holding

Funds holding: 3637 (+1)

0.02% more ownership

Funds ownership: 7.71%7.73% (+0.02%)

33% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 12

Holders
37
Holders Change
+1
Holders Change %
+2.78%
% of All Funds
0.8%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
8
Reduced
12
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$2.3M +$100K +7,667 +5%
FDCDDQ
2
Federation des caisses Desjardins du Quebec
Quebec, Canada
$1.55M -$276K -21,130 -16%
Cohen & Steers
3
Cohen & Steers
New York
$1.43M
UBS Group
4
UBS Group
Switzerland
$1.01M -$23.9K -1,833 -2%
PAS
5
Partnervest Advisory Services
California
$733K +$202K +15,500 +41%
Invesco
6
Invesco
Georgia
$586K +$398K +30,495 +252%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$426K +$319K +24,397 +371%
DADC
8
D.A. Davidson & Co
Montana
$416K +$54.9K +4,200 +16%
LPL Financial
9
LPL Financial
California
$380K -$8.75K -670 -2%
Bank of America
10
Bank of America
North Carolina
$358K -$2.6K -199 -0.8%
RCM
11
Robinson Capital Management
Michigan
$352K
Wells Fargo
12
Wells Fargo
California
$300K -$102K -7,804 -26%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$211K +$758 +58 +0.4%
CCM
14
Covington Capital Management
California
$208K
PAG
15
Private Advisor Group
New Jersey
$207K -$51.8K -3,963 -21%
CRC
16
Curi RMB Capital
Illinois
$186K -$9.38K -718 -5%
RJA
17
Raymond James & Associates
Florida
$165K
RJFSA
18
Raymond James Financial Services Advisors
Florida
$163K +$155K +11,859 New
Fiera Capital (Canada)
19
Fiera Capital (Canada)
Quebec, Canada
$159K -$19.6K -1,500 -11%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$159K +$19.2K +1,467 +15%
Creative Planning
21
Creative Planning
Kansas
$139K -$13.1K -1,000 -9%
AG
22
Advisor Group
Arizona
$116K -$29.5K -2,255 -21%
CAC
23
Certified Advisory Corp
Florida
$57K +$954 +73 +2%
FHB
24
First Hawaiian Bank
Hawaii
$43K
RFC
25
Regions Financial Corp
Alabama
$42K -$2.61K -200 -6%

PFD Hedge Fund Activity: Q1 2019 in Review

37 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Fund (PFD) for Q1 2019, worth a combined $11.9M — up 20% from $9.96M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new PFD positions and 3 closed out — a net gain of 1 holder — while 8 added to existing stakes and 12 trimmed.

The largest buyer was Invesco, adding an estimated $398K. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $497K sold.

  • 37 institutional investors held Flaherty & Crumrine Preferred and Income Fund (PFD) as of Q1 2019, up from 36 in Q4 2018.
  • Funds reported $11.9M of Flaherty & Crumrine Preferred and Income Fund stock for Q1 2019, up 20% quarter-over-quarter.
  • 4 funds opened new Flaherty & Crumrine Preferred and Income Fund positions in Q1 2019 and 3 closed out, a net change of +1 holder.
  • The largest Flaherty & Crumrine Preferred and Income Fund buyer in Q1 2019 was Invesco, an estimated $398K added.
  • The largest Flaherty & Crumrine Preferred and Income Fund seller in Q1 2019 was Wolverine Asset Management, an estimated $497K sold.

Based on aggregated 13F filings for Q1 2019.