PFD

Flaherty & Crumrine Preferred and Income Fund
PFD

Overview Fund Activity

36 hedge funds and large institutions have $9.96M invested in Flaherty & Crumrine Preferred and Income Fund in 2018 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 9 increasing their positions, 11 reducing their positions, and 1 closing their positions.

Holders
36
Holders Change
+4
Holders Change %
+12.5%
% of All Funds
0.8%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
9
Reduced
11
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Cohen & Steers
1
Cohen & Steers
New York
$1.2M
2
PAS
2
Partnervest Advisory Services
California
$437K
3
WAM
3
Wolverine Asset Management
Illinois
$497K
4
Morgan Stanley
4
Morgan Stanley
New York
$1.84M
5
Fiera Capital (Canada)
5
Fiera Capital (Canada)
Quebec, Canada
$151K

Top Sellers

1
Invesco
1
Invesco
Georgia
$140K
2
Bank of America
2
Bank of America
North Carolina
$302K
3
Millennium Management
3
Millennium Management
New York
$0
4
LPL Financial
4
LPL Financial
California
$327K
5
UBS Group
5
UBS Group
Switzerland
$870K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$1.84M 159,387 +23,712 +17%
FDCDDQ
2
Federation des caisses Desjardins du Quebec
Quebec, Canada
$1.54M 133,736 +613 +0.5%
Cohen & Steers
3
Cohen & Steers
New York
$1.2M 103,652 +42,638 +70%
UBS Group
4
UBS Group
Switzerland
$870K 75,293 -9,057 -11%
WAM
5
Wolverine Asset Management
Illinois
$497K 43,052 +35,744 +489%
PAS
6
Partnervest Advisory Services
California
$437K 37,800 +37,800 New
Wells Fargo
7
Wells Fargo
California
$342K 29,635 +9,544 +48%
LPL Financial
8
LPL Financial
California
$327K 28,299 -12,460 -31%
Bank of America
9
Bank of America
North Carolina
$302K 26,188 -15,235 -37%
DADC
10
D.A. Davidson & Co
Montana
$300K 26,000 – –
RCM
11
Robinson Capital Management
Michigan
$295K 25,567 +11,895 +87%
PAG
12
Private Advisor Group
New Jersey
$220K 19,040 -1,899 -9%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$176K 15,269 -3,157 -17%
CCM
14
Covington Capital Management
California
$174K 15,100 – –
CRC
15
Curi RMB Capital
Illinois
$165K 14,246 -446 -3%
Fiera Capital (Canada)
16
Fiera Capital (Canada)
Quebec, Canada
$151K 13,062 +13,062 New
Invesco
17
Invesco
Georgia
$140K 12,079 -68,346 -85%
RJA
18
Raymond James & Associates
Florida
$138K 11,958 +11,958 New
WAM
19
Weiss Asset Management
Massachusetts
$133K 11,482 +11,482 New
Creative Planning
20
Creative Planning
Kansas
$128K 11,089 -3,618 -25%
AG
21
Advisor Group
Arizona
$123K 10,705 +3,836 +56%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$117K 10,105 +10,105 New
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$76K 6,569 -1,405 -18%
CAC
24
Certified Advisory Corp
Florida
$47K 4,058 +74 +2%
RFC
25
Regions Financial Corp
Alabama
$38K 3,250 -2,250 -41%
1
2