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PFD

Flaherty & Crumrine Preferred and Income Fund

32 hedge funds and large institutions have $11.3M invested in Flaherty & Crumrine Preferred and Income Fund in 2020 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 8 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more capital invested

Capital invested by funds: $8.71M → $11.3M (+$2.55M)

0.34% more ownership

Funds ownership: 6.56%6.9% (+0.34%)

0% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 8

6% less funds holding

Funds holding: 3432 (-2)

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

Holders
32
Holders Change
-2
Holders Change %
-5.88%
% of All Funds
0.66%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
8
Reduced
8
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$3.37M +$974K +69,374 +43%
Wells Fargo
2
Wells Fargo
California
$1.31M +$45.9K +3,270 +4%
PWS
3
Private Wealth Strategies
Ohio
$1.19M +$11.7K +832 +1%
UBS Group
4
UBS Group
Switzerland
$881K +$92.7K +6,601 +12%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$629K -$12.9K -917 -2%
Osaic Holdings
6
Osaic Holdings
Arizona
$508K -$149K -10,626 -23%
LPL Financial
7
LPL Financial
California
$424K +$15.1K +1,075 +4%
WS
8
Wedbush Securities
California
$418K +$239 +17 +0.1%
DADC
9
D.A. Davidson & Co
Montana
$409K -$14K -1,000 -3%
WWM
10
Western Wealth Management
Colorado
$305K +$10.9K +775 +4%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$222K
CCM
12
Covington Capital Management
California
$216K -$2.81K -200 -1%
GC
13
Guggenheim Capital
Illinois
$200K +$193K +13,778 New
PWPS
14
Pinnacle Wealth Planning Services
Ohio
$189K +$183K +13,000 New
FDCDDQ
15
Federation des caisses Desjardins du Quebec
Quebec, Canada
$183K -$24.9K -1,775 -12%
FAAS
16
First Allied Advisory Services
California
$148K
CAN
17
Cetera Advisor Networks
California
$134K +$129K +9,216 New
Bank of America
18
Bank of America
North Carolina
$114K -$63.9K -4,552 -37%
PAG
19
Private Advisor Group
New Jersey
$86K -$82.4K -5,871 -50%
CAC
20
Certified Advisory Corp
Florida
$65K +$1.09K +78 +2%
SW
21
SVB Wealth
Massachusetts
$56K
Rockefeller Capital Management
22
Rockefeller Capital Management
New York
$38K
AF
23
Advisornet Financial
Minnesota
$36K
RCA
24
Ranch Capital Advisors
Florida
$27K
Carson Wealth (CWM LLC)
25
Carson Wealth (CWM LLC)
Nebraska
$22K

PFD Hedge Fund Activity: Q2 2020 in Review

32 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Fund (PFD) for Q2 2020, worth a combined $11.3M — up 29% from $8.71M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of PFD and 5 opened new positions — a net loss of 1 holder — while 8 trimmed existing stakes and 8 added.

The largest buyer was Morgan Stanley, adding an estimated $974K. The largest seller was Partnervest Advisory Services, exiting entirely with an estimated $173K sold.

  • 32 institutional investors held Flaherty & Crumrine Preferred and Income Fund (PFD) as of Q2 2020, down from 34 in Q1 2020.
  • Funds reported $11.3M of Flaherty & Crumrine Preferred and Income Fund stock for Q2 2020, up 29% quarter-over-quarter.
  • 5 funds opened new Flaherty & Crumrine Preferred and Income Fund positions in Q2 2020 and 6 closed out, a net change of -1 holder.
  • The largest Flaherty & Crumrine Preferred and Income Fund buyer in Q2 2020 was Morgan Stanley, an estimated $974K added.
  • The largest Flaherty & Crumrine Preferred and Income Fund seller in Q2 2020 was Partnervest Advisory Services, an estimated $173K sold.

Based on aggregated 13F filings for Q2 2020.